May 162013
 

 Paul M. Curtis

Like Paul Curtis, as a young writer I was enthralled by Lawrence Durrell’s four astounding novels — Justine, Balthazar, Mountolive & Clea — together known as The Alexandria Quartet. I can’t count the vivid snippets of scene and dialogue that still float up in my mind: especially the end of Clea when the painter’s wounded hand can suddenly “paint” as here healthy hand had never been able to do or the moment when the feckless journalist (a minor character throughout) returns from war in the desert, a tan, golden warrior who has suddenly found his place in existence. Yes, I love the transformations at the end of the quartet, when time suddenly moves forward. I loved the mysterious and ineffably sad hand prints on the brothel walls, Justine’s mad search for her stolen child, and Pursewarden’s epigrams (I began to learn to write epigrams reading The Alexandria Quartet). There are so many things I tried to copy here as a beginning writer (the faux Einsteinian structure and the Pursewarden endnotes, for example), so many ideals inhaled and transformed to my own uses.

I met Paul M. Curtis during my East Coast reading tour last November and we discovered a bond over beer at the Tide & Boar in Moncton, a bond that included dogs and Durrell. He offers here an all too brief glance backward at the novel of his youth. He began the project half afraid that what he had remembered so passionately might not hold up in the years of wisdom. But his essay sent me back, and when I went to my bookshelves to get the book, I realized my copy was gone, a gift to one of my sons in whom I hope it ignites the same conflagration it did in my heart. And I hope this essay sends our readers to the Quartet as well, an experience you should not miss, the brilliant, elaborate structure, the explosive lava flow of language, the stark view of modern love, the redemption of art.

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TheAlexandriaQuartetImage via Wikipedia

At the time when we knew [Pursewarden] he was reading hardly anything but science.  This for some reason annoyed Justine who took him to task for wasting his time in these studies.  He defended himself by saying that the Relativity proposition was directly responsible for abstract painting, atonal music, and formless (or at any rate cyclic forms in) literature.  Once it was grasped they were understood, too.  He added: “In the Space and Time marriage we have the greatest Boy meets Girl story of the age.”  (B, 142)[1]

 

– you might try a four-card trick in the form of  a novel, passing a common axis through four stories, say, and dedicating each to one of the four winds of heaven. A continuum, forsooth, embodying not a temps retrouvé but a temps délivré.

Pursewarden to “Brother Ass” (C, 135)

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The year 2012 was the centenary of the birth of Lawrence George Durrell, and the event was celebrated with The Guardian’s online reading group of The Alexandria Quartet (1957-60), the publication by Faber of a new edition of the Quartet (with a specially commissioned intro by Jan Morris) and an important conference in London sponsored by the International Lawrence Durrell Society. Durrell was born in Jullundur in the Punjab, India, 27 February 1912, the son of Anglo-Indian parents who had never been to England. The circumstances of Durrell’s birth, while distant from the mother country, pluralized his identity as Anglo-Indian-Irish (Irish on his Mother’s side). Born into colonial exile, the religious and political ideologies of Edwardian England, “Home of the eccentric and the sexually disabled” (M, 85), haunted the young Durrell through his first three novels: Pied Piper of Lovers (1935), Panic Spring (1937) and the The Black Book (1938).[2]  Since one is haunted only by what the senses cannot perceive, Durrell had to turn upon his inner self and to exorcise much of his Englishness in order to become an artist. Through the creation of his symbolist künstlerroman, The Black Book, he “first heard the sound of [his] own voice” (Preface, The Black Book, 1960, 13).[3] As a young bohemian in the London of the late 1920’s, Durrell was polymathic in his ambition, a lover of Elizabethan literature, an alluring presence with a powerful sexuality. Yet, he grew into a man of contradictions, best summarized by Marc Alyn:

Here is a recluse who loves being surrounded by people; a hedonist whose great pleasure is asceticism; a lazy man who never stops working; a man who finds joy in despair; a traveller who enjoys nothing more than quiet contemplation; a dandy truly at his ease in the company of tramps and vagrants; a novelist whose major preoccupation is poetry; an enemy of literature who gives the best of himself to his work.[4]

PaniccovIn celebration of the centenary I had the good fortune to embark upon a fresh reading of The Alexandria Quartet with several upper-year undergrads at l’Université de Moncton, and we were joined by several members of Moncton’s very vibrant and bilingual community of readers. Celebration aside, the objective of the reading was to determine if the Quartet still had ‘it’ – the power to hold today’s reader in an intimate and potentially redemptive connection with the work. I remember clearly thirty-two years ago when I read the Quartet, my first contact with Durrell. I spent one uninterrupted week in a glut of reading Justine, Balthazar, Mountolive and Clea. The set pieces are unforgettable: the hunt on Lake Mareotis, the Carnival in all its excess, or the Sitna Damiana celebration and the slaughter of the camels in the desert encampment. In the wake of the reading I remember feeling as if I were held in a cocoon of sensation generated by the exoticism of the setting – in particular Alexandria, “the great winepress of love,” “the capital of Memory” (J 14, 188), “the cradle of all our scientific ideas,”[5] “the Alexandria of the human estate” (C, 223) – and being moved equally by the literary ambition of the series. Rarely have I had such an intense reading experience, and I was aware at the time that the originality of the Quartet’s form had marked me as a reader. I was not aware to what extent, however. With the help of our Moncton reader/critics I wanted to determine, in the wake of the Egyptian Spring, if the Quartet would produce a similar effect on first-time readers, and, secondly, to test if the seductions of Durrell’s prose would leave me vulnerable and critically lame as they had the first encounter. As our reading proceeded, the effect on the first-timers was strong and positive, and this in spite of the apparent devaluation of Durrell’s reputation as a late Modernist writer since his death, a confirmed Buddhist, 7 November 1990. From a personal perspective, I came to realize that the Quartet had been my aesthetic standard for the novelistic treatments of time and love, and, even more destabilizing to realize, that this standard had been in silent, unconscious but continuous operation since my first reading. No small claim for one whose job is professing ‘objectively’. Then again, if the Quartet’s  “Relativity proposition” holds true, the starting point for every reader, amateur or professional alike, partakes of a relativity particular to each and whose dictates determine each reading.

Justine1The scope of the novel is grand with various settings in Alexandria, Cairo and an unnamed island in the Cyclades. The novel begins with the Englishman Darley’s arrival in Alexandria in 1933 and concludes in 1945 after his second stay there through the war.[6] The grandness of the setting, however, is little compared to Durrell’s ambitions for the form of his novel. Durrell, a poet, novelist, playwright, painter (as ‘Oscar Epfs’) and a playful philosopher (an Epfsistentialist!), is everywhere concerned with form. As laid out in his important Preface to Balthazar, the second volume, he wanted to write “a four-decker novel whose form is based on the relativity proposition.” Durrell later called this ambition pompous presumably because the link to early Twentieth-Century physics is tenuous. I remember one waggish critic commenting that surely one couldn’t fly to Mars after reading the Quartet. Durrell later explained that he wanted to create a bridge between Einstein and Freud, whom he cites in the first epigraph to Justine. The young and aspiring writer Darley is the first-person narrator of the eponymous Justine. The narrative point of view is crucial here because Darley narrates his love affairs first with Melissa, a tubercular dance-hall girl of serene resiliency, and then concurrently with Justine, the deeply flawed mythical figure who is also a powerful and power-hungry Alexandrian Jewess. “When it comes to men who genuinely like women,” Durrell once observed, “each of them is quite simply a mythical being” (Conversations, 30). Melissa is described as “washed up like a half-drowned bird … with her sex broken” (J, 24). However powerless Melissa might be over her life and lovers, the acceptance of her solitude transforms her into a powerful force of agape.[7] Justine’s mythical being, by contrast, is aligned with beauty and a death-dealing political power. She has “the austere mindless primitive face of Aphrodite” (J, 109) — divine beauty, yes, but beauty unblemished by a conscience. Whereas Melissa’s presence is positive and loving, Justine’s influence is “death-propelled” (M, 197), hence thanatic. “[Justine] was not really human – nobody wholly dedicated to the ego is” (J, 203).

Balthazar1At the conclusion of the first volume, Justine disappears and Darley retreats to an island in the Cyclades to lick his love wounds. Once there, he writes an MS which becomes, metafictionally, the novel Justine, the first novel of the Quartet. The Balthazar of the second volume is a homosexual Alexandrian doctor and cabalist who lives and works at the centre of the novel’s ex-pat society. In Balthazar, related again from Darley’s point of view, Durrell creates the device of the “great interlinear” (B, 21), a massive and detailed commentary written by Balthazar on what must be Darley’s MS of Justine. The genius of Durrell’s technique is to relativize – or, better still, recreate — the events of the first novel through the device of Balthazar’s interlinear. Balthazar has an eye for association and the logic of continuum over that of sequence: “But I love to feel events overlapping each other, crawling over one another like wet crabs in a basket” (B, 125). From Balthazar’s interlinear the reader infers that her task is doubled: one should read between the lines of both Balthazar and the Justine it destabilizes. As Darley comes to realize that Justine has used him for political ends and that she loves the other older writer Ludwig Pursewarden, the reader shares his deception with an ontological frisson.

mountolive1But the relativism continues with Mountolive. The third novel is remarkable for the political overlay it provides to the previous two, and especially because its apparently banal naturalistic technique is held in sharp contrast to the inventiveness of its content. Durrell called Mountolive the “clou[8] of the series, and in it he re-shuffles the “four-decker” yet again. Within the omniscient third-person narrative technique, Darley becomes an objective character, much as he thought the others had been from his first-person perspective in Justine and Balthazar. Pursewarden, the political officer serving Ambassador David Mountolive, gets caught in the knot of plot and takes his own life, but not before he has revealed the cause of his deception by writing a message on a mirror. The message is the political and symbolic crux of the novel: politically, because it reveals Pursewarden’s unwitting self-deception with regard to Justine’s “Faustian compact” (M, 201) on behalf of the nascent Jewish state; symbolically, because the surface of this mirror reveals for once its depths that have been hidden in plain sight. As implied within Keats’ famous epitaph, “Here lies One / Whose Name was writ in Water,” the careful reader has a momentary and awful glimpse of the depths below the surface of reality that, to the more casual, has always seemed to be everywhere intact, constant, reliable. As we read very early on in Justine, “Our common actions in reality are simply the sackcloth covering which hides the cloth-of-gold — the meaning of the pattern.” Once we catch a glimpse of this meaning, we behold what Durrell has called the Heraldic Universe, the natural home of the imagination from where it makes “‘sudden raids on the inarticulate’” (Conversations, 136).

The first three novels are “siblings,” as Durrell explains in the note to Balthazar, “and are not linked in a serial form. They interlap, interweave, in a purely spatial relation. Time is stayed. The fourth part alone will represent time and be a true sequel.”

You see, Justine is written by Darley. It’s his autobiography. The second volume, Balthazar, is Darley’s autobiography corrected or revised by Balthazar. In Mountolive, written by me, Darley is an object in the outside world. Clea would be the new autobiography of Darley some years later, in Alexandria once again (Conversations, 41).

Clea1In Clea, the maturer Darley returns to Alexandria now engulfed by the Second World War. The Vichy frigates, “symbolising the western consciousness” (B, 105), lie under arrest at anchor in the harbour; the crew members, however, have the permission to carry small arms. The blonde blue-eyed painter Clea, modelled after Durrell’s third wife, the Alexandrian Claude-Marie Forde, has a significant presence in all three previous novels. Like Darley, she too is an artist evermore about to be, and she paints the portraits of several characters including that of Justine, with whom she had an affair. The tetralogy holds forth the promise of redemption by means of Clea’s transformation into the artist at the novel’s conclusion. Only art has the power to free humanity from its own perversions, eminently the case in Alexandria before a world run riot with fascist ego. In Clea’s apartment, defenceless against a night-time bombing raid, she and Darley become lovers. However genuine their love might be, it comes from a mismatched readiness and founders temporarily.  Their love succeeds ultimately, however, through Darley’s newfound “willpower of desirelessness” (Conversations, 119), the Taoist posture from which one respects, contemplates and yet engages Nature.

When you read Clea I hope you will feel that Darley was necessarily as he was in Justine because the whole business of the four books, apart from other things, shows the way an artist grows up…. I wanted to show, in the floundering Darley, how an artist may have first-class equipment and still not be one.[9]

Before Clea realizes herself as an artist at the novel’s conclusion, Durrell creates a remarkable parable of rebirth. The scene takes place in an underwater gallery off the legendary islet of Timonium, where, in the ruins of their world well lost, Antony and Cleopatra fled after Actium (C, 227). Clea’s right wrist, her brush hand, is pinned underwater accidentally.  Darley must deform the hand to release her and to regain the surface. In a life-saving act of resuscitation that is the simulacrum of love-making, the forces of eros and thanatos are held in momentary equilibrium over the unconscious Clea before she splutters back to consciousness and, subsequently, to her new life as artist.

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The second epigraph to this essay occurs in the second chapter of the second Book of Clea,[10] and appears in Pursewarden’s diary entitled “My Conversation with Brother Ass.” His imagined interlocutor is Darley. In addition to being the Quartet’s foremost novelist, Pursewarden serves as Durrell’s artistic consciousness of the series. On Pursewarden as character, Durrell observes teasingly, “You must become a Knowbody before you become a Sunbody” (Conversations, 73). Pursewarden knows the difficult lessons of love, even incestuous love, and his ribald wit shines through the entire novel. The reader’s reflex is to give weight to everything he says since he, in effect, compels it.  “We live,” he declaims early on in Balthazar, “lives based upon selected fictions. Our view of reality is conditioned by our position in space and time – not by our personalities as we like to think” (B, 14). Pursewarden is the first to articulate the fiction of personality and, in particular, the danger posed by the ego. “My Conversation” is the greatest concentration of Pursewardian apothegms that “litter” the novel,[11] and it’s addressed to the Darley of his imagination, or “Brother Ass,” the aspiring author in the Quartet and the ‘author’ of the first-person ‘autobiographies’ Justine, Balthazar and Clea. Darley reads the conversation in the MS after Pursewarden has taken his own life, ostensibly for a diplomatic gaffe with international reverb. With a wink at the forthcoming literary post-modernism, Pursewarden describes neatly the sprawling structure of the Quartet from within its fourth and final volume. Such a metafictional irony enhances Durrell’s interest in the relativity proposition as he set out in the forward to Balthazar. Unwise as it is to trust any author’s self-evaluation, the four-decker novel is the Quartet’s principle conceit, and it arranges across the four novels, as we shall, see several “moments of connected recollection.”[12] Darley’s attempt at reading the past in order to understand his love for Justine and Melissa is ‘true’, however subjectively. What Darley doesn’t realize in the first two novels is that he cannot escape his own subjectivity in a multi-dimensional universe. By the time the reader has reached the fourth volume, she has been trained to read retroactively, that is to say, with a forward view of the plot at hand as well as simultaneously of its prior layerings. The overall effect is to hold before the reader’s mind a valence of several stories. More to the point, the book teaches us to look forward to looking back. The overall effect of these alternant plots is to make the reader, this reader at least, think about the Quartet less as a sequence and more as a “word-continuum”(Author’s Note to Clea).[13] The reading experience is quite unlike any other series of novels. As we shall see, each narrative layer contains a purposeful misconception on Durrell’s part. And as each layer dissolves with the information supplied by each succeeding volume, the reader experiences a sudden awareness that is compelling because an event first interpreted innocently must be reinterpreted through the powerful catalysis of each narrative development. Each event in the story is dynamic as if it has a life of its own, the plot of which we discover as we proceed. Each, therefore, has the potential to become an opening into time rather than a reified point in some Freytagian progression. Let us turn to one such example of narrative layering that will serve to illustrate Durrell’s finesse with form.

The first example depends upon the agency of a telescope. The scene occurs in Justine at the summer house of Nessim and Justine Hosnani, and I cite the excerpt at length in the hope that the reader will sense the planes of emotion Durrell evokes and superimposes as the passage proceeds. Darley is anxious that Justine’s infidelity has been discovered by her husband Nessim who is also Darley’s close friend.

This further warning was given point for me by an incident which occurred very shortly afterwards when, in search of a sheet of notepaper on which to write to Melissa, I strayed into Nessim’s little observatory and rummaged about on his desk for when I needed.  I happened to notice that the telescope barrel had been canted downwards so that it no longer pointed at the sky but across the dunes towards where the city slumbered in its misty reaches of pearl cloud.  This was not unusual, for trying to catch glimpses of the highest minarets as the airs condensed and shifted was a favourite pastime.  I sat on the three-legged stool and placed my eye to the eye-piece, to allow the faintly trembling and vibrating image of the landscape to assemble for me.  Despite the firm stone base on which the tripod stood the high magnification of the lens and the heat haze between them contributed a feathery vibration to the image which gave the landscape the appearance of breathing softly and irregularly.  I was astonished to see – quivering and jumping, yet pin-point clear – the little reed hut where not an hour since Justine and I had been lying in each other’s arms, talking of Pursewarden.  A brilliant yellow patch on the dune showed up the cover of a pocket King Lear which I had taken out with me and forgotten to bring back; had the image not trembled so I do not doubt but that I should have been able to read the title on the cover.  I stared at this image breathlessly for a long moment and became afraid.  It was as if, all of a sudden, in a dark but familiar room one believed was empty a hand had suddenly reached out and placed itself on one’s shoulder.  I tiptoed from the observatory with the writing pad and pencil and sat in the armchair looking out at the sea, wondering what I could say to Melissa (J, 168-9).

The passage begins by establishing an earthbound perspective as the perspective descends from sky to minaret to hut, and the agency of the telescope serves to conflate the vision of Nessim and Darley. The telescope’s magnification brings to Darley’s eye the precise scene that it had previously brought to Nessim’s, and with an eerie irony Darley becomes an eyewitness to his own adultery as he rummages about in his host’s private quarters. The lovely personification of the breathing landscape in contrast to Darley’s breathlessness brings to bear the weighty hauntedness of the scene. Seeing through Nessim’s eyes magnifies, of course, Darley’s own blindness vis-à-vis the affair. Such shifting of visual perspectives is the Quartet’s primary motif, and the characters often encounter each other through the beguiling surface of a mirror, at one remove from unmediated vision.[14]  Darley’s ostensible reason for his presence in the observatory is for paper to write Melissa, his other lover; but one can’t help but wonder how sincere Darley’s motivation to write her might be if he pursues it in the wake of a beach-hut encounter with Justine. The copy of King Lear is a clever device developed with increasing effectiveness by Durrell in his first three novels. Shakespeare’s play resonates powerfully in this scene more from an ambiguity of symbolic reference than through precise allusion. Does Darley’s revelatory moment of telescopic vision imply Gloucester’s blindness and fall to another beach? Or is the reference more general still, about the power of a genuine love unperceived, as is Cordelia’s by Lear and Melissa’s by Darley? The example is one of Durrell’s painterly touches where an image creates a plane of emotion that haunts a scene rather than appearing in full outline.

The telescope returns in the fourth volume, Clea, but with purposeful differences. The Egyptians have begun to expropriate Nessim’s things in punishment for his political adventurism, and his friends defend him in the interim by buying his possessions. Now Mountolive’s, the telescope re-emerges on the verandah of the British summer legation overlooking the Corniche.  Clea, “with time to kill,” sees Mountolive and Liza Pursewarden, the dead writer’s sister (and former lover), opposite the legation walking along the Stanley Bay front:

As I had time to kill I started to fool with the telescope, and idly trained it on the far corner of the bay.  It was a blowy day, with high seas running, and the black flags out which signalled dangerous bathing.  There were only a few cars about in that end of the town, and hardly anyone on foot.  Quite soon I saw the Embassy car come round the corner and stop on the seafront.  Liza and David got down and began to walk away from it towards the beach end.  It was amazing how clearly I could see them; I had the impression that I could touch them by just putting out a hand.  They were arguing furiously, and she had an expression of grief and pain on her face.  I increased the magnification until I discovered with a shock that I could literally lip-read their remarks!  It was startling, indeed a little frightening.  I could not ‘hear’ him because his face was half turned aside, but Liza was looking into my telescope like a giant image on a cinema screen.  The wind was blowing her dark hair back in a shock from her temples, and with her sightless eyes she looked like some strange Greek statue come to life (C, 117).

Undoubtedly, Durrell wants the reader to telescope the two scenes across the four-decker novel, and in so doing to see the one through the other. Whereas Darley in Justine is haunted as if by a hand on his shoulder, Clea, in her mind’s eye, extends her hand as if to touch the lovers on the beach. Darley’s ‘blind’ love for Justine re-emerges as Liza’s physical blindness; but, whereas the blind Liza has insight into love, Darley must earn his insight through trial and experience. Such a compression of formal symmetries works with a crisp logic. If Darley can be the eyewitness to his own love affair in Justine, Clea’s view of lovers on another beach seals her own love Darley since, with a curious “optical democracy,”[15] she becomes Darley’s specular and, therefore, full partner. The extension of a telescope from volume one to four promotes the effect of looking forward to looking back and creates the illusion of the suspension of time, what Durrell calls disparagingly, the “Western deity.”[16] It’s as if each of these local smaller stories has a life that takes form within the larger narrative of the Quartet. As Darley considers Balthazar’s interlinear: “It was cross-hatched, crabbed, starred with questions and answers in different-coloured inks, in typescript. It seemed to me then to be somehow symbolic of the very reality we had shared – a palimpsest upon which each of us had left his or individual traces, layer by layer” (B, 21-2). Each reader might enjoy the layers singly or in their shifting ensemble.

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If one reads the interviews with Durrell about the time of the publication of the Quartet, Durrell raises constantly the question of form. It must have taken considerable daring or confidence and financial need for Durrell to publish the novels separately since the form of the tetralogy was unalterable once the first came to light.

I suppose (writes Balthazar) that if you wished somehow to incorporate all I am telling you into your own Justine manuscript now, you would find yourself with a curious sort of book — the story would be told, so to speak, in layers.  Unwittingly I may have supplied you with a form, something out of the way!  Not unlike Pursewarden’s idea of a series of novels with “sliding panels” as he called them.  Or else, perhaps, like some medieval palimpsest where different sorts of truth are thrown down one upon the other, the one obliterating or perhaps supplementing another.  Industrious monks scraping away an elegy to make room for a verse of Holy Writ (B, 183)!

When one attempts to account for form in a novel, the necessary phrase ‘narrative technique’ might sound commonplace to the ear, especially after the metafictional ironies of Ackroyd, Calvino, Don Coles, and David Foster Wallace, to name but a few. Narrative technique is everywhere apparent in the Quartet because of the overlay of diary, letter, novel within novel, commonplace book, and the “great interlinear” which informs much of Balthazar and Justine. The characters as well have a bit of the artist about them: Clea, Nessim and Pursewarden are painters – the first professional, the latter two amateur. Pursewarden, Arnauti, and Darley are writers – again, the first two professional, the latter coming into being through the story of Quartet. Durrell was very conscious of the difficulties of writing a ‘great’ book in the wake of Proust and Joyce. He chose not to write a novel of temps retrouvé or a roman fleuve. Each novel in the Quartet is a “sibling” hence genetically kin rather than related through, say, religion, philosophy or the logic of cause and effect. The principal beauty of Durrell’s narrative technique lies in its enactment of relativity rather than an invocation of it at one remove by means of description. In a manifestly complicated novel, people and events occupy a single time, often a single moment. Each occupation of the moment creates considerable narrative momentum since we see the same moment repeatedly, but differently with each repetition, the familiar made fresh. As Durrell overlays narrative bits in the Quartet, each bit accrues about it its own story, such as Scobie’s apotheosis from a cross-dressing transvestite and alcoholic to the saintly El Scob with his annual feast day. Each overlay aligns planes of emotion that produce a greater impact in their ensemble than might any incident taken singly. Like Balthazar’s “wet crabs” each incident has a narrative ‘life’ as it expressed through the contact with or awareness of another incident. Examples come to mind such as that of Balthazar’s gold ankh (J, 94), a key he uses to wind his pocket watch and the loss and discovery of which triggers its own narrative. Justine has an eburnine ring (B, 200). During the masked Carnival, when rings or wedding bands serve as signs of identity, Justine gives her ring to a minor character, Toto de Bunuel, so that she might pursue an unknown mission anonymously.  Toto, mistaken for Justine, is murdered that very night with her ring on his finger. Upon his return to Alexandria, Darley glimpses Clea for the first time “by chance, not design:”

My heart heeled half-seas over for a moment, for she was sitting where once (that first day) Melissa had been sitting, gazing at a coffee cup with a wry reflective air of amusement, with her hands supporting her chin.  The exact station in place and time where I had once found Melissa, and with such difficulty mustered enough courage at last to enter the place and speak to her.  It gave me a strange sense of unreality to repeat this forgotten action at such a great remove of time, like unlocking a door which had remained closed and bolted for a generation.  Yet it was in truth Clea and not Melissa, and her blonde head was bent with an air of childish concentration over her coffee cup.  She was in the act of shaking the dregs three times and emptying them into the saucer to study them as they dried into the contours from which fortune-tellers ‘skry’ — a familiar gesture (C, 76-7).

As Darley’s and the reader’s consciousness of the overlay grow, so does the potential for meaning. The story of Balthazar’s ankh – so redolent with suggestions of time — winds the time of its loss and discovery into a recursive loop.  Justine’s ring, exhumed from an ancient tomb, partakes of death and confers it, however unintentionally. Darley’s vision of Clea superimposed upon the memory of Melissa “refund[s] an old love in a new” (C, 112). Melissa is the most vulnerable, marginalized and yet the strongest female in the Quartet, and Clea must be reborn before assuming her nature as artist. As Darley remarks to himself, as if speaking of a grammar of the heart, “And in my own life … the three women who also arranged themselves as if to represent the moods of the great verb, Love: Melissa, Justine and Clea” (C, 177). Enacting the relativity proposition across episodes, then, has everything to do with form. As Balthazar comments, “To intercalate realities is the only way to be faithful to time” (B, 226). Or, in Durrell’s own words:

The root [of the mirror game] is relatively banal like an Agatha Christie novel; but by changing the lighting the reality of the thing is changed. My primary game was to write a Tibetan novel rather than a European novel. I attempted to bring together the four Greek dimensions, which are the basis of our mathematics and the five skandas of Chinese Buddhism. For us the individual consciousness of each person is filtered through five perceptions and notions. I wanted to observe what would become an ordinary novel if one changed the lighting and if individuality became blurred. What seems stable in Mountolive in the Quartet is simply the collection of states that are always in agitation. In Chinese philosophy destiny is not limited to a single life; it is well known that you don’t learn anything in one life (Conversations, 197-8).

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An essay such as this is can offer but a glimpse of the Quartet because the novel lends itself to multiple types of reading. We can read it for the exoticism of its setting, for its treatment of modern love and for Durrell’s skills as a literary innovator, “An assassin of polish.”[17] As Durrell himself remarked:

The thing was, I wanted to produce something that would be readable on a superficial level, while at the same time giving he reader—to the extent that he was touched by the more enigmatic aspects—the opportunity to attempt the second layer, and so on …Just like a house-painter; he puts on three, four coats. And then it starts to rain, and you see the second coat coming through. A sort of palimpsest (BS, 66).

Durrell noted often and brilliantly that the English language had only one word for love. “The richest of human experiences is also the most limited in its range of expression. Words kill love as they kill everything else” (M, 48). One paradox of Durrell’s treatment of “modern love” is its power to convince Darley of his own objectivity while he is in the midst of the purest egotism. “For observation throws down a field about the observed person or object” (M, 160). His reading of events, however sincere as a seeker of ‘truth’, is still bound unwittingly by the emotional perspective of the loving, and aching, ‘self’. [18] We learn as we read in Justine, “Egotism is a fortress in which the conscience de soi-même, like a corrosive, eats away everything. True pleasure is in giving surely” (53). The notion of the “impossible ego” (Conversations, 214), moreover, is the thematic bridge between the investigation into modern love with the birth of Darley and Clea as artists. Darley discovers his truer expanded self by letting go of his ego and by letting go of Clea and his love for her at the end of the fourth volume. The letting go of his love, and Clea’s intuitive acceptance of the gesture, serves in part to transform both Darley and Clea into artists. Such a pleasure in loving without attachment is the novel’s concluding redemptive moment.

In the investigation, the selfishness of modern love is so necessary, because through the narcissism one comes to the poetic realization and at the end they (Clea and Darley) are both fit to marry each other, so to speak. They have evaluated sexuality and attachment as its true function and they use it in the most spiritual way possible, because it’s information, it’s the algebra of love they’ve discovered” (Conversations, 243).

Durrell’s insistence on the spirituality of their love explains his choice of De Sade for the epigraphs of each novel. De Sade is as “infantile as modern man is: cruel, hysterical, stupid, and destructive – just like us all. [De Sade] is our spiritual malady personified.” [19] In order to release the love and the art within, one must conquer the ego in a Taoist sense. Another contemporary novelist obsessed with form is David Foster Wallace. In reference to the writer’s attitude to her work, he once commented, “The obvious fact that the kids [young writers of the 1990’s] don’t Want to Write so much as Want to Be Writers makes their letters so depressing.”[20] The phrase ‘Want to Be Writers’, in effect, erects statues in honour of and submission to the demands of the ego. The second ‘Want to Write’ presupposes an ‘I’ who creates from beyond the bounds of ego, as did Blake, so as not to be enslaved by the creations of another man. The Quartet concludes in a position of spiritual equilibrium. Clea and Darley are in love but are not together. Their love exists all the more powerfully in the egoless plenitude of its possibility. The “nudge” from the universe felt by Darley at the novel’s last page prompts him to begin a story with the words “Once upon a time.” The time has come for Darley to write from a posture of serenity, of actionless action. To those few artists who can perceive with the Taoist smile in their mind’s eye, such a cosmic nudge is nevertheless the most furtive and yet the most enduring.

 To the lucky now who have lovers or friends,
Who move to their sweet undiscovered ends,
Or whom the great conspiracy deceives,
I wish these whirling autumn leaves:
Promontories splashed by the salty sea,
Groaned on in darkness by the tram
To horizons of love or good luck or more love –
As for me now I move
Through many negatives to what I am.[21]

 

 

—Paul M. Curtis

  ——

Bibliography

Alyn, Marc. The Big Supposer: A Dialogue with Marc Alyn. Trans. Francine Barker. London: Abelard-Scuman, 1973.

Durrell, Lawrence. A Smile in the Mind’s Eye. London: Wildwood House, 1980.

_______________. The Alexandria Quartet. 4 vols. New York: E. P. Dutton & Co., Inc., 1961.

_______________. Collected Poems: 1931-1974. Ed. James A. Brigham. New York: Viking Press, 1980.

Haag, Michael. “Only the City Is Real: Lawrence Durrell’s Journey to Alexandria.” Alif: Journal of Comparative Poetics, No. 26, Wanderlust: Travel Literature of Egypt and the Middle East(2006): 39-47.

Hitchens, Christopher. Arguably. Signal/McClelland & Stewart, 2011.

Ingersoll, Earl G. Ed. Conversations. Madison: Fairleigh Dickinson University Press, 1998.

Kaczvinsky, Donald P. “When Was Darley in Alexandria? A Chronology for The Alexandria Quartet.” Journal of Modern Literature Vol. 17 No. 4 (Spring, 1991): 591-594.

MacNiven, Ian A. “Lawrence George Durrell.” Oxford Dictionary of National Biography. Online (http://www.oxforddnb.com/view/article/39830). 11 July 2012.

______________. Lawrence Durrell: A Biography. London: Faber & Faber, 1998.

Max, D. T. Every Love Story is a Ghost Story: A Life of David Foster Wallace.  New York: Viking, 2012.

McCarthy, Cormac. Blood Meridian or The Evening Redness in the West. New York: Vintage International, 1992.

Morrison, Ray. A Smile in his Mind’s Eye: A Study of the Early Works of Lawrence Durrell (Toronto: University of Toronto Press, 2005.

____________. “Mirrors and the Heraldic Universe in Lawrence Durrell’s The Alexandria Quartet.” Twentieth Century Literature Vol. 33 No. 4 (Winter, 1987): 499-514.

Wedin, Warren. “The Artist as Narrator in The Alexandria Quartet.” Twentieth Century Literature Vol. 18 No. 3 (July, 1972): 175-180.

Wood, Michael. “Sink or Skim.” London Review of Books Vol. 31 No 1, 1 January 2009. http://www.lrb.co.uk/v31/n01/michael-wood/sink-or-skim

—————————————————-

Paul M. Curtis is Director of the English Department at l’Université de Moncton, New Brunswick, Canada, where he has taught English Language and Literature since 1990. He has published numerous articles on the poetry and prose of Lord Byron. Professor Curtis is preparing the first digital scholarly edition of Byron’s correspondence.

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Footnotes    (↵ returns to text)
  1. All citations are from The Alexandria Quartet, 4 vols. (New York: E. P. Dutton & Co., Inc., 1961) and are indicated by the initial of the volume: J, B, M, C and page number.
  2. Thanks to ECW Press at the University of Victoria, the first two novels have been recently republished. In the The Black Book, the protagonist Lawrence Lucifer transforms himself into an artist by liberating himself from the mind-forg’d manacles of England’s manufacture. Ray Morrison, in his A Smile in his Mind’s Eye: A Study of the Early Works of Lawrence Durrell (Toronto: U of T Press, 2005), is the only critic who has come to terms with the LGD’s debt to Taoism.
  3. Quoted in Ian MacNiven’s biographical article in the ODNB: http://www.oxforddnb.com/view/article/39830
  4. The Big Supposer: A Dialogue with Marc Alyn, trans. Francine Barker (London: Abelard-Scuman, 1973) 11.
  5. Conversations, ed. Earl G. Ingersoll (Madison: Fairleigh Dickinson University Press, 1998) 207. Hereafter Conversations followed by page number. This collection of interviews is essential reading.
  6. On the chronology of the novel see, Donald P. Kaczvinsky’s “When Was Darley in Alexandria? A Chronology for The Alexandria Quartet,” Journal of Modern Literature Vol. 17 No. 4 (Spring, 1991): 591-594.
  7. Monsieur, je suis devenue la solitude même. ”Melissa to Pursewarden as they dance (M, 168).
  8. Ian A. MacNiven, Lawrence Durrell: A Biography (London: Faber & Faber, 1998) 466.
  9. Quoted in Warren Wedin, “The Artist as Narrator in The Alexandria Quartet,” Twentieth Century Literature Vol. 18 No. 3 (July, 1972): 175.
  10. My attention to the detail of narrative divisions in the AQ is out of respect to LGD’s formal intentions. If one were to cast her eye over the entire tetralogy and divide each novel into its sub-headings of numerical division, book or chapter number, and then calculate the number of pages contained in each book’s smallest division, the reader would begin to get the impression of the formal (a)symmetries and narrative rhythms that LGD exploits.
  11. Michael Wood, “Sink or Skim,” London Review of Books Vol. 31 No 1, 1 January 2009. http://www.lrb.co.uk/v31/n01/michael-wood/sink-or-skim
  12. To pilfer one of Christopher Hitchens’ phrases, see the essay “Rebecca West: Things worth Fighting For,” [2007] in his collection, Arguably (Signal/McClelland & Stewart, 2011) 194.
  13. See Conversations, “If you remember scenes or characters and can’t quite remember which book they come in, it proves that the four are one work tightly woven, doesn’t it? The joiner is the reader, the continuum is his private property. One dimension in light of the other.” (71).
  14. As Ray Morrison informs us, mirrors occur 120 times in the AQ. “Mirrors and the Heraldic Universe in Lawrence Durrell’s The Alexandria Quartet,” Twentieth Century Literature Vol. 33 No. 4 (Winter, 1987): 499-514.
  15. This brilliant phrase is original to Cormac McCarthy in his Blood Meridian or The Evening Redness in the West (New York: Vintage International, 1992) 247.
  16. Durrell’s notebook “A Cosmography of the Womb, London Jan 1939,” is quoted in Michael Haag’s “Only the City Is Real: Lawrence Durrell’s Journey to Alexandria,” Alif: Journal of Comparative Poetics, No. 26, Wanderlust: Travel Literature of Egypt and the Middle East(2006): 42.
  17. “Style,” Collected Poems: 1931-1974, ed. James A. Brigham (New York: Viking Press, 1980) 243-4.
  18. “Then in the relativity field you get the relation of subject and object completely changed. In other words you can’t look at a field without influencing it. A very singular thing” (Conversations, 121).
  19. MacNiven, Lawrence Durrell, 433.
  20. See the first full-length biography on DFW by D. T. Max, Every Love Story is a Ghost Story (New York: Viking, 2012) 178.
  21. “Alexandria,” Collected Poems, 154, lines 1-9.
May 152013
 

Herewith Betsy Sholl’s diffident, respectful and intensely thoughtful essay on Osip Mandelstam, his life, poetry, and translations. Betsy is a dear friend and colleague at Vermont College of Fine Arts where she teaches poetry and I teach prose and we meet and catch up every six months at the residencies in Montpelier. At once an essay about poetry and about the art of translation, “The Dark Speech of Silence Laboring” plays on the oscillation between intimacy and distance involved in reading poems in translation and ends by celebrating that distance. She writes: “Maybe the sense of lifting one veil only to find another describes all reading, describes our human condition.”

dg

When I ask myself why, for the last several years, I have gone back to the work Osip Mandelstam more than any other poet, the answer seems to involve some combination of the man and his work, or perhaps the man in his work.  There is an  intimacy in his voice that carries a quality of purity, as if the poems welled up from within and were first whispered to himself as provisional stays against the chaos around him.  The words are like boulders allowing him to cross a difficult river, one bank being his own interior life, the other the outside world of Soviet life.  Even in translation the intensity of his language comes through, a sense of the physicality of his words, an almost palpable voice.  His genius for metaphor is clear: in the rapidity of association images have that quality of transformability or convertibility, which he admires in Dante, whose  “similes that are,” he says, “never descriptive, that is, purely representational.  They always pursue the concrete goal of giving the inner image of the structure or the force… (Conversation about Dante).”  To suggest something of the original quality of his mind, here is a prose description from Journey to Armenia:

I managed to observe the clouds performing their devotions to Ararat.

It was the descending and ascending motion of cream when it is poured into a glass of ruddy tea and roils in all directions like cumulous tubers.

The sky in the land of Ararat gives little pleasure, however, to the Lord of Sabaoth; it was dreamed by the blue titmouse in the spirit of the most ancient atheism.

There is in the passage, of course, the delicious metaphor of clouds like cream in tea.  But there is so much more.  Ararat is the mountain where Noah’s Ark is said to have landed, which suggests a world in dubious straits—some element of survival surrounded by vast destruction. If the Jewish God is one of justice and order, then the roiling clouds suggest a kind of airily chaotic movement in contrast to the rest commanded by the “Lord of Sabaoth.”  I don’t fully understand the blue titmouse, but it seems that this resting place, this starting place for the new order of life is still in tension with something older, wilder, not to be easily subdued.  Clouds like tubers, descending and ascending, atheism and the blue titmouse—God seems hardly able to control the world he has been trying to get right!

Though Mandelstam conveys a kind of interior landscape that can seem very private, nevertheless the poems are deeply engaged with culture and history, registering the rapid changes in the world around him.   The poems work with interior images, like much lyric poetry of our current time, but Mandelstam does not merely depict his own sensibility; he takes all the resources of lyricism and uses them to address the world around him.

osip-mandelstam5

For several reasons the poems can be difficult.  Some have to do with our ignorance of Russian culture and history: we miss the lines of other poets embedded in his own, and many subtle allusions a Russian reader would recognize.  Other references and associative leaps come from such a deeply personal place, the best we can do is catch the resonance, the dust flying off his boot soles. His widow Nadezhda Mandelstam sometimes argues against accepted interpretations of certain poems, as though even Russian scholars have missed private allusions. In his “Conversation about Dante,” Mandelstam himself compares the rapidity of poetic association to running across a river, “jammed with mobile Chinese junks sailing at various directions.”  He continues, “This is how the meaning of poetic speech is created.   Its route cannot be reconstructed by interviewing the boatmen: they will not tell how and why we were leaping from junk to junk.”   So we make our way, leaping, stumbling.  Despite the difficulties and the problems of translation, Mandelstam’s emotional openness and vulnerability clearly come across.

HopeAnd that brings me to the life.  Mandelstam was born in 1891, and came of age during the revolution with its various conflicting parties, its terrorism and deprivations.  I won’t spend time here on biography or Russian history—those things are easy enough to find.  Suffice it to say the aftermath of revolution was chaotic with various leaders in and out of power, endless atrocities.  In the mid ‘20s Stalin rose to the top.  By 1930 he had published a letter announcing that “nothing should be published that was at variance with the official point of view.”  In 1933, as if silent acquiescence had become intolerable, Mandelstam composed his famous “Stalin Epigram” and read it to at least two different gatherings, clearly aware someone would probably turn him in.   Nadezhda Mandelstam, in her memoir Hope Against Hope, says in doing this, he was “choosing his manner of death.”  Perhaps the real crime, and for Mandelstam the real necessity, was what she calls “the usurpation of the right to words and thoughts that the ruling powers reserved exclusively for themselves….”   At any rate, it was like signing his own death sentence, which Mandelstam himself suggested in a kind of recklessly sanguine moment when he said to her, “Why do you complain?  Poetry is respected only in this country—people kill for it. There’s no place where more people are killed for it.”  In Mandelstam’s case, he was jailed, interrogated and eventually exiled for three years, from 1934 to May of 1937, then arrested again in May of 1938, and sentenced to hard labor.  He died in a transit camp in Eastern Siberia that December.  Here’s the poem in Merwin’s translation:

THE STALIN EPIGRAM

Our lives no longer feel ground under them.
At ten paces you can’t hear our words.

But whenever there’s a snatch of talk
it turns to the Kremlin mountaineer,

the ten thick worms of his fingers,
his words like measures of weight,

the huge laughing cockroaches on his top lip,
the glitter of his boot-rims.

Ringed with a scum of chicken-necked bosses
he toys with the tributes of half-men.

One whistles, another meows, a third snivels.
He pokes out his finger and he alone goes boom.

He forges decrees in a line like horseshoes,
one for the groin, one the forehead, temple, eye.

He rolls the executions on his tongue like berries.
He wishes he could hug them like big friends from home.

[November, 1933]

WSMerwin

W.S. Merwin

This poem is more accessible than most of Mandelstam’s poems, which suggests he felt his fate closing in, and wanted to make his position clear, leaving nothing to ambiguity.  Certain lines of Merwin’s version are burned into my mind, and I hate to even look at other versions: “the huge laughing cockroaches on his top lip,”  “Ringed with a scum of chicken-necked bosses,” “He pokes out his finger and he alone goes boom.”  However, if we look at the Hayward translation, which is the one printed in Hope Against Hope, there is “the broad-chested Ossette,”  and that reference is clearly in the original.  Apparently there was some question about whether Stalin was actually from Georgian or Ossetia, the small republic next door.  Ossetians were viewed as less refined and more violent, so Stalin officially claimed to be Georgian.   It’s telling to consider that even as Mandelstam recited the poem, knowing the dangers, he was concerned with its artistic quality, and said he wanted to get rid of those last lines, they were no good. Perhaps Merwin was wise to avoid a reference the poet himself questioned, and that wouldn’t mean much to English readers anyway.  The “berries” in Merwin are raspberries in the original, which apparently is gangster-speak for the criminal underworld.   It is clear from just these little points how compacted a Mandelstam poem is, even one of his most accessible.  Joseph Brodsky has said that this “overloaded” quality of his verse is what makes Mandelstam unique.   (For the most part he worked in traditional forms—rhyme and iambic meter.)

brodsky_i

Joseph Brodsky

Given our experience in America, where poems, cartoons, rants on just about everything go into the blogosphere with no repercussions, it may be good to stop a moment and realize the nature of Soviet life.  The closest parallel in our times might be the fundamentalist extremism of certain theocracies.  In Soviet Russia the state controlled everything—work, housing, food.  Arrests, sentences of hard labor or exile, executions were ongoing.  Currying favor was basically the only way to have any kind of bearable life—a place to stay, enough work to survive, ration books for food.  Many intellectuals and artists caved, turned in fellow writers, wrote what would get them the few benefits available, or else they sat out the terror in silence.  So, what made it possible for Mandelstam to speak out?  He chose to respond to Stalin as a poet, in a poem read to other poets, so I wonder if there is something in his concept of poetry that contributed to his ability to resist what Nadezhda calls “a rationalist program of social change [that] demanded blind faith and obedience to authority.”  Of course there are many factors separate from poetry involving background, education, character, a whole complex belief system.  But there must have been something in his understanding of poetry and its place in the world that contributed as well.

For one thing, with his fellow Acmeists he rejected the Russian Symbolist emphasis on a form of subjectivity that considered the poet a superior being, whose poem was significant only in so far as it was the vehicle for the poet’s statements.  For the more extreme Symbolists, the world was insignificant and the spirit all; they were happy to mix and match spiritual doctrines for their own ends.  That kind of individualism and subjectivity can easily lead to an emphasis on self-preservation at any cost, a willingness to reinvent one’s frame of reference to suit that end.  In contrast, the Acmeists valued craft, the poem in itself, and they valued the phenomenal world.  Mandelstam once defined Acmeism as “nostalgia for world culture.”  Nadezhda says, it was “also an affirmation of life on earth and social concern.”  In “The Morning of Acmeism,” Mandelstam says, “The earth is not an encumbrance or an unfortunate accident, but a God-given palace.”   That implies attention and awe, and also a belief system that looks beyond the utilitarian.  As to nostalgia for world culture, that implies an awareness of history, the classical world, a larger frame of reference and sensibility than his own moment.   Along with this was his personal sense of identification with his fellow humans, among whom he lived and shared a fate, and his sense of not speaking for them, but with them.

Because Mandelstam valued craft, attended to the roots and origins of words, to tradition, nothing in his understanding of himself or poetry would allow him to write propaganda.  Identifying with the people, with the earth, and a larger world perhaps reinforced his own innate sense of responsibility.  As a Jew in Tsarist Russia, he was used to being on the edge of admission, which may have helped him remain clear eyed and skeptical of mass indoctrination.

osip-mandelstam

Finally, there was his sense of poetry as a calling, not a profession.  He once pushed a fellow poet down the stairs for complaining about not getting published, and shouted at him, “What Jesus Christ published?”  He lived a literary life, writing essays while traveling by boxcar and crashing at various places.   But he didn’t will poems into being.  Either they came or they didn’t.  When they came, they often began physically as a ringing in the ears before the formation of words, a process he described as “the recollection of something that has never before been said, and the search for lost words….”  He didn’t sit at a desk.  He paced, or walked through the streets, muttering, concentrating so hard, sometimes he’d get lost.  He never wrote down the “Stalin Epigram.”  Whoever turned him in remembered it well enough to recite it for the police to write down.  If Mandelstam had been less overwhelmed by his interrogator, he’d have known from the version shown him, which reading his betrayer had attended.  At any rate, such a view of art and such a mode of composition suggest that poetry was too essential to his very being to be transgressed.  The one time he composed at a desk it was his “Ode to Stalin,” written in the hope of gaining his freedom, but written with such contradictions embedded in the language, it couldn’t possibly have worked.  He simply couldn’t conceal his attitude toward tyranny, murder, blind obedience and self-interest.

I used to think Mandelstam was harassed for being a personal poet, for maintaining belief in the individual spirit, in independence and privacy, against the tyranny of the collective.  You might see that in this poem, “Leningrad,” as translated by Merwin.

I’ve come back to my city. These are my own old tears,
my own little veins, the swollen glands of childhood.

So you’re back.  Open wide.  Swallow
the fish-oil from the river lamps of Leningrad.

Open your eyes.  Do you know this December day,
the egg-yolk with the deadly tar beaten into it?

Petersburg!  I don’t want to die yet!
You know my telephone numbers.

Petersburg!  I’ve still got the addresses:
I can look up dead voices.

I live on back stairs, and the bell,
torn out nerves and all, jangles in my temples.

And I wait till morning for guests that I love,
and rattle the door in its chains.

Leningrad, née St. Petersburg, is where Mandelstam grew up.  And where like Dante he was never able to live again.  This was composed in 1930, during Mandelstam’s final unsuccessful attempt to settle in Leningrad. I love the way he evokes childhood in the first couplet, and then moves from the swollen glands to the second couplet, which seems to superimpose onto that childhood with its fish-oil tonic the darker experience.  “Open wide.  Swallow,” a mother or doctor might say to a child.  But now he is swallowing the new city of Leningrad, no longer Petersburg, no longer the capital or the most Western city in Russia.  Now he is swallowing the oily river.  “Open your eyes” the speaker says to himself, and raises the question of “this December day,” the deadly tar in the egg—as if everything now is dangerous.  December evokes the Petersburg worker strikes, which could be called the start of the revolution in 1904.

“Petersburg!” he cries out, addressing the old life. “Petersburg!”—the city where his friend and Akhmatova’s husband Nicolai Gumilev was executed,  the city that evokes his desire to live and his fear of dying.  Tapped wires, death threats, the old addresses of those who have been arrested or killed.  Apartments split up so people live in just one room, or less.  Internal and external disharmony—the bell’s torn wires, the frayed nerves.  And the speaker waits all night for “the guests that I love,” some remaining fragment of humanity, perhaps.  He rattles his own door, as if it’s been locked from outside—an image of the individual trying to break out of the imposed restriction.

But is this what Mandelstam wrote?  Bernard Meares’ translation, apparently approved by Joseph Brodsky, ends with these two couplets:

I live on the backstairs and the doorbell buzz
Strikes me in the temple and tears at my flesh.

And all night long I await those dear guests of yours,
Rattling, like manacles, the chains on the doors.

Osipbook1“Dear guests,” according to Meares, is a euphemism for the political police. Tony Brinkley, who also translates Mandelstam, says that “gostei dorogikh (‘dear guests’) might also be translated as ‘special visitors.’  Dorogik apparently means ‘dear’ as in expensive, i.e. you pay dearly.  Gostei can also mean ‘visitors’.  In any case these guests, I think, are the Cheka, the GPU, the political police.”  So in Meares’ version, it’s the speaker who has chained the door, though the need for those chains makes them feel like manacles, and also suggests a fear of future imprisonment.  But the guests clearly are not loved ones; those “dear guests of yours” suggests the beloved city is now in collusion with the police, the old city of his childhood, the cultural capital, is gone, and the place now is associated with danger, betrayal, arrest

Meares gives us a different poem, maybe even a different poet from Merwin’s, and a significant filling in of our understanding. Still, the Merwin to my mind is a better poem.   Compare the first 3 couplets:

I’ve come back to my city. These are my own old tears,
my own little veins, the swollen glands of childhood.

So you’re back.  Open wide.  Swallow
the fish-oil from the river lamps of Leningrad.

Open your eyes.  Do you know this December day,
the egg-yolk with the deadly tar beaten into it?

to Meares:

I returned to my city, familiar as tears,
As veins, as mumps from childhood years.

You’ve returned here, so swallow as quick as you can
The cod-liver oil of Leningrad’s riverside lamps.

Recognize when you can December’s brief day:
Egg yolk folded into its ominous tar.

The Meares has little of Merwin’s fluidity, Merwin’s music, swollen glands to swallow, the use of “Open wide” and “Swallow” to evoke childhood, which then shifts to the poet’s self injunction to be to open his own eyes, a move from the old nurture to the current need for vigilance.   Merwin in general is more concrete and more colloquial.

Osipbook2But did Merwin read a softer, less political Mandelstam, one for whom nostalgia was stronger than anxiety, one less willing to define the nature of experience in Soviet Russia?

The Meares translation in particular suggests that for Mandelstam the political and the personal were never separate, that he responded to the world around him with all of his interior resources.  Here is a poem (Merwin translation) written during the last six months of his exile in Voronezh, # 355:

Now I’m in the spider-web of light.
The people with all the shadows of their hair
need light and the pale blue air
and bread, and snow from the peak of Elbrus.

And there’s no one I can ask about it.
Alone, where would I look?
These clear stones weeping themselves
come from no mountains of ours.

The people need poetry that will be their own secret
to keep them awake forever,
and bathe them in the bright-haired wave
of its breathing.

Osipbook4Richard and Elizabeth McKane say, “The people need a poem that is both mysterious and familiar.”  I guess we can see this poem as a model—the spider web of light, the shadow of hair, juxtaposed with Mount Elbrus, the highest mountain in the Caucasus.  There’s something mysterious in those images, at least to my mind.  What does it mean to be in the “spider-web of light?”  Is the poet caught, a fly entangled in the web?  Yes.  But it’s a web of light, and the people need light.   So perhaps it’s not only an image of entrapment, but also one of being at the center of an act of making.   There’s an old myth that has Prometheus shackled to Mt. Elbrus, so perhaps Mandelstam is imagining a new Prometheus who would meet his people’s needs, not stealing fire, but language from the gods of the state.

Then there’s the poet’s isolation.  As the McKanes have it, “There’s no one to give me advice, and I don’t think I can work it out on my own.”   Mandelstam is literally isolated, having set out on a course of resistance.   Beyond that, questions of what the people need, what the poet can give, what the light exposes, are bigger than anyone can fully answer. There’s both vulnerability and resolve in these lines.  The weeping stones—perhaps in snow melt, or a stream from that mountain—also combine something hard with something vulnerable, a lament perhaps for the distance the current age has moved from its cultural heights.  The poem itself is a mix of strength and weakness, assertion and secrecy.   Poetry becomes a means of awakening, but secret, as opposed to corrupted by public speech.   Whatever translation we look to for the end, we see that quality of transformability that Mandelstam praises in Dante, as poetry in its cleansing power becomes water, wind, voice and breath.  In the McKane’s translation the connection to earth is more prominent, but in either case there’s an immersion, poetry as a form of cleansing.

Late Mandelstam poems are very compressed, and often combine a sense of pleasure or beauty with a sense of doom.   Here’s a short poem from March 1937, not too divergent in its translations,  Merwin’s translation of “Winejug”:

Bad debtor to an endless thirst,
wise pander of wine and water,
the young goats jump up around you
and the fruits are swelling to music.

The flutes shrill, they rail and shriek
because the black and red all around you
tell of ruin to come
and no one there to change it.

In a museum in Voronezh Mandelstam had seen a Greek urn on which satyrs are playing flutes, and apparently angry at the chipped condition of the jug.  But of course we can’t help reading as well the state of the country, and situation of the Mandelstams in particular.   I think of Mandelstam visiting the museum in Voronezh, and no matter what pressure he is under—broke, spied upon, unable to get work, having to change apartments constantly—still he celebrates these artifacts of world culture—celebrates and mourns.   In the same month he writes “The Last Supper”:

The heaven of the supper fell in love with the wall.
It filled it with cracks.  It fills them with light.
It fell into the wall.  It shines out there
in the form of thirteen heads.

And that’s my night sky, before me,
and I’m the child standing under it,
my back getting cold, an ache in my eyes,
and the wall-battering heaven battering me.

At every blow of the battering ram
stars without eyes rain down,
new wounds in the last supper,
the unfinished mist on the wall.

[Merwin’s translation]

We begin with a sort of allegory.  The heaven of the supper fell in love with the wall.  The intensity of heaven both cracks the weak vessel of the wall and fills it with light, which suggests an incarnation, the divine breaking into the human, and also perhaps something about how inspiration works.  We’re looking at Da Vinci’s painting, of course, so this light manifests itself through the thirteen heads of the disciples and Christ—as if illumination needs concrete vessels.  Thoughts of the painting move him to recognize another form of illumination, the night sky, before which he becomes a child—in memory and in the experience of awe.  But if he feels the awe of a child, under the whole night sky, there is also a chill—the cold is at his back, the ache in his eyes.  This heaven has something of violence in it—wall-battering and battering him.  A more positive reading of this image suggests the way any spiritual or aesthetic experience breaks down walls, knocks us out of our habitual slumber, out of the familiar and into the strange ache of revelation.

But then the poem turns to a different kind of battering for sure: the battering ram, stars without eyes—headless stars, the McKanes say—whatever they are, they are no longer the disciples bearing a message of forgiveness and peace.  New wounds in the last supper, suggest new betrayals, new deaths.  Christ on the cross said, “It is finished,” but here nothing is finished, the battering goes on.   I don’t know what that “mist” is about.  The McKanes translate that as “the gloom of an unfinished eternity…,” so maybe it alludes to the mist and chaos at the beginning of creation.  The painting Mandelstam would have seen in was severely damaged in the 17th and 18th centuries.   In the last verse, according to the McKanes, the word “ram” in Russian is “tarana,” one vowel away from “tirana,” which means tyrant.

Here’s one more poem, this one from Mandelstam’s  early days in Voronezh.   It’s the second poem recorded in the notebooks he kept there.   From Voronezh, April, 1935:

Manured, blackened, worked to a fine tilth, combed
like a stallion’s mane, stroked under the wide air,
all the loosened ridges cast up in a single choir,
the damp crumbs of my earth and my freedom!

In the first days of plowing it’s so black it looks blue.
Here the labor without tools begins.
A thousand mounds of rumor plowed open—I see
the limits of this have no limits.

Yet the earth’s a mistake, the back of an axe;
fall at her feet, she won’t notice.
She pricks up our ears with her rotting flute,
freezes them with the wood-winds of her morning.

How good the fat earth feels on the plowshare.
How still the steppe, turned up to April.
Salutations, black earth.  Courage.  Keep the eye wide.
Be the dark speech of silence laboring.

Merwin gives the suggestion of a horse more emphasis than other translators, who just say “well groomed,” or “everything groomed withers.”   I’d like to think Merwin here is closer to the way Mandelstam works, with the same convertibility or transformability of Dante.  There is an associative logic in going from manured earth, to that “fine tilth combed like a horse’s mane,” and then to let the horse move on pulling its plough, while the speaker remains looking at the turned-up earth like rows in a choir loft.   Already a connection between earth and language is suggested, as well as earth and freedom, as if there is liberty in being grounded, in earth as a physical counter-weight to abstraction and deceit, the entire Bolshevik collective machinery.   Merwin’s “labor without tools” suggests the earth’s own work of germination, separate from what its workers might will.  While other translators speak of “unwarlike labor” or render the phrase as “ploughing is pacifist work,”  Merwin’s “the labor without tools” hints more at Mandelstam’s way of composition—the labor of language beginning to emerge first without language.   I don’t know what Russian word “rumor “ is translating, but it’s interesting that the Latin root of our “rumor” means “noise.”  We tend to read it as pejorative, but it could also hint at something else, the incipient word coming from a distance (literal or psychic), not yet fully heard or realized.  In “The Word and Culture” Mandelstam writes “Poetry is a plough, turning up time so that its deep layers, its black earth appear on top.”  Clearly, earth and language are intimately connected here.  And yet earth is a mistake.   Is it a mistake to the Soviets who can’t control it they way they can control human beings?   Or is it a mistake for us to expect consolation from the earth?   No answered prayers, no protection in nature.   But there is a kind of music that is mixed with its own demise, its own vulnerability.  Earth pricks our ears with her rotting flute, or her mildewed flute, she sharpens our hearing with her dying flute.   What moves, what quickens us in the natural world is its very temporal nature.   Our ears are ploughed (in Greene) or frozen—big difference—with morning sounds: the wood-winds of morning, a chilly morning clarinet.   The music is not permanent, but it sharpens or whets our hearing.  How clearly Merwin goes for the more physical: “pricks up our ears,” which hints at the horse in those opening lines.

There’s a celebration in the final quatrain.  The silence is fruitful, a germination.

Salutations, black earth.  Courage.  Keep the eye wide.
Be the dark speech of silence laboring.

I love Merwin’s continuation of the direct address, a kind of simpatico here, a little shared and benign conspiracy.   The McKanes break that sense with,  “There is a fertile black silence in work.” Greene: “A black-voiced silence is at work.”    In any case, the silence is fruitful, there’s a germination going on, something stirring—perhaps Mandelstam’s hope that there in Voronezh language will come back to him, an unwarlike work.  But the place isn’t without danger.  He is still under surveillance.  Even the earth needs courage, needs to keep the eye wide, and the speech that comes may be dark.  Later, in fact, he will write a darker poem, which reduces the earth to the size of his grave:

You took away all the oceans and all the room.
You gave me my shoe-size in earth with bars around it.
Where did it get you?  Nowhere.
You left me my lips, and they shape words, even in silence.

Mandelstam found other things left to him, even in exile.  “You’re still alive,” he tells himself, and lists those great oxymorons: “Opulent poverty, regal indigence!”  If we ask how a poet can survive under deprivation and oppression, perhaps the ability to live in contradictions, to accept paradox has something to do with it.  Mandelstam uses the word “blessed,” and speaks of his work as innocent, “the labor’s singing sweetness,” or in the McKane, “the sweet-voiced work…without sin.”   So, his own integrity is a comfort.

Perhaps no better example of that integrity comes from the translation work of Tony Brinkley and Raina Kostova.   Here is their translation of the fourth section of “Lines on the Unknown Soldier,” complete with some Russian words left in the text to illustrate their point:

An Arabian medley, muddled, tangled, crumbling,
World-light of velocities, ground to a beam—
On my retina the beam pauses
In my eye on squinted feet.

Millions of dead men cheaply killed
Have walked a path through emptiness—
Good night!  Best wishes to them all!
From the façade, the face of these earth-fortresses.

Sky of the trenches, incorruptible,
The sky of mass, of wholesale deaths,
Beyond, behind—away from you—entirely—
I am moving with my lips in darkness.

Beyond the craters, the voronki, behind embankments,
Scree, osypi—where he lingered, darkened,
Overturning—gloomy, pockmarked, ospennyi
The unsettled graves’ belittled genius.

In the final stanza the translators show us how carefully Mandelstam worked, nesting words within words, drawing on roots and origins, using echo and innuendo—much as Dante does, whom Mandelstam read in the original Italian.  Brinkley and Kostova include some of the Russian words here, along with notes to explain the way meanings are embedded.   They point out that voronki means “craters,” but also names Voronezh, and more than that it is also the name for the “ ‘little ravens,’ the black vans that roamed city streets at night and that the police used to transport prisoners.”   Mandelstam’s name, Osip, appears in osypi (scree) and ospennyi (pockmarked), but those words also suggest Stalin’s pockmarked face and his given name, which is also Joseph or Osip.  Just this brief excerpt shows us how carefully Mandelstam worked, his ear always to the language, hearing echoes, roots, reverberations.  Language was something almost sacred, it seems, far beyond a tool for manipulation.    The language becomes co-creator with the poet, suggesting a little more concretely what Mandelstam means when he describes his process as “the recollection of something that has never before been said, and the search for lost words…”—words lost within words, or buried there.

*

I was reluctant to write about Mandelstam for fear of a kind of desecration, my words dimming, rather than illuminating his work.  I am equally reluctant to conclude, perhaps for a similar reason.   One realization I’ve come to is that it would be an error to mistake intimacy with a translation for intimacy with the original.  But I would actually like to celebrate that distance.  When I first read Mandelstam’s “Conversation about Dante,” it was in winter.  I was sitting in the window with the whole vast black night behind me, and on my lap? –an English translation of that twentieth century post-revolution Russian writer discussing his reading of a medieval poet in the original Italian.  It seemed miraculous to be there, holding such vast distances in my hands. Perhaps the enormous gap in time, language, history, culture makes what we have all the more precious. Still, that gap is certainly real: between the text and what we can absorb, between Mandelstam and us, us and Dante, you and me.  Maybe the sense of lifting one veil only to find another describes all reading, describes our human condition.

Osip4

A final reflection for me has to do with how we translate from Mandelstam’s life into our own.  Perhaps in any age artists face the possibility of corruption, involving self-preservation, careerism, lesser ambitions, attitudes of superiority to fellow citizens. Perhaps it’s always hard to see our own temptations. For me, across the distance of time and culture and extremity, Mandelstam becomes a model of integrity, a reminder of a larger world culture, perhaps now many world cultures; he challenges me to sharpen my craft, to both broaden my engagement with the world and be more interior—and not to assume there’s a divide between the two.   However limited our own audiences might be, those who find us still need a poetry that is “both mysterious and familiar,” that will be a shared secret to keep us awake: because even one reader counts in a world where nobody is expendable, which is the world Mandelstam loved and died for.

—Betsy Sholl

WORKS CITED

Brinkley, Tony and Kostova, Raina, “ ‘The Road to Stalin’: Mandelstam’s Ode to Stalin and ‘Lines on the Unknown Soldier,’’ Shofar, Summer 2003, Vol 21, N0. 4.

Mandelatam, Nadezhda,  Hope Against Hope:  A Memoir, trans. Max Hayward (New York: The Modern Library,1999).

Mandelstam, Osip, The Selected Poems of Osip Mandelstam, trans. Clarence Brown and W. S. Merwin (New York: New York Review of Books, 2004).

Mandelstam, Osip. Selected Poems, trans. James Greene (London: Penguin, 2004).

Mandelstam, Osip, The Voronezh Notebooks, trans. Richard and Elizabeth McKane,(Newcastle Upon Tyne: Bloodaxe Books, Ltd., 1996).

Mandelstam, Osip. 50 Poems, trans. Bernard Meares (New York: Persea Books, 1977).

Mandelstam, Osip,  Complete Critical Prose,  trans. Jane Gary Harris and Constance Link (Dana Point, California: Ardis, 1997).

Mandelstam, Osip, The Noise of Time, trans. Clarence Brown (New York:  Penguin Books, 1985).

—————————-

Betsy Sholl served as Poet Laureate of Maine from 2006 to 2011.  She is the author of seven books of poetry, most recently Rough Cradle (Alice James Books), Late Psalm, Don’t Explain,and The Red Line.  A new book is forthcoming from the University of Wisconsin Press.   Her awards include the AWP Prize for Poetry, the Felix Pollak Prize, a National Endowment for the Arts Fellowship, and two Maine Individual Artists Grants.  Recent poems have appeared in Ploughshares, Image, Field, Brilliant Corners, Best American Poetry, 2009, Best Spiritual Writing, 2012.  She teaches at the University of Southern Maine and in the MFA Program of Vermont College of Fine Arts.

 

 

 

 

May 142013
 

Hilary, girl writer. Photo credit: Bill Hayward.Hilary Mullins, girl writer. Photo credit: bill hayward.

“Elephants Can Remember” is a sweet, all too brief memoir of a grandmother and a childhood from Hilary Mullins, a Vermont writer I have known since she was a student at Vermont College of Fine Arts, yea, these many years ago. Hilary was never my student but she has the gift of making friends, and she used to hang out in Francois Camoin’s room across from me in Noble Hall where a group of us would be drinking wine and talking late into the night. In this essay, Hilary writes about her beloved grandmother, nicknamed Germ, who was a force of nature, a tank, as one of her children called her, and a puzzle. One of the puzzles is how much she loved puzzles and mystery novels, especially the novels of Agatha Christie. This is Hilary’s fourth contribution to NC; she has previously published two sermons and a piece on Hurricane Irene in Bethel, VT. And it’s a gorgeous addition to our growing list of Childhood essays.

As an added perk we also have photographs of the girl writer by the renowned New York photographer bill hayward who happens to be Hilary’s uncle and who took the epic Gordon Lish photos we published a couple of issues ago. In an email, Hilary wrote: “For the record, the black and whites from my childhood were taken by Bill–check out that cowboy hat, eh? He gave it to me for my 5th birthday as I recall, and oh what a big deal it was. When I was 10 and he lived in Vermont too, I really couldn’t think of anything to do that was more exciting than going to visit my uncle Bill.”

dg

—-

One late summer day this year, I went up to the attic of the old house where I grew up, climbing the steep and narrow stairs to the open, slanted space, a familiar musty smell of aged wood and bat dung thick in my nose. Turning right, I walked along the top of the west ell of the house, threading between two long, chest-high mounds made by the sheets my father draped over shelves and boxes long ago to protect them from bat droppings. Though the bats are all but gone now—those little mummies wrapped in wrinkled sackcloth hanging upside down in clusters along the joists like dark seed pods everywhere–the sheets are still here, a sign of hope for their resurrection left so long I’ve forgotten what lies buried below.

But I’ve not forgotten what’s down to the right of the small, spidery window at the end of the ell: my grandmother’s things, boxes of pots and pans and chotzkes. Germie’s corner is how I think of that spot, and my guess is all of us in the family think of it that way: her stuff has been here twenty-five years, since she died one night in January  of ‘87, when I was just twenty-five myself.

Of course not everything my grandmother, whose name was Ethel, had is still here: five years ago, for instance, around the time of the anniversary of her passing, my dad and stepmother brought out a couple boxes of her jewelry, each of us at the dinner table choosing a few things, laughing as we picked through the baubles, fingering clip-on earrings, shaking our heads as we remembered the woman one of her sons, now gone himself, used to refer to as “my mother the Russian tank.”

elephants

So I knew the jewelry was gone. But that wasn’t what I was after: it never was. I was coming at last for the books. I had decided to write a mystery. Never mind I’ve never been a mystery reader myself: my grandmother was, most emphatically, and I thought I might take a clue from her. So pulling away the thin and dusty sheets, ashy attic grime smearing onto my fingers, I began to dig through the boxes until I found what I’d come for:  a book by Agatha Christie, the one writer I could remember for sure my grandmother had loved. And this particular book, called Elephants Can Remember, I even vaguely recognized, a hardcover book clad in an off-white cover, an outline image on the front of an elephant made up of puzzle pieces with one missing, a skull-shaped hole gaping just below his neck, the skull itself floating eerily just above, a bit of levitated, mock ghastliness I dimly remembered, the elephant and the skull and the book itself sitting on the shelf in her place, the top of which I could catch a glimpse of even now through the window in the attic, my grandmother’s two little kitchen windows below.

There in the little apartment fashioned out of the first floor of what once was a barn-slash-woodshed, a place we called, after her own joking suggestion, Ethel’s Luncheonette, she had read this book and done her crossword puzzles, my grandmother the Russian tank, a first-generation German born just after the turn of the last century, a stout woman with big feet and hands and a tissue stuck under the strap of her bra, a working class woman who liked her fancy clothes when occasion called for it, but usually wore colorful sweatshirts and polyester pants. Which, in my mind’s eye, she’s wearing still, enthroned in her large, wood-framed easy chair, sneakers propped on an overstuffed orange plastic hassock before her, cigarette adding its idle punctuation to her nonstop talk, that perennial bit of smoke drifting up from her fingers.

Germ in 1986, shortly before she died in this chair. Photo credit: Janet Hayward Burnham & Bill Hayward

Germ in 1986, shortly before she died in this chair. Photo credit: Janet Hayward Burnham & bill hayward

So, too, at night when Johnny Carson was over and we’d all gone to bed, she was in that chair, sipping her rum and Cokes, smoking her Pall Malls, drifting with her puzzles and er books long and late into the night, immersed in the word.

I, too, already, was immersed in the word back then, was famous—or infamous depending I suppose—for churning out book reports as steadily as our hot-air popper spewed out popcorn, reading books in bed, in trees, in class behind my Junior High English text book. And I was writing. Badly, childishly, but still. Writing. And as I got older and went away to boarding school, my stuff got darker.

My grandmother did not approve. “Why do you always have to write about sad things?” she’d chide me. “Write about something happy. People don’t want to read sad stories.” What did I say to her? I don’t know. All I remember is a little smoke between the ears, that particular keen-edged resentment young people can feel towards their all-knowing elders when they haven’t yet figured out how to articulate their own dissenting sense of a thing. Now, all these years later, it occurs to me we perhaps were after all, the same but different, going to books for analogous causes but in search of different balms. I wanted to find some expression, however transmuted, of the quiet disasters I was enduring. But my grandmother, I’d guess, went in order to think of different things altogether. And for that I cannot blame her.

Ethel Weippert Mullins had grown up poor in a large immigrant family, the oldest daughter of a violent German father who, I’ve been given the impression, would knock you across the room soon as talk to you, a policeman so infamously brutal that African Americans in Newark would cross the street rather than walk in front of his house. Though in the end my grandmother herself was a proud survivor, far as I can make out, life in her family was a series of catastrophes, her brothers drowning themselves in their bottles, one of her sisters becoming a drug addict, later murdered in the bathtub by her husband.

1975 Germ with her remaining siblings. Two--a brother and a sister--have already died (sister's murder is mentioned in essay).

1975 Germ with her remaining siblings. Two–a brother and a sister–have already died (one of her sisters was murdered). Photo credit: Janet Hayward Burnham & bill hayward

No wonder then my grandmother ran off just as soon as she could, fleeing with a handsome Canadian Irish man named Bernard who did not drink but gambled with the same reckless abandon her brothers had all taken to booze. For a while she lived with him in Montreal, doubtless hoping for a new and better life, but three little boys later, in the midst of the Depression, when that better life was not coming to pass, she left him, still so very young herself, and fled again back to the States to live with her mother in Connecticut, raising her sons on the rough side of Danbury and never marrying again.

Germ and her three boys in October of 1934. My father is on the left.

Germ and her three boys in October of 1934. My father is on the left.

So my grandmother, who’d had her fill of sad, quite understandably had no wish to go to books for more. Instead, I imagine her during those long nights alone, savoring her books and crossword puzzles like sweets, using their plots and grids to chart her way across the vast hours of darkness.

Because my grandmother stayed up so late, she also slept in, sometimes till as late as eleven, snoring so loudly that in the summer when we were little, we could hear her through the open window and catch scandalized glimpses of a high lump under the covers where we knew she was sleeping with no clothes on. But she was not to be wakened, a boundary she always reinforced by last thing at night locking her door, a Dutch-style door with an upper and lower half. Many a morning I gave that door a careful, quiet tug to see if it was still latched from the inside, but many a morning, it would not budge. Finally a half hour later, maybe a whole hour, you would hear it, the characteristic iron-striking-iron sound that door made when she popped the deadbolt open and threw back the cast iron swivel-arm that held the two halves together.

Then you were glad: the door was open and you went romping in, hoping for the spaghetti she would fry up with peppers and onions and eggs, hoping for her chipped beef, hoping for a hundred things. Because my grandmother gave continually, putting before us not just breakfast but dinner too some nights, and in between, brownies and chocolate puddings and games of cards, clearing her table to spread out another hand of Go Fish or Kings in the Corner. Summers she took us swimming, stowing a cooler in the trunk of her old Rambler which skittered up and down the dirt roads like an oversized Pepsi can. Then, at the lake, at a place where you could park all day for $3, we kids immersed ourselves like pollywogs in the miraculously clean water while she presided from the little beach in her lawn chair, the kind with aluminum pole legs and colorful plastic webbing, one leg crossed over the other, her big red painted toenails prominent even from out in the water. Finally, at some point she would always heft herself up and come in too, wading her bulk in, letting my little sister and me shimmy underwater through her legs a few times before she headed out for her own swim, using a stroke I still like to use myself from time to time, a combination of side and breast stroke, a strolling way through the water. Or she would roll over and rest there on the surface like a pontoon, placid and still. Her ability to do this mystified me. When I tried, I sank like a little barrel filled with sand. But she floated without even effort, imperturbable, content with her portion of water and sky.

1969, My brothers, sister and me

1969. My brothers, sister and me. Photo credit: Janet Hayward Burnham & bill hayward

Given all this, it was only natural we were keen in the mornings for our grandmother to wake. True, like any Russian tank, she might run us over from time to time—but never with malice, for though she was, to put it bluntly, bossy, she was not unkind. The only way any of us I think ever felt truly flattened by her was through her talk, which at times had a kind of stunning endlessness to it, a tendency which became more pronounced as she got older, the way she would neglect to finish the end of one sentence before taking off on another, fumbling for that tissue under her bra strap to wipe the sides of her mouth and yet still scarcely pausing, her words endlessly surging at you, as if you were trapped beneath a falls, the water coming constantly, bombarding you senseless.

Looking back, it seems to me some of this barrage must have found its springs in her loneliness—to come with us in the late sixties to rural Vermont, with its farmers and fields, our grandmother had left behind the rest of her family and friends back in Danbury, a move that had worked well when we were little, but to a large extent left her stranded as we got older and began to scatter and my parents’ marriage broke up too, leaving her alone for days on end three miles out from town on a back road, a situation that understandably made her not only angry but overly chatty.

Be that as it may however, much of my grandmother’s talk was more than chatter in overdrive: it was conversation, for she was a woman who had things she wanted you to know. And yet, for all her intense need to convey this or that or the next hundred things, there was also a way I began to understand she was not exactly communicating, at least not in the hopeful sense of the word. For that was the other thing: when it came to my grandmother and her talk, I often had this sense of her standing back behind the flood of words as if behind a tree at a river, calculating what she intended, peering out from her shelter to gauge your response. She had a way of leaving a key piece out, of hinting around it to see what you might know or think yourself, as if trying to flush you out first, rather than hazarding a clear statement of her own to begin with. She was always holding something back.

Of course I know now this is, more or less, the way the whole world talks. Always we too are leaving a key thing out, too afraid, too defended, or just too insensible, mis-trained as it were, to clearly say what we see and feel and think. I do it myself. And yet my grandmother did it more, feinting and dodging, retreating behind her words, where, in spite of all she said, she would not declare herself.  And that made her, as my sister-in-law commented recently, “hard to understand, that’s for sure.”

But let me be fair.  There were things plenty easy to understand about her, even when I was little. If I close my eyes for instance, I can still feel her hug, the way she would draw me close in, smushing me right up into her big mamma bear body, her large arms wrapping warmth around me. Truth is to be loved by my grandmother was to have a place in the world and be anchored there.

And so she held us, and so the years went on. And so too, even as we grew older, we still tugged at that door in the morning, and we waited, and we tried again.  And we also saw she was getting older herself, a fact which began to give her locked door another significance: I doubt I was the only one who began to regard it with some misgiving, dreading the morning that door would not open.

Don't know date--my sister and I

My sister and me. Photo credit: bill hayward

As it turned out, when that morning came, I was not there. My sister was though, home from college, with one of my brothers, the two of them finally resorting in the early afternoon to pushing open one of the small windows over Germie’s sink from the outside, my brother boosting my sister up so she could clamber in, crawl across the sink, and lower herself carefully down.  And when she came around the corner to the little sitting room, she found our grandmother still in her chair, crossword puzzle in her lap, already gone.

No more puzzles then, no more books either for our grandmother, just a poem I read at her funeral a few days later, a poem about a child and her kite, a poem that closed with the kite doing what it wants most, what the soul perhaps wants most of all in the end, to burst past night and rise through haze/ of radiance to a sky beyond these skies/where brighter beings float free of earth’s ties.

Was that really what we all believed? I don’t know: everyone has their own ideas about these things. In the end, the only thing we knew for sure was like the kite, she was gone: all we had left was a canister of ashes kept in the cupboard by the fireplace. But we knew they were not ours to keep either. Finally, two and a half years later, on a late summer morning, we took a row boat out into the lake she’d taken us to so many times  and sowed her ashes to the waters, watching the strange trails those powdery shards made across the surface, windings garnished with the wild flowers my sister had cut that morning from a field, a bright yellow profusion strewed out behind us.

1971

1971 Photo Credit: bill hayward

Twenty-five years now it’s been, and I miss her still, not with that stunning acuteness of first loss, but with a kind of keen wistfulness. Because of course I want her back. More than anything that was what brought me up to the attic to find her old Agatha Christie books. Fifty now, gaining on the age my grandmother was when I first knew her, I thought I might get a better sense of her through her treasures, even if those treasures seemed to me a little gaudy, a little cheap, the literary equivalent of her old costume jewelry. But that was ok: I was ready to be wrong about that. I wanted to like Christie. I was looking forward to digging into her pages, to casting around in her passages for some echo of my grandmother, of how she thought about things. Really, to be frank, I would say I was looking for a little philosophy, a little love.

But half a dozen Christie books later, all I can really say I’ve found are puzzles. True, they are most often well-wrought puzzles, wrapped in a requisite amount of deft characterization and dialogue, but it’s a comic world my grandmother’s favorite writer conjures up, not a place of depth. Where I look for meaning, Agatha Christie is producing clues. And yet that must be the key, I figure, when it comes to my grandmother. She loved her crosswords just as much as she loved Christie, probably because both are built on clues, and because the pleasure involved, I suppose, is what you construct in your mind with those clues as you read–along with the completed perfection of the thing at the end when Bingo! all the pieces connect.

Still, for someone with a poetic, even scholarly bent, this is not much to show for my efforts. So what if I’ve discovered my grandmother enjoyed putting clues together? And so the world is round, they say, and goes about the sun. And tomorrow is another day.

But let me temper myself. My disappointment is making me sell them both short. Christie may have thought of herself, for instance, as merely clever, but at her best, she does have a kind of mad genius for these puzzles of hers, especially in her inexhaustible churning out of those clues. For as limited as the settings in her books tend to be—a little clutch of characters in a teacup—Christie’s clues come in stupefying superabundance, the tart Miss Marple or the smug M. Poirot amassing bewildering thickets of them. In Elephants Can Remember, the book for instance, I found in my grandmother’s things, the murder is a dated one, but the same pattern holds, Poirot and his confidante, Mrs. Ariadne Oliver, a mystery writer of all things, flushing out aging clues from aging characters, many of whom make cameo appearances just long enough to contribute their little clue.

And yet even with this potentially slow-as-syrup scenario, Christie keeps the clues coming like a pitching machine gone haywire. And these clues have energy: they direct your attention. One tugs your nose one way, the next yanks you in another, and meanwhile, ten more are coming straight on at you, a blur in succession, a blizzard in your headlights.

Did my grandmother hang on through all this? I wish I could joke with her about it because I certainly didn’t. I just got buried, barely hanging on as chapter by chapter M. Poirot or Miss Marple navigated the way with lanterns, lead explorers in a cave at last clicking on the light, banishing darkness at book’s end to reveal a marvelously intricate design on the walls.

So yes, I can see the pleasure in all this. And yet my grandmother was right when she did not try to share her books with me, the way she did with my mother and sister-in-law, eagerly passing her favorites on. I think even if she did not approve of my tastes—and I’m afraid she didn’t, thinking of me as arrogant–she understood I did not go to books for Bingo, that I was not interested in that delicious moment when the chips all line up–a fact time has not changed. For we are different readers still, my grandmother and me. The only puzzles I really care about are the ones we cannot solve. And she was one of them.

Me the next fall, age 25, after she died in '87. This photo I just had scanned not cause I think it should really go in but because I like it. But it is about the age I was in the scene I describe at the end of the essay.

Me, age 25, the fall after Germ died in ’87. Photo credit: Kristen Mullins

A couple of years after I graduated from college, my grandmother asked me to drive her up to visit her sister-in-law Bernice in Toronto. I remember specially the drive north, the particular pleasure she took in that autumn day, a day that in my recollection is filled with an abundance of light, light on the glittering waters around the Champlain Islands, on the glowing swaths of the still green fields, light suffused in the richly brilliant reds and yellows of the maples.

Then we arrived at Bernice’s. Though she’d left Bernice’s brother so many years before, having nothing to do with him afterwards, I knew my grandmother had always stayed close with Bernice herself. I also knew she had once been a great beauty, but it was hard to discern even faded glory in this nice but shrunken old woman who hosted us, this continual smoker who seemed not so much caved in but hollowed out, as if the gods had sucked at her bones like straws, leaving her skin dry as old paper. She seemed to blink often and never once went out the whole time we were there, never once changed out of her bathrobe, slowly making her way around that small, smoky, always darkened apartment, a cave I was glad to escape from once or twice a day for the long weekend we were there, walking up to the wide open grounds of a local school to breathe and feel my legs again.

Meanwhile, back in the den as it were, my grandmother and Bernice were having their great visit, their last one in fact, something they both must have known was likely. One night they got into their cups and, stationed at one end of Bernice’s bed, which took up nearly the whole of the room, commenced to spin out some story, the two of them made merry and wise by drink, each adding bits to their patchwork of recollection, chuckling and chucking their chins, as people who have known each other for years will do, nodding sadly in one spot, smirking in another.

Because there was nowhere else to go in that stuffy, tiny place, I was in the room too, reading at the other end of the bed but made privy to their talk, the realization gradually dawning on me as their words filled my ears that for the first time, I was seeing someone who wasn’t just my grandmother, but a woman in her own right, a woman like me with an entire life teeming full of friends and work, heart-felt things, dramas, things I was suddenly keen to know about.

So as they sat there, mildly tittering over another thing somebody once had done, I asked a question about it, aware I might be trespassing, but feeling somehow that my motivation was good. Unfortunately my execution probably wasn’t. I think I went about it stumbling, the way a child does on skates the first time, awkwardly stiff, lofting my words self-consciously—or at least that’s how it feels in my guilty recall.

Because no grace came of it. Instead my grandmother turned on me as she never had before, rearing back with a snarl. “You might want to know, but you never will—you will never know the truth about my life!”

Think of a bear that smacks its young with claws out. Without moving from where she was the other side of the room, she landed a direct blow, one that even seemed sharpened with the pleasure she took in her ability to withhold herself from me, some spite in it surging across the years now as clearly as it did then, dazing me even yet because I still don’t understand it, why she reacted that way. And standing alongside her, Bernice in her bathrobe seemed to be wondering at it too, blinking, shifting her weight to another foot, looking away. I retreated.

The next morning I was back outside, walking the windy grounds behind the school up the block. Overhead, the dark sky was thickly blanketed in gray, a color that seemed to be overtaking everything–the field I was walking in and the trees that bordered it, their branches stripped, thrashing in the gusts that now and again tore across the exposed landscape. It was a Saturday or a Sunday, no children in sight, and I had no particular endpoint in mind either. I was just walking, chin tucked into my jacket as I crossed the gradual slope.

Then I saw it, though at first I did not understand what it was, some strange flurry of white in motion that only gradually came into focus: an old dictionary, sprawled on the ground in pieces, as if some defiant student had just ripped through it, shredding out the innards and heaving the covers aside. But rather than being destroyed, the words now were liberated, the pages everywhere, each one intensely peopled with words, and now in the wind they were scattering across the hillside like big bright leaves, they were swirling like a thrumming, eager flock, a gust lifting them at last in an eruption of wings, my baffled heart lifting with them.

August 1950, Germ working as an operator for Southern Bell. Note the bare feet!

August 1950, Germ working as an operator for Southern Bell. Note the bare feet!

The morning our grandmother’s door did not open came a few months after this, on the coldest night of that next winter, my sister finding her in her big wooden chair, the pen she’d been writing with still in her fingers but her spirit flown, her big friendly body uninhabited, an empty place all of us came home to circle around and grieve. And yet, now, even after all these years, we find it’s us she inhabits, secured behind a lock she will not throw back, but dwelling all the same deep within the marrow of our bones and brains, floating in us word on word, our grandmother, exquisitely puzzling, like the line of flowers and ashes she left behind, a bright and silent trail I am following still.

–Hilary Mullins

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Hilary Mullins lives in Vermont. She supports her writing habit by teaching college and cleaning windows and has been writing sermons for area churches since 2000. Besides her sermons and essays in NC and Vermont’s Seven Days, she has published a YA novel called The Cat Came Back.

May 122013
 

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My mother always wanted to live in a French Provincial house–but the house she imagined was in Fairway Manor, Kansas not in rural France.  And her idea of “French Provincial” was not a southwest peasant Perigord but a Midwest suburban ranch.  A shake shingle roof, wide soffits, and something called “weeping mortar” could turn a Frank Lloyd Wright Prairie House  into a domesticated Mansard.  Decorate the inside in late fifties chartreuse drapes and upholstery, put identical lamps on identical tables on either side of a three cushion couch (with a matching “coffee table” in front–on which you never had coffee, and in a living room in which you did not live), and you were in my mother’s Midi.

“I don’t know why you have to leave America,” my mother said when I told her I planned to settle in France.  “How am I going to call you if I need you?”  We are sitting (for once) at my mother’s coffee table.  I have come on a surprise visit over a May weekend that has lifted the ban on the living room.

“I’ll write out all the numbers.”

“They’ll be in French,” my mother said.

“French numbers and America numbers are the same,” I said.

“You’re talking,” she said.  My mother had a way of teasing me that I was never sure about.

“I’ll call you,” I said.

“I’ll be here,” my mother had said.  “But write me as well. You can’t reread a phone call.”

“Yes, mother.”

“Do you speak French?”

“Un petit peu.”

“What does that mean?”

“ ‘A little bit,’” I said.

“You can tell me other French words when you call.”

“Five a phone call and after a year you’ll be speaking French,” I said.

“I should live so long.”

My mother was suspicious of Europe, especially of France.  Not that she was ignorant of foreign countries.  Because my father had worked for TWA, we traveled when I was growing up:  Paris.  Rome.  Venice.  London. And a few car trips as well.  I remember a long drive from Athens to Paris along the peaceful Adriatic coast of Tito’s Yugoslavia, complete with a two-day stop in Joyce’s Trieste.

And not that my mother was the “Ugly American” of those days.  She traveled with patience and modesty, and with the understanding that if she did not always appreciate the local customs that was more her problem than others.  Still, it did not suit her in Paris to eat hard rolls in the mornings, nor to drink wine at lunch, nor for the stores to be closed from noon to two–nor for dinner to be served at eight in the evening.

“It is bad for the digestion,” she would say.  “You’ll just get fat and lazy eating so much at night and then going to sleep on a full stomach.  And the lunches they have!   With wine.  And corks in the bottles. No wonder they have to take a nap.”  It was my mother who insisted that we book reservations at our Paris hotel restaurant for six.  We ate in lonely splendor.  And then took a long walk along the Seine afterwards.

“That’s better,” she had said.  “Look at Notre Dame.  The name means ‘Our Lady.’  The French are Catholic. Tomorrow we go home.”  Home was Fairway Manor, Kansas.  Weeping mortar.  A privet hedge.  Anne Page bread from which she made “French Toast” on Sundays.  And dinner at six, with wine–my mother drank Mogen David.  No corks.  My father had a Jim Beam before dinner.  A Coors afterwards. On Fridays two Coors while he watched the fights.

But even given her relative patience with foreign travel, my mother was still wary of it.  There was the water problem.   The money was difficult to figure. Venice had an odor about it.  In Athens they spoke Greek.  In Paris it rained.    There were menus to read and misunderstand  (in northern Italy she once ordered what appeared to me then–and even now in my mind’s eye–to be the stuffed intestine of a small mammal). The traffic was impossible.  Especially in cities where her assignment was to be the navigator to my captain father.

“We are at via Vicenza and Polizia,” said my mother as we wound our way in and around Rome one day in desperate search of our hotel.  We had just come back from a two-day trip down the Almafie drive.

“That can’t be,” said my father.

“Now we are at Via Vicenza and Gelato,” said my mother.

“’Gelato’ means ice cream,” I said from the back seat.

“’Polizia’ probably means ‘police’,” my father said from his Captain’s seat.  When under pressure my father would resort to understatement.

“There’s the train station,” my mother said.  “Does that help?”

“We’re looking for Piazza Navona,” my father said.  “Our hotel is just off the Piazza Navona.”

“We’re at Piazza Maggiore,” said my mother, looking up from her map, then down, then up.  “Take the first left.”  Which my father did, going a number of blocks the wrong way up a one-way street against a full orchestra of Italian horns.

“I don’t think this right,” said my father.

“Oh dear,” said my mother.   “Now we’re at Via de Serpenti and Gelato.” In Rome all roads lead to ice cream.  Or to the Polizia–who stopped us just as we exited into Roman sunshine of some fountained circle–and then waved us on when they saw that my mother was an American housewife lost in her map.

“Oh dear.”

“When we get to the hotel may I get an ice cream cone?”

“Just what are you going to do in France?” my mother had asked that May Sunday.

“Live,” I said.   How else to explain to her what I was not sure I could explain to myself.

“Not like the French, I hope,” she said.  “Promise me you won’t eat late.  You’ll just get fat and lazy.  Or drink wine for lunch.  And tell the truth when you write me, not like those stories of yours.  The things you make up.”

“I won’t promise,” I said.  “But by this time next year, you can come and see for yourself.  I’ll pick you up at the airport. You’ll be speaking French.”

“I should live so long,” she said.  “Now where is it you are you going to be?”

“Southwestern France,” I said.  “Far from Paris.”

“Do they still have those hard rolls?” she said.  “And what about the water?”

“The water is fine,” I said.  “And yes they still have the hard rolls.  But I eat pain au chocolate for breakfasts.”

“What’s that?”

“You don’t want to know.”

“You must eat cereal for breakfast,” she said.  “Even in France.  And remember cheese constipates.  Eat salads with dinner. Prunes will help.”

“Yes mother.”

“I don’t see the sense in it,” she said.  “Show me on a map exactly where you’re going to live so I know where to call when I need you.”

“Yes, mother.”

I got out the map of France and southern Europe I had brought along for her to see where Bordeaux was, and where St. Emilion and Castillion were, and where the tiny village of St. Michel de Montaigne was–for it was in St. Michel and on the former Montaigne estate that I had made arrangements with Armel, a friend of mine, to restore an old farm house in exchange for living there.  Until the basic work was done I would be staying in Armel’s guest house in the village itself.

“Have we ever been there?” said my mother as she looked at the map, and the place on the map I had circled.  “Did we go there with your father?”

“No,” I said.  “I have been there, but you haven’t.   However the three of us drove up through Austria from Athens, then on to Paris.”  And I showed her the route we had taken.

“Where did I order the inside of the possum?”  she asked.  “You remember the time I ordered the inside of the possum?”

“I do,” I said.  And I pointed to northern Italy.

“Do you remember the time in Rome when I kept telling your father we were at the corner of Via whatever and ice cream,” she said.

“I do indeed,” I said.

“Those were good times,” she said.  “And do you remember how your father took us to Alfrado’s after we finally found the hotel, and that Alfrado served me the pasta in his own bowl with those golden spoons.”

“Yes.”

“And when the violinist came to our table your father asked him to play Come back to Sorrento, because that was the day we came back from Sorrento and how scared I was of the road.”  She is looking at the map and with her finger finding these places on it.

“I remember that as well,” I said.

“Your father was very patient with me,” said my mother.  “Now tell me again, why are you going to France?”

“It is a doctor for you from American on the phone,” Armel says. It is the middle of the night.  He has come over to the guesthouse to wake me.

Over the summer I had made it my habit to call my mother every Sunday.  In this way I have told her of my life in France: How the water is safe to drink; that I have named the swallows nesting at the farm house I am restoring; and about Hooter, a Dame Blanche that flies out of attic each evening at dusk.  I have not told her that I drink wine with corks in the bottles.

She wants to know about the weather and if I am eating my cereal.  And salads.  And prunes.  I tell her about the trips I make with Armel in his Deux Chevaux, and that its name means “two horses,” and that the French word for ice cream is glace, and the word for street is rue.  I have written her as well, but not as often as I should have.  You can’t reread a phone call echoes in my head after all these years.

As summer faded and September came on, I tell my mother about the grape harvest, and how I am helping at the Montaigne estate pick the grapes that will be made into wine, and that I will have the owner sign a bottle for her that will be her present when she visits me next May.  I tell her that we will use Armel’s Deux Chevaux and ride to Castillion and have lunch at the Hotel des Voyageurs and drink wine from a bottle that had a cork in it–and afterward, we will have glace from a pastry shop I know down the rue were the ice cream is rich and smooth.

I should live so long, she had said on the phone the Sunday before Armel came to the guest room to wake me.

 —Memoir by Robert Day

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Robert DayRobert Days most recent books are Where I Am Now, a collection of short stories published by the University of Missouri-Kansas City BookMark Press, Speaking French in Kansas (short stories) and The Committee to Save the World (literary non-fiction) can be obtained through Western Books.  His 1977 novel The Last Cattle Drive was a Book-of-the-Month Club selection and has seen multiple reprintings. Day is past president of the Associated Writing Programs and Adjunct Professor at Washington College in Maryland.

May 082013
 

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Patrick J. Keane’s essay on Twain and Nietzsche is a dark and beautiful threnody on the lonely preoccupations of two great thinkers cut off from men and God by their own ruthless logic, their speculative courage and their self-honesty. A dense, thoughtful, lovely piece of writing.

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1

In a May 1899 review of two translations of Nietzsche titled “Giving the Devil His Due,” G. B. Shaw introduced a concept he expanded on the following year in “Diabolonian Ethics,” published as part of his Preface to Three Plays for Puritans. In that essay, Dick Dudgeon, the hero of one of those plays, The Devil’s Disciple, is enlisted in a Diabolonian tradition whose lineage stretches from Prometheus through the Blake of The Marriage of Heaven and Hell to “our newest idol,” the Nietzschean Superman. In his original review, Shaw included Mark Twain in the tradition, though what he gave with one hand he abruptly took away with the other: “Mark Twain emitted some Diabolonian sparks, only to succumb to the overwhelming American atmosphere of chivalry, duty, and gentility.” The patronizing charge, which preceded Twain’s various Satanic fictions, was repeated precisely two decades later by an admirer of Twain, H. L. Mencken, a satirist as aware as Mark Twain was of how a heterodoxy-hating American public, its “pruderies outraged,” could bitterly turn on a dissenter, “even the gaudiest hero, and roll him in the mud.”[1]

Though this brief examination of late Mark Twain will conclude by emphasizing the liberating power that attends an unflinching confrontation of terrible, even appalling truths, the initial focus is on the decision by the gaudiest and best-loved American literary icon to withhold from publication his most vehement attacks, not only on institutional Christianity and collective hypocrisy, but on the Christian God himself. The charge of Shaw and Mencken that Twain had succumbed to pressure was expanded upon and personalized in The Ordeal of Mark Twain (1920) by Van Wyck Brooks, who claimed that a beloved and believing Livy tamed her husband, fueling the notion that Twain’s creativity fell victim to a destructive female dominance. While that may be a myth, Twain’s wife hated his deterministic treatise What is Man? and his daughters, Jean and Clara, disapproved of his essay “Reflections on Religion,” as well as the “Diabolonian” fictions Letters from the Earth and “The Chronicle of Young Satan” (part of the Mysterious Stranger papers). That familial disapproval may have become dramatized in Twain’s notoriously divided self as psychomachia: an internal and infernal dialogue between Blakean angel and devil. Most of these texts remained unpublished during Twain’s life. What is Man? was not released while Livy was alive, and “Letters from the Earth,” Satan’s devastating account of human folly and divine cruelty, written in 1909, the year before Twain’s death, went unpublished until the year of Clara’s death, 1962, when, at the outset of a turbulent decade, it put a suddenly revolutionary and “relevant” Twain on the New York Times best-seller list.

This context of public and familial disapproval illuminates Mark Twain’s most significant self-alliance with, and most guilt-ridden distinction from, the iconoclastic German philosopher who, using his “hammer” not as a brutal sledge but as a philosophic tuning-fork, exposed the hollowness of some of our Christian culture’s most cherished “idols.” Dictating to his secretary Isabel Lyon, who saw her employer and Nietzsche as kindred spirits, Twain observed on 4 September 1907:

Nietzsche published his book and was at once pronounced crazy by the world—by a world which included tens of thousands of bright, sane men who believed exactly as Nietzsche believed, but concealed the fact, and scoffed at Nietzsche. What a coward every man is! And how surely he will find it out if he will just let other people alone and sit down and examine himself. The human race is a race of cowards; and I am not only marching in that procession but carrying a banner.[2]

Though Nietzsche was an enthusiastic reader of the novels of Mark Twain, whose exuberant humor and “fooleries” he embraced as an antidote to Germanic stodginess, Lyon had to push Twain, in August 1906, into listening to and reading passages of Thus Spoke Zarathustra. Despite his resistance and gruff dismissals (“Oh damn Nietzsche!” he shouted on August 8), Twain gradually expressed appreciation of Nietzsche’s irreverence. On August 27, he “slapped his leg hard” and shouted “Hurrah for Nietzsche!” when Lyon reported the philosopher’s description of “acts of God” as “divine kicks”—a  humorous deflation of the punitive Judeo-Christian God that tallies with similar attacks by Mark Twain.[3] The “Letters” Twain’s Satan sends back to Heaven reporting on his visit to Earth—alternately hilarious, racy, and, as the series goes on, increasingly embittered—convey Twain’s satiric j’accuse directed at an unjust and uncaring God:  a charge characteristically complemented by sympathy for God’s theologically misguided but suffering creatures.

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Whenever tempted to become impatient with the misanthropic pessimism of later Mark Twain, flaunted even before the series of familial tragedies that struck him like a thunderbolt in the final decade and a half of his life, we should remember as well his immense empathy for the innocent who suffer. Many have been able to reconcile the doctrine that we are presided over by a loving deity with the facts on the ground: a long history of natural disaster, human evil, and “divine kicks.” Those able to accommodate themselves to the contradiction include readers of the Bible who choose to ignore unpleasant passages of scripture rather than abandon belief in a benevolent God. There are others, “those to whom the miseries of the world/ Are misery, and will not let them rest.” I’m quoting the Induction to The Fall of Hyperion (I.148-49) by John Keats, a great and deeply empathetic poet who saw, even in his tragically brief life, too much misery in the world, too much gratuitous suffering, especially by the innocent, to justify belief in a providential Design and a benign God. Charles Darwin felt the same way; so did Mark Twain.

His 1907 note strikes several major themes in Twain’s thinking, not least his characteristic sense of guilt, this time for lacking Nietzsche’s courage. Of course, Mark Twain also courageously defied rather than “succumbed” to conformist pressures. Within two years of Shaw’s 1899 review, outraged by the spectacle of his country shouldering the white man’s burden by wading through the blood of 200,000 Filipinos slain in the process of “liberating” them, Twain was emitting more than “sparks,” in fact aiming, in “To the Person Sitting in Darkness,” a satiric flamethrower at an unholy marriage of religion and politics: that noxious American mixture of jingoistic bombast and pious hypocrisy that plagues us still. Given the ferocity of Twain’s anti-imperialist protests against U. S. foreign policy (as well as British, German, and Belgian imperialism), Shaw, like those who greatly exaggerated rumors of Mark Twain’s death, would seem to be premature in depicting his “Diabolonian sparks” as extinguished by that smothering “American atmosphere.”

But there is a distinction between politics and religion when it came to what Twain was willing to reveal and to conceal. Politically, he often spoke out, risking his cherished and long-cultivated reputation with an adoring public by exposing American complacency and hypocrisy. He did so with a potent mixture of satiric wit and relentless honesty: a powerful challenge reminiscent of Jonathan Swift, whose scathing political satire in Gulliver’s Travels he admired and echoed. Excoriating American imperialism cloaked in crawthumping religious piety, Twain stood up courageously and publicly to the powers that be in “To the Person Sitting in Darkness” (1901). Unfortunately, he did acquiesce in a single editorial rejection of his brief but devastating satire, “The War Prayer” (1905)—posthumously published during World War I, appropriately re-situated among the poems of soldiers who, having experienced the gas-attacks, rats, and carnage of trench-warfare, bitterly rejected the old Horatian lie that it is sweet and fitting to die, or to kill, for one’s country.

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When the targets were God and religious hypocrisy, Twain’s attacks are less Swiftian than Nietzschean. And yet Twain begins his self-contrast with the German philosopher by claiming “I have not read Nietzsche…nor any other philosopher,” choosing to go instead “to the fountainhead,” that is to say, to “the human race.” In a convenient reciprocity, he insists that “Every man is in his person the whole human race,” and that “in myself I find in big or little proportion every quality and every defect that is findable in the mass of the race.” This sounds remarkably like Twain’s fellow American and Nietzsche’s mentor, Ralph Waldo Emerson, on the paradox of originality and the immersion of even the most self-reliant individual in a pool of shared ideas, a literary form of the Transcendentalist “Over-Soul.”  At the same time, it allows Twain to maintain his independence. In fact, in asserting from the outset that he had not “read Nietzsche,” Twain was anticipating a notably defensive Freud, who dubiously insisted that he avoided Nietzsche.[4]

Unlike Freud, Twain was not a covert student of Nietzsche; yet his note displays genuine insight into the philosopher he claimed not to have read: the recognition that Nietzsche had dared to say aloud what many in his age were thinking but refused to acknowledge, most notably the terrifying as well as liberating ramifications of the Death of God. This refusal amounted to an individual and collective act of “bad faith” and “repression” (a concept Nietzsche preceded Freud in delineating). In an act of sanctimonious hypocrisy that disgusted him, people (Nietzsche accused) continued to pay pious lip-service to a creed in which they, consciously or unconsciously, no longer believed. It was a “lie.” “By lie,” he said in The Antichrist, “I mean: wishing not to see something that one does see; wishing not to see something as one sees it.”[5] This modern Great Refusal amounted to a craven repression of the realization, one shared by late Twain, that institutional Christianity was a “slave morality” threatening individual independence, binding “free spirits” and their instincts (a “natural or ‘healthy” morality celebrated by Nietzsche and embodied by Huck Finn)[6] to an authoritarian moral code dominated by a simplistic and guilt-inducing distinction between conventional Good and Evil. That explains why all those “sane” conformists and cowards, who “believed exactly as Nietzsche believed,” concealed the fact, scoffed at Nietzsche, and called him “crazy”—a craven procession in which Twain sheepishly admitted he was not only marching but carrying a banner.

Twain may end with a characteristic final twist of “humor,” yet the passage as a whole is nothing if not serious. In 1907, when he wrote these words, Twain knew all too well what it meant to “sit down and examine himself” and then to courageously stand up to the powers not only of the state but of the church (Livy and his clergyman friend Joe Twichell were particularly  distressed by Twain’s emphasis on the role of Christian missionaries in enabling and cheering on  American and European imperialism). He did so by wielding his chosen weapons of humor and satire, laughing his targets off the stage, but always expressing authentic indignation. He then published the truth as he saw it—or tried to publish, or, yielding to the external or internal resistance he faced in his efforts to tell the truth, elected not to publish at all. Those in his vast audience who had always wanted “their” Mark Twain, rigged out exclusively in cap and bells, were surprised or disappointed when, during his most creative decade, he ventured into still funny but serious territory in Huckleberry Finn (1885), A Connecticut Yankee in King Arthur’s Court (1889), and Pudd’nhead Wilson (1894). But he knew, or was made to know by family and friends, that the public would be unwilling to follow him when, in quest of the truth as he saw it, he emulated his most beloved character by “light[ing] out for the territory.” Determined to break free of those who would “sivilize me,” Huck, at the end of Huckleberry Finn, sets forth to seek freedom beyond the restraints of Christian civilization. But Twain was headed into the heart of darkness itself, in the form of those troubling late “dream”-centered texts he chose not to publish, and was sometimes unable even to finish.

Despite Twain’s final self-deprecating phrase, his note reveals that he is, in spirit, with Nietzsche. To employ a Joycean portmanteau adjective singularly apt when it comes to Mark Twain, he may be “jocoserious” in depicting himself carrying that “banner.” But, hyperbole aside, the self-indictment is genuine. Twain’s skepticism about institutional religion was hardly a secret to readers of some of his irreverent tracts. For the most part, however, he did not stand up publicly regarding his considered verdict on the ultimate Power. When it came to his most vehement assaults on free will, immortality, and the God of Christianity, Mark Twain behaved with something resembling the cowardice he attributed to himself in the comparison with Nietzsche. Though he worked on them for a dozen years (1897-1908), he never put into final form the subversive, literally Diabolonian Mysterious Stranger manuscripts, in which Young Satan and No. 44, both of whom genially but potently ridicule Christian hypocrisy, also pronounce the human race cowards and sheep, especially those who attack in public what they themselves believe in “their secret hearts.”  And he deferred to posthumous publication his Satanic fiction Letters from the Earth as well as his assault on God’s “all-comprehensive malice” in “Reflections on Religion,” written in 1906, the same year he had 250 copies of What is Man? printed “anonymously” and for private circulation among friends.

In fact, in his Prefatory note to the privately-printed What is Man? Twain says of these papers (which he had been brooding over for a quarter-century) that “Every thought in them has been thought (and accepted as unassailable truth) by millions upon millions of men—and concealed, kept private. Why did they not speak out? Because they dreaded (and could not bear) the disapproval of the people around them. Why have I not published? The same reason has restrained me, I think. I can find no other.” Ten years earlier (Notebook, 10 November 1895), finding it strange that the world was “not full of books” scoffing at the “useless universe” and “violent, contemptible human race,” Twain wondered “Why don’t I write such a book? Because I have a family”—a “family” he wished not to outrage, or to injure, and, presumably, to continue to feed by not alienating the vast audience that bought his books. Whatever the role of Livy, and his determination to ease her final years, in this remark, and in the Preface to What is Man?, Twain anticipates the self-censorship he would acknowledge a year later in numbering himself among those who agreed with Nietzsche on religion but concealed the fact. Though he had confided to his wife (and to his close clergymen friend, Joe Twichell), that he did not believe in the divine inspiration of the Bible, described in “Reflections on Religion” as “the most damnatory biography that exists,” Twain did not want to hurt Livy. But she had died in 1904, and he still chose not to publish his most blasphemous attacks.

Nietzsche

In his 1919 Smart Set essay, Mencken concluded that Twain’s dread of disapproval was partly internal since “his own speculations always half-appalled him. He was not only afraid to utter what he believed; he was even a bit timorous about believing what he believed.” This seems to me rather less true of Twain than of Nietzsche, whose relentlessly inquiring spirit led him to the discovery of dark truths he himself believed were “terrible”: truths—as he plaintively remarked in an 1885 letter to his friend Franz Overbeck—he wished in vain “somebody might make…appear incredible to me.”[7] But most of Mencken’s pointed but affectionate judgment seems on target:

Mark knew his countrymen. He knew their intense suspicion of ideas, their blind hatred of heterodoxy, their bitter way of dealing with dissenters. He knew how, their pruderies outraged, they would turn upon even the gaudiest hero and roll him in the mud. And knowing, he was afraid. He [and here Mencken quotes Twain himself from his prefatory note to What is Man?] “dreaded the disapproval of the people around him.” And part of that dread, I suspect, was peculiarly internal. In brief, Mark himself was also an American, and he shared the national horror of the unorthodox.[8]

Though Mencken finds some pusillanimity in Twain’s role in deferring to posthumous publication some of his most shocking documents, I prefer his critical but more empathetic stance to Shaw’s arch dismissal of Twain’s insufficient emission of Diabolonian sparks. If Mencken goes too far in that final phrase about Twain’s alleged timorousness in actually “believing what he believed,” the rest of his charge seems confirmed by Twain’s own admission in the Preface to What is Man? and in his private placing of himself, carrying a banner no less, in that procession of cowards that scoffed at Nietzsche, even though they believed, or disbelieved, more or less as he did.

3

Of course, Nietzsche is not merely an iconoclastic Nay-sayer. For all his bleak determinism, atheism, and existential loneliness, he insisted that his was an essentially affirming spirit. His terrible truths were countered by an exuberant embrace of amor fati, gaya scienza, and what Yeats described, with tonal accuracy, as that “strong enchanter’s…curious astringent joy,” and which he transformed into the “tragic joy” of such late poems as “The Gyres” and “Lapis Lazuli.”[9] For Nietzsche’s Zarathustra, the enemy of the “spirit of gravity” is “laughter.” Twain’s Satan, in the “Chronicle of Young Satan,” recommends the same antidote to contemplating folly with “petrified gravity.” Faced with such examples of “colossal humbug” as papal infallibility, “only Laughter can blow it to rags and atoms at a blast. Against the assault of Laughter nothing can stand.”[10]

But there was of course a more-than-satiric function of elevated spirits and balancing humor. When an interviewer asked him on Thanksgiving Day, 1905, “What is it that strikes a spark of humor from a man?” Twain responded: “It is the effort to throw off, to fight back the burden of grief that is laid on each one of us. In youth we don’t feel it, but as we grow to manhood we find the burden on our shoulders. Humor? It is nature’s effort to harmonize conditions. The further the pendulum swings out over woe the further it is bound to swing back over mirth.”[11] In a passage intended for “The Death of Jean,” but omitted from that moving Christmas Eve 2009 essay, Twain (sounding remarkably like Emerson when his nineteen-year-old wife Ellen died) acknowledged that “My temperament has never allowed my spirits to remain depressed long at a time.”[12]

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A similar final affirmation can be found in Mark Twain’s conflicting attitudes toward “truth”: at times, as in What is Man?, it is subjected to the most extreme skepticism, elsewhere,  even (or especially) in the much-discussed and disputed finale of The Mysterious Stranger, the hard truth can be seen as liberating us from facile optimism and religious delusion. A number of critics have found light in the cosmic and seemingly nihilistic darkness of the final chapter of The Mysterious Stranger. A particularly perceptive discussion of the ambiguous but potentially positive ramifications of that chapter occurs in Ryan Simmons’s 2010 online essay, “Who Cares Who Wrote The Mysterious Stranger?[13] Simmons poses a philosophic thought experiment. We can imagine that God exists, in which case the world is “meaningful,” though, given human limitations, we are unable to perceive how it is “all part of God’s perfectly coherent and beneficent plan.” Conversely, we may imagine that “those who are honest” conclude that the “God we have assumed, and even worshipped, cannot exist”—the position, though Simmons never mentions him, of Nietzsche. The final chapter of The Mysterious Stranger would seem to urge us to conclude that God either does not exist or is so sadistic that it would be better if he didn’t: a God who “cursed” his human “children with biting miseries and maladies of mind and body”; who “mouths” justice and mercy and yet “invented hell.”[14] If such a God did not exist, has the world, Simmons asks rhetorically, “truly become meaningless in his absence?” Or is it that, in delegating responsibility to God, we have “failed to take responsibility for events ourselves.” It may well be the case that “the meanings of the world are opened up, more available to us, if we remove the putative ‘author’ of the world, God, from the equation.” Rather like Descartes’ “evil demon” (though Simmons fails to note the really striking similarity between the final chapter of The Mysterious Stranger and Descartes’ provisional skepticism in Meditations on the First Philosophy), Twain’s mysterious stranger, by “demonstrating that people’s foundational convictions are in error,” forces us “to acknowledge what, at some level, we must already suspect: that the world is a less just, less orderly, less happy place than we typically pretend,” and that we ourselves are cosmologically “inconsequential.”

But, Simmons argues, The Mysterious Stranger “troubles knowledge not finally in order to advocate a radical skepticism,” but to discover whether such “impoverished abstractions” as the “moral sense” can “be filled with meanings.” Nietzsche, who pronounced the world intrinsically meaningless given the Death of God, also believed that we humans can “create meaning.” The song he sang on the train returning him to Basel after his complete mental breakdown in Turin in January 1889 is interpreted in this spirit by the character Walter Berger in Malraux’s The Walnut Trees of the Altenburg: as a “sublime” revelation as “strong” as life itself, proof that “the greatest mystery is not that we have been flung at random between the profusion of matter and of the stars, but that within this prison we can draw from ourselves images powerful enough to deny our nothingness.”[15]

Consider the final nihilistic vision presented by the mysterious and semi-Satanic No. 44 to August Fendler at the climax of Twain’s final, fragmentary novel: “Nothing exists: all is a dream. God—man—the world,—the sun, the moon, the wilderness of stars: a dream, all a dream, they have no existence. Nothing exists save empty space and you,” with August himself, “flung,” as it were, “at random,” reduced to a Cartesian cogito, a “Thought,” a vagrant, useless thought “wandering forlorn among the empty eternities.” Tonally, this is even more reminiscent of the Nietzschean madman’s famous description of the emptiness of a vertiginous universe bereft of the God we have murdered—“Are we not straying as through an infinite nothing? Do we not feel the breath of empty space? Has it not become colder? Is not night and more night coming on all the while?”—than it is of the literary source actually echoed in the two final chapters of The Mysterious Stranger: Prospero’s beautiful but nihilistic assertion that “we are such stuff/ As dreams are made on,” and that the “great globe itself…shall dissolve/ And like this insubstantial pageant faded,/ Leave not a rack behind.”[16] And yet the Death of God, though devastating to the radically spiritual thinker who felt compelled to announce it, also marks the true advent and liberation of Man; and Prospero, an agent of liberation, is himself “set free”—first by Ariel and, finally, in response to his “Epilogue,” by the prayers and applause of the audience in the theater.

Many, perhaps most, readers understandably see in the finale of The Mysterious Stranger a reflection of Twain’s profound and anguished loneliness in the final years of his life (Tom Quirk has made this point most poignantly), even as a retreat into solipsism. In their essay on “Twain and Nietzsche” in The Jester and the Sages, Gabriel Noah Brahm, Jr., and Forrest G. Robinson note that “Satan [they mean No. 44] is careful to highlight the liberating significance of his message”; and two of the contributors to the 2009 Centenary Reflections on The Mysterious Stranger, David Lionel Smith and John Bird, stress the unflinching affirmation of that existential loneliness and the “imaginative freedom” that ensues. I myself would emphasize the impact of The Tempest, not only Prospero’s speech, but the dominant motif of the play: being “set free.”[17]

I therefore share Simmons’s tentatively positive conclusion. Rather than a retreat into embittered solipsism, this disputed text—in which No. 44 presents August with terrible truths which nevertheless, he claims, have “set you free”— is best seen “as an inquiry into the nature of what is regarded as truth.” The implication is that were truth-seekers to “respond proportionately” to the truths that are available, “a better world would become possible from their acts.” A significant but seldom remarked aspect of The Mysterious Stranger is the “simple possibility that an anti-humanistic message will, ironically, lead to moral and humanistic behavior—that, in distinguishing ourselves from gods, people will remember to act like moral humans.” Recognizing the truth, are we humans capable of altering our lives for the better—“or are we condemned by our very knowledge to accept the inevitability of our own self-annihilation?” In instructing his readers to “Dream other dreams, and better,” the mysterious stranger, does not necessarily “detonate” the world—as Bernard De Voto had claimed Twain had done in order to remove his own personal sense of “guilt and responsibility.” Instead, Simmons concludes, Twain “opens it up radically to new and demanding possibilities, possibilities that deprive us equally of our delusions and of an excuse.”

But the opening of those possibilities demands that “we recognize the truth,” the truth that can set us free. An acknowledgement of proportion, of the place we humans truly occupy in the vastness of space, microscopic as well as cosmic, is at the cognitive, imaginative, moral, and therapeutic heart of Mark Twain’s final fantastic voyages—“The Great Dark,” “Three Thousand Years Among the Microbes,” and, above all, the assertion by No. 44 that “It is all a Dream, a grotesque and foolish dream,” and August a “Vagrant Thought…wandering forlorn” through empty, interstellar space. This is the bleak but somehow bracing vision whose truth August acknowledges in the final sentence of The Mysterious Stranger: “He vanished, and left me appalled for I knew, and realized, that all he had said was true” (405). I will conclude by returning to this question of truth: the courage it takes to face it, however difficult it may be, and the liberation, however limited that may be, that attends an unflinching confrontation of available truths, especially when they are “terrible truths.”

4

In a March 19, 1904 letter to his friend William Dean Howells, Mark Twain acknowledged that no matter how closely he—or an authorized biographer and others in the Family Circle—might monitor the official and flattering story-line, truth would out: “An autobiography is the truest of all books; for while it inevitably consists mainly of extinctions of the truth, shirkings of the truth, partial revealments of the truth, with hardly an instance of plain straight truth, the remorseless truth is there, between the lines, where the author-cat is raking dust upon it which hides from the disinterested spectator neither it nor its smell…—the result being that the reader knows the author in spite of his wily diligences.” Along with Twain’s affectionate observation of the sanitizing and camouflaging efforts of cats, one detects a grudging admiration for the relentlessness of truth. In an earlier, unpublished letter to his brother Orion, written in 1880, precisely between The Adventures of Tom Sawyer and The Adventures of Huckleberry Finn (which Huck kicks off by specifically accusing the author of Tom Sawyer of mixing with the truth some “stretchers”), Twain prophesied: “I perceive that when one deceives as often as I have done, there comes a time when he is not believed when he does tell the truth.”

Increasingly in his final, “dark” years, Twain felt there was a “truth” he had to tell—a hard and lonely truth. Isabel Lyon, reading the “What is Man?” manuscript in 1905, and adopting Twain’s “Gospel” as her own Nietzschean “gospel,” thought that, for at least “some,” it could “put granite foundations under them and show them how to stand alone.” On the morning of August 31, 1905, after she had played the orchestrelle for him, Twain invited her to his upstairs study, where

he read aloud to me a part of his Gospel—his unpublishable Gospel. But Oh, it is wonderful…full of wonderful thoughts—beautiful Thoughts, Terrible Truths—oh such a summing up of human motives—& if it belittles…does it belittle?—every human effort [,] it also has the power to lift you above that effort & make you fierce in your wish to better your own conduct—such poor stuff as your conduct is—[18]

Few of us will find in What is Man? as many wonderful or beautiful thoughts as Isabel Lyon did. True, beneath the rigid determinism that demands to be accepted, lock, stock, and barrel, and the relentless critique of altruism, there is the Old Man’s moral admonition to “train your ideals upward…toward a summit where you will find your chiefest pleasure in conduct which, while contenting you, will be sure to confer benefits upon your neighbors and the community.”[19] It was to this “conduct” that Lyon was probably referring when she said that What is Man? had the potential “power” to “lift you above” yourself in a “fierce” wish to “better your own conduct.” But what she most emphasized were those shared pitiless truths Lyon felt made Nietzsche and Twain kindred spirits—“Terrible Truths,” which could, for some, “put granite foundations under themand show them how to stand alone.”

That seems, consciously or not, an endorsement of Nietzsche’s celebrated insistence, in Twilight of the Idols, that “what does not destroy me makes me stronger”: the prophet who (a point to which the Nietzschean Lyon may be alluding in making Twain’s her own “Gospel”) brought his own “glad tidings,” antithetical to the Christian “gospel.” Few have looked deeper into the nihilistic abyss than Nietzsche, and yet he called himself, in Ecce Homo, a “man of calamity” who remained an affirmer: “I contradict as has never been contradicted before and am nevertheless the opposite of a No-saying spirit. I am a bringer of glad tidings like no one before me.”  This is Nietzsche’s conscious “opposite” to the supposed glad tidings of Christianity—itself, according to Nietzsche, “the opposite of that which he had lived,” he being Jesus, the “evangel” who “died on the cross,” only to have the noble example of his life subverted by his disciples into the “ill tidings” of that “dysangel,” Christianity.As it happens, Twain explicitly agreed with Nietzsche that the last Christian died on the cross. “There has been only one Christian. They caught him and crucified him.” This 1898 entry in Twain’s Notebook seems tantalizingly close to Nietzsche’s more celebrated assertion, published three years earlier: “The very word ‘Christianity’ is a misunderstanding: in truth, there was only one Christian, and he died on the cross.”[20]

In emphasizing the capacity of “truth” to “set us free,” I am not just putting a positive spin on the final chapter of The Mysterious Stranger, in effect joining Albert Paine, who rearranged the text to end on that positive note. I have no desire to ally myself with the man who altered the manuscript of The Mysterious Stranger in 1916 and remained committed for a decade more (as he told his contact at Harper’s in a franchise-protecting letter of 1926), and well beyond that, to guarding and preserving the hagiographic “traditional” image of Mark Twain. My intention, instead, is to stress the paradox of freedom within constraint, and to connect what No. 44’s young interlocutor agreed was appalling but “true,” with the words Jesus spoke to those who came to believe in him, rather than in what Nietzsche and Mark Twain would agree was the falsification that followed: “And you will know the truth, and the truth will set you free” (John 8:32). In turn, that setting free became for Shakespeare the verbal formula of the ultimate “project” of The Tempest—as I think Mark Twain realized in the course of writing the Tempest-influenced finale of The Mysterious Stranger.

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For in his final decade, at the end of his life and tether, this most iconic of public figures, speaking “as Samuel Clemens rather than as Mark Twain,” made, as Hamlin Hill has noted, a rare “attempt at complete honesty.”[21] A desperately lonely truth-seeker often feeling defeated in a world of mendacity, he would have been pleased by Isabel Lyon’s image of him providing, in the form of “Terrible Truths,” “granite foundations” upon which a selective few might “stand alone.” Despite their shared determinism and denial of free will (though not “free choice”), neither Mark Twain nor Nietzsche approaches the sublime pinnacle of lonely thought, the ghostly solitude, of Spinoza, that “precursor” revered by Nietzsche. And yet, Nietzsche (and, at the end, Mark Twain) was even lonelier. Spinoza’s “way of thinking,” Nietzsche told Franz Overbeck in that important 1885 letter, “made solitude bearable,” since he “somehow still had a God for company,” while “what I experience as ‘solitude’ really did not yet exist. My life now consists in the wish that it might be otherwise with all things than I comprehend, and that somebody might make my ‘truths’ appear incredible to me” (in The Portable Nietzsche, 441). No one did. And, in Twain’s case, when it came to his Old Man’s philosophy of mechanistic determinism, he was not even open to counter-argument.

One would like to think that that was not true of self-divided Mark Twain himself. And yet in the very last of his works to be written for publication, the first in a projected series of essays from notable figures asked to identify “The Turning-Point of My Life,” Twain rejected the titular premise and reaffirmed his deterministic philosophy. In his case, he insisted, there was no one pivotal moment that led him to his literary career; every event was a “link” in an inexorable “chain,” not only in his own life, but traceable back to the dawn of history. There was no singular event, nor any willed plan; everything was determined by the combination of external “circumstances” and one’s innate “temperament,” over which one has no control. Writing just a few months before his death, Twain leavened the grim determinism of What is Man? with an entertaining narrative and genuine humor. All would have been changed had there been a different couple in Eden, he concluded his essay. His “disappointment” in Adam and Eve, was “not in them, poor helpless young creatures—afflicted with temperaments made out of butter; which butter was commanded to get into contact with fire and be melted.” But what he “cannot help wishing is, that Adam and Eve had been postponed, and Martin Luther and Joan of Arc put in their place,” that “splendid pair equipped with temperaments not made of butter, but of asbestos. By neither sugary persuasions nor by hellfire could Satan have beguiled them to eat the apple.” Twain concludes: “There would have been results! Indeed, yes. The apple would be intact today; there would be no human race; there would be no you; there would be no me. And the old, creation-dawn scheme of ultimately launching me into the literary guild would have been defeated.[22] “Results,” indeed! In this, Mark Twain’s final display of balancing “humor,” the pendulum, swung out over “woe,” swings back over “mirth.”

A disciple of Nietzsche, W. B. Yeats, basing himself on Kant’s Third Antinomy (thesis: necessity, antithesis: freedom), pronounced himself “predestinate and free,” and Nietzsche’s own mentor, Emerson, deliberately juxtaposed “Fate” and “Power,” the first and second essays in The Conduct of Life.  In reading Yeats and Emerson, and certainly in reading Nietzsche and Mark Twain, we should address rather than evade the profound questions they raised. Rather than sinking into what Yeats called, in his great poetic sequence Nineteen Hundred and Nineteen, “the half deceit of some intoxicant from shallow wits,” we should confront the dark, deterministic regions of the mind they illuminated. We might then, with what Isabel Lyon would call their “Terrible Truths” and “granite foundations” under us, work toward something resembling, if nothing so grand as a new birth of freedom, a series of individual liberations with the potential to set others free as well. Of course, there is no need to repair to Lincoln or Lyon. Twain’s own Mysterious Stranger tells Man, in the immediate form of young August Fendler, that “I your poor servant have revealed you to yourself and set you free”—precisely the role played by Ariel, the liberated servant who goes on to set his master free, triggering Prospero’s renunciation of “vengeance” in favor of “virtue” at the turning point (V.i.14-32) of The Tempest. No. 44 may be speaking, but he is, after all—both in his most dismaying utterances and here, in offering the chapter’s sole glimpse of a possible freedom beyond the solipsistic and nihilistic nothingness—a theatrical mask amplifying the voice of his creator, the self-divided, skeptical, but still truth-seeking Sam Clemens/ Mark Twain. The same is true of divided Nietzsche, who—despite his radical insistence that all “truths” were perspectival, a matter of “optics,” and that there were “no facts, only interpretations”—also burned his candle at the altar of “truth,” and deplored “lies,” a word that appears frequently in his work, especially in The Antichrist.

§

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For all their affinities, and despite the badgering of Isabel Lyon, Twain read little of Nietzsche, while Nietzsche, who loved his American humor, and cant-puncturing “laughter,” devoured every work of Twain on which he could lay his hands, though always cherishing, as his favorite, the novel his mother had read to him, to spare his eyes, in 1879, when he enthusiastically recommended Tom Sawyer to his friend Overbeck (the letter appears in The Portable Nietzsche, 73). In his essentially vegetative life after his complete breakdown a decade later, Nietzsche, now mentally a child, was once again in her care. “On his good days she took him on walks and let him play the piano. Sometimes she read to him, ‘in a soothing monotone,’ from The Adventures of Tom Sawyer.[23] It seems a final instance of rondure. Mark Twain came in and went out with Halley’s comet lighting up the sky, though, at the end, “he had,” as Paine said, “slipped out of life’s realities, except during an occasional moment” of lucidity.[24] In the case of Nietzsche, there was a decade-long mental eclipse with no illumination at all, let alone any final burst of celestial light. All the more reason, therefore, for us to be strangely moved to learn that his early favorite among Mark Twain novels was there again at the end—still being read to him by his mother, but this time to a person sitting in darkness.

– Patrick J. Keane

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Patrick J. Keane is Professor Emeritus of Le Moyne College. Though he has written on a wide range of topics, his areas of special interest have been 19th and 20th-century poetry in the Romantic tradition; Irish literature and history; the interactions of literature with philosophic, religious, and political thinking; the impact of Nietzsche on certain 20th century writers; and, most recently, Transatlantic studies, exploring the influence of German Idealist philosophy and British Romanticism on American writers. His books include William Butler Yeats: Contemporary Studies in Literature (1973), A Wild Civility: Interactions in the Poetry and Thought of Robert Graves (1980), Yeats’s Interactions with Tradition (1987), Terrible Beauty: Yeats, Joyce, Ireland and the Myth of the Devouring Female (1988), Coleridge’s Submerged Politics (1994), Emerson, Romanticism, and Intuitive Reason: The Transatlantic “Light of All Our Day” (2003), and Emily Dickinson’s Approving God: Divine Design and the Problem of Suffering (2007).

 

Footnotes    (↵ returns to text)
  1. Shaw, “Giving the Devil His Due,” Saturday Review, LXXXI (May 13, 1899), iii. “Diabolian Ethics,” in Bernard Shaw, Complete Plays with Prefaces, 6 vols. (Dodd, Mead, 1963), 3:xliv-li. Mencken, “Mark Twain,” Smart Set, October 1919, reprinted in H. L. Mencken on American Literature, ed. S. T. Joshi (Ohio University Press, 2002).
  2. Autobiographical Note, in The Mark Twain Papers, Bancroft Library, University of California-Berkeley.
  3. Isabel Lyon Diary, in The Mark Twain Papers, Bancroft Library.
  4. Freud feared cooptation by a psychoanalytically precocious precursor who might leave him with no worlds to conquer. He admitted his anxiety of influence in 1931: “I rejected the study of Nietzsche although—no, because—it was plain that I would find insights in him very similar to psychoanalytic ones.” Quoted by Peter Gay, Freud: A Life for Our Time (Norton, 1988), 46. But Freud’s claimed ignorance is belied by many of his own remarks about Nietzsche, who had, he told his biographer Ernest Jones, “a more penetrating knowledge of himself than any man who ever lived or was likely to live”(Ernest Jones, The Life and Work of Sigmund Freud (Basic Books, 1961), 2:344. Freud’s denial of serious reading of Nietzsche is belied as well by, for example, the traceable impact of Nietzsche’s Genealogy of Morals on his own Civilization and its Discontents.
  5. The Antichrist §55, in The Portable Nietzsche, trans. and ed. Walter Kaufmann (Viking, 1954), 640.
  6. “Every naturalism in morality—that is, every healthy morality—is dominated by an instinct of life…Anti-natural morality—that is, almost every morality which has so far been taught, revered, and preached—turns, conversely, against the instincts of life: it is a condemnation of these instincts….All that is good is instinct—and hence easy, necessary, free.” (Twilight of the Idols, in The Portable Nietzsche, 489-90, 493-94). Huck, who embodies natural or instinctual morality in his own novel, explicitly endorses instinct in Tom Sawyer Abroad: “for all the brag you hear about knowledge being such a wonderful thing, instink is worth forty of it for real unerringness.” In The Adventures of Tom Sawyer, Tom Sawyer Abroad, Tom Sawyer, Detective, ed. John C. Gerber, Paul Baender, and Terry Firkins (University of California Press, 1980), 337.
  7. The Portable Nietzsche, 441. Though this letter (2 July 1885) is not among those in Christopher Middleton’s Selected Letters of Friedrich Nietzsche (University of Chicago Press, 1969), the crucial phrase appears in a footnote (244n57). His translation is almost identical to Kaufmann’s: “My life now consists in wishing that everything may be different from the way in which I understand it, and that someone may make my ‘truths’ incredible to me.”
  8. “Mark Twain,” 31.
  9. The Letters of W. B. Yeats, ed. Allan Wade (Macmillan, 1955), 379. Both poems mentioned are clearly “Nietzschean.”
  10. The Mysterious Stranger Manuscripts, ed. William M. Gibson (University of California Press, 1969), 164-66.
  11. Mark Twain: The Complete Interviews (University of Alabama Press, 2006), ed. Gary Sharnhorst, 522-23.
  12. Cited by Paine, Mark Twain: A Biography, 4: 1552. The passage began, “Shall I ever be cheerful again? Yes, and soon. For I know my temperament. And I know that the temperament is master of the man….A man’s temperament is born in him, and no circumstances can ever change it.” Though Emerson realized that he would “never again be able to connect” the beauty of nature with “the heart & life of an enchanting friend,” his “one first love,” he acknowledged his own “temperament,” one that has made many judge him to be unfeeling. Five days after Ellen’s death, he wrote in his journal: “This miserable apathy, I know, may wear off, I almost fear when it will….I shall go again among my friends with a tranquil countenance. Again I shall be amused, I shall stoop again to little hopes & little fears & forget the graveyard…” Emerson, Journals and Miscellaneous Notebooks, 3:226-27.
  13. Swimming against the tide, Simmons prefers, as does James M. Cox, the 1916 version cobbled together by Albert Bigelow Paine. Paine was faced with three unfinished and partially overlapping manuscripts. However brazen his editing of the material and the emasculation of Twain’s polemic against God as conventionally conceived, he and his collaborator at Harpers, Frederick Duneka, did succeed (as Mark Twain hadn’t) in producing, not only a commercially viable book, but a coherent and readable text, one which, says Simmons, “despite its problematic history, is in my view the most interesting and significant variant for critics to address.” Though he refers almost exclusively to the 1916 text, he is still focusing on the chapter that concludes both the Paine-Duneka version and the manuscripts as presented in William M. Gibson’s scholarly edition, published in 1969 as The Mysterious Stranger Manuscripts.
  14. The Mysterious Stranger Manuscripts, ed. William M. Gibson (University of California Press, 1969), 405.
  15. Malraux, Les Noyers de l’Altenburg (Gallimard, 1948), 99. The song was Nietzsche’s poem “Venice.” In the novel, Walter assists Franz Overbeck in bringing Nietzsche back to Basel.
  16. The Tempest IV.1.146-58, and Epilogue.. Twain, The Mysterious Stranger, 404, 405. Nietzsche, The Gay Science §125.
  17. The references in this paragraph are to three volumes published by the University of Missouri Press: Tom Quirk, Mark Twain and Human Nature (2007), 274; Brahm and Robinson, in The Jester and the Sages: Mark Twain in Conversation with Nietzsche, Freud, and Marx (2011), 22. Smith, “Samuel Clemons, Duality and Time Travel,” and Bird, “Dreams and Metaphors in No. 44, The Mysterious Stranger,” both in Centenary Reflections on Mark Twain’s No. 44, The Mysterious Stranger (2009), 187, 197, 198, 213-15.
  18. Quoted in Laura Trombley, Mark Twain’s Other Woman: The Hidden Story of His Final, Years (Knopf, 2010), 63-64.
  19. Mark Twain: What is Man? and Other Irreverent Essays, ed. S. T. Joshi (Prometheus Books, 2009), 55.
  20. Nietzsche, Ecce Homo, in The Basic Writings of Nietzsche, trans. and ed. Walter Kaufmann (Modern Library, 1968), 783. The Antichrist §39, in The Portable Nietzsche, 612. The statement is often reduced to the even more succinct “The last Christian died on the cross.” The Antichrist was published in 1895, a half-dozen years after Nietzsche’s breakdown.
  21. Hill, Mark Twain: God’s Fool (Harper, 1973), xxiii.
  22. Harper’s Bazaar (February 1910), 118-19; reprinted in 1917, in What is Man? and Other Essays.
  23. Griffin, “ ‘American Laughter’: Nietzsche Reads Tom Sawyer,” The New England Quarterly (March, 2010), 129-41 (141). The internal quotation—the affecting detail about the mother’s “soothing monotone”—is taken, Griffin tells us, from David F. Krell and Donald Bates, The Good European (University of Chicago Press, 1996), 51.
  24. Paine to Mr. and Mrs. William H. Allen, April 25, 1910, quoted in Hill, Mark Twain: God’s Fool, 265.
May 052013
 

Desktop16Anne Loecher & Lorine Niedecker

Anne Loecher shines a floodlight on the obscure and all but forgotten midwest poet Lorine Niedecker whose life, poetry and poetics are a surprise to me:  where you might least expect it (the periodically flooded Blackhawk Island, Wisconsin), a resolute soul emerges. I love her word “condensery” that describes the exact and terse language of her poems. I am exhilarated by the adventurousness that led her to blast out of Blackhawk Island to New York and the arms (and poetics) of Louis Zukofsky. But her subsequent abortion and the return to Blackhawk Island are sad to read about. The poems, forged in the fire, are extraordinary.

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Lorine Niedecker is, in the estimation of many prominent poets and scholars, a major poet. However, even today, 42 years after her death,  Niedecker still is not widely read.  In fact, she has been called “the world’s greatest unknown poet.” Only recently has her work begun to attract an expanding readership—which is still modest at best.

As with other examples of under-read or forgotten poets, this oversight sparks the question of why—or why not—and begs an inquiry into the merits of Niedecker’s work, her times, our times,  and the complexity of her poetics.

Ironically, it is possible that Niedecker’s slow-growing readership owes much to the singularity and particularity of her poetics.  That the relative smallness of her readership is attributable to a misperceived “smallness” of her poetics. For to follow the development of Niedecker’s poetics is to find its tracks and traces in silences, in smallnesses, in pauses and paucities.  The voice of Niedecker that evolved and emerged is not an obvious one; its presence can be detected in reflections;  the reflections in the omnipresent waters surrounding and often consuming the environs where she lived, in rivers and flood waters and lakes of her small Wisconsin town and the Upper Midwest.  Her poetics can be followed in the nearly invisible traces of minerals these waters carried to the sea, and in the glacial progress of natural history and evolution – so quietly slow as to be barely discernible.  To find Niedecker’s influence and legacy in such places is to realize that a clamoring, obstreperous  appreciation would be implausible—and inappropriate.

As the poet and scholar Rachel Blau DuPlessis has noted, Niedecker  “was published only by small presses. She is barely anthologized. She made no ‘literary career.’”[1]  Having spent her life in rural isolation, far from the urban meccas of poetry and the publishing world’s male-dominated precincts, Lorine Niedecker’s poetry emerged in relative isolation. Additionally, in her lifetime, much of her poetry was radical—if subtly and cunningly so. Niedecker’s feminism was decades ahead of its time, and likely fell on deaf ears, often. The same could be said for her deftly wielded lines decrying other social injustices, her criticism of consumerism and other embedded aspects of mid-twentieth-century American life and culture. Some couldn’t see or hear her for her subtleties; some who could preferred not to look or listen too closely.

Lorine Niedecker was born in 1903 in the tiny and insular community of Blackhawk Island , near the town of Fort Atkinson in rural Wisconsin. She lived in this area nearly all her life, with a few brief periods in New York and Milwaukee.

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Blackhawk Island is actually a peninsula, bounded by the Rock River and Lake Koshkonong. The  low-lying Niedecker family property where Lorine was raised flooded every spring, waters rising into  the  Niedecker’s and neighbor’s homes, contributing to their  constant struggles and hardships. While Niedecker’s father had some level of income as provided by tenants to whom he rented his properties, the family was by no means well off, or even comfortable.  Niedecker’s life was fraught with hardship and struggle for subsistence. It is valuable to look at one of her earlier poems, dealing with the issue of subsistence, for what it also conveys about her own place within such paucity:

My Friend Tree[2]

Well, spring overflows the land,
floods floor, pump, wash machine
of the woman moored to this low shore by deafness.

Good-bye to lilacs by the door
and all I planted for the eye.
If I could hear—too much talk in the world,
too much wind washing, washing,
good black dirt away.

Her hair is high.
Big blind ears.

I’ve wasted my whole life in water.
My man’s got nothing but leaky boats.
My daughter, writer, sits and floats.

The poem honors, in a distant way, the memory of Niedecker’s mother, who was deaf and essentially abandoned by her husband during his lengthy affair with a neighbor.

“Well”—the first word in the poem, serves as both a reference to the wellspring that feeds the homestead and the frequent floods, nurturing the family and devastating it at the same time.

The mother is moored to the low shore, which suggests a constant threat of drowning—not only the possibility of drowning in the water, but the repeated drowning in the drudgery of her daily work, pumping the water out of her flooded home, washing the clothes which the silt keeps soaking and reclaiming.

Beauty without practicality is dismissed, as if a ridiculous and indulgent luxury—as the lilacs the speaker’s mother planted are taken away by the constant, leaching waters. Ultimately, even what is necessary to life is leached away, as the “good black dirt” needed for crop growing, indeed the very land they stand on, is erased by wind and water in this constant fluid extraction and reclamation.

granitepailNiedecker breaks in with her own voice in the short second stanza—a daughter’s distant though observant note that her mother is perhaps even freakish in her isolation. Her deafness is imagined as a blindness, too, and the image presented is of a creature inhabiting this solitary place, not quite human in appearance, but with “big blind ears” like a rabbit and with an elaborate head of hair. Her mother is like an island, cut off by her deafness, cut away from the land that is washing out from under her, separated from the simple enjoyment of beauty with the disappearance of the lilacs.

In the mundus of Niedecker, deafness and blindness have a profoundly adverse meaning. They are not only the inability to see, hear—but also to perceive, to be aware, to be sensitive and attendant to. In short, the mother is  cut off from life.

When we arrive at the final stanza, the mother again speaking, we have an astonishing and utterly unembellished image of the mother, washing away, almost dissolving into a liquid existence, nothing stable, nothing solid. Even the boats her husband may have provided, as he provided little or no comfort or love, these boats are leaking and doomed to rot and sink. Only Lorine has found a way to float. Her writing may even suggest a sitting on water, or at least a manner of finding some ground and grounding; her floating—that is, her writing—is her survival. Love is a luxury, as disparate from the lives of those in the poem as if it were fantasy; it is not part of the fabric of these lives. If there is any beauty that survives, it is to be found in the dissolved particles in the flood waters.

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Niedecker’s first collection, New Goose, also has been suggested in some circles as the source of criticism that has mistakenly marked the poet as concerned with only small or low subject matter, with trivialities that are not the subject matter of major poets. That narrow view, attributable largely, one thinks, to the male-dominated poetry world of mid-century America, and its cultural prejudices—refers to Niedecker’s revisiting of the Mother Goose rhymes in this volume. Even a quick read reveals the size and girth of the work, which is anything but the small, cloying and miniaturish.

“New Goose” speaks clearly to the cause of the betrayed laborers of the Depression era, whom Niedecker watched fail and starve – the farmers, who feed and nurture us, and who are all but invisible to those they feed.  If feeding and nurturing is women’s work, she asks us to consider the men who have given their lives to it only to have their labors lost, shunned, and devalued. The link to women’s work is subtlety present: the diminishment, devaluation and erasure of the work of raising living things on this earth. Again, Niedecker is asking us to look more closely, to see the small,  the unseen and unheard.

New Goose [3]

For sun and moon and radio
farmers pay dearly;
their natural resource: turn
the world off early.

……………..*

Hop press
……….and conveyor for a hearse,
Newall Carpenter Senior’s
……….two patented works.
…………….

Kilbourne. Eighteen sixty-eight.
Twelve hundred women and boys hopped.
When the market raced down to a dime a pound
from sixty-five cents, planters who’d staked
all they had, stopped.

Duplessis also comments on Niedecker’s  “…unexpected turns and word choices…(expressing) surprise found in the small, the trivial, the barely noticed.”[4] To Duplessis, this was Niedecker’s carefully plotted strategy for entering the canon under the name  “Anon,” alongside the numerous and century-spanning works that are unattributed but not unimportant.

newgooseThe New Goose collection specifically seeks to enter and reconsider this anonymous landscape, first in terms of the nursery rhyme’s ineradicable place in culture, folk culture; asserting folk culture’s importance and endurance in American culture, and also, an important assertion of the female, the Mother figure in Mother Goose, who has survived, reemerged and re-arisen in this first collection as a “New Goose.” A variant on the phoenix, if you will! These complex elements are those of a strong, assertive voice, and not a meek, resigning and retreating one. “Anon” is a potent potion.

It is entirely possible, Duplessis believes, that this was not a mode of retreat into actual anonymity for Niedecker, but instead another facet of her poetics of silences, her visibility in reflections.

Gilbert Sorrentino worries that Niedecker has been and will continue to be trivialized for her “unsophisticated, rural” subject matter, writing: “The reductive judgment of Niedecker has settled comfortably in, and it is woeful for me to recall all the dim remarks I’ve heard about homely and honest Lorine and her wonderful poems that emerge, shining, from her harsh and lonely life ‘on the river.’”[5]

In 1928, Niedecker married Frank Hartwig, who had been an employee of her father’s. She worked as a library assistant in the Fort Atkinson Public Library, where she was first exposed to the Imagist poets—Ezra Pound, H.D. and Amy Lowell. Niedecker published two poems that year, which demonstrated her interest in the Imagists.

Two years later, in 1930 after the onset of the Great Depression, Niedecker and Hartwig lost their jobs and moved back to Blackhawk Island from their Fort Atkinson apartment, to live with Lorine’s parents. That same year, Lorine and Frank separated permanently, eventually divorcing.

In 1931, Niedecker encountered the Objectivist movement in poetry, through the works of poet Louis Zukofsky she discovered in an issue of Poetry magazine. This was the start of Niedecker’s important and enduring relationship with Objectivism, and of her lengthy and complex personal relationship with Zukofsky.

The poet Louis Zukofsky.

The poet Louis Zukofsky.

Upon discovering the Objectivists, Niedecker wrote that she had been in search of just such a poetics for some time. In a review of a Zukofsky craft book, Niedecker praised the new poetic movement, quoting Zukovsky’s checklist of attributes:  ”(use of) the exact word…in the right order, with the right cadence, with a definite aim in view;… song, one of the mainsprings of poetry …” and “(the inclusion of) an emotional object, close to the people and their experiences…”[6]

While Niedecker would often state that she felt a strong alignment with the Surrealist poets in addition to the Objectivists, she continues to be associated almost exclusively with the Objectivists. Zukofsky quickly became her mentor, and then her lover. Niedecker moved from Blackhawk Island to New York to be with him and soon afterward became pregnant by him. Zukofsky insisted she abort the twins she was carrying. She obeyed him in this, as she also did with his instructions to focus rigidly on Objectivism in her poetry. The abortion, which she did not want, was an immediate and lifelong regret, a profound and deeply affecting loss. Her long and strict adherence to Objectivist modes would become a source of regret somewhat later.

“As an Objectivist,  (Niedecker) strove for precision and concision—for an expression of the thing itself.  Objectivism, marked by clarity of image and word-tone, thinking with things as they exist, and directing them along a line of melody, economy of presentation, the poetic rendering of current speech.”[7]

However, as Niedecker scholar Jenny Penberthy has noted in her essay “A Little Too Little,” Niedecker may not be so easily defined.

Penberthy writes: “Niedecker had an ambivalent connection to Objectivism. She certainly read and was excited by the original Objectivist statements but she did not regard herself as an Objectivist.”[8] Niedecker often referred to her own work as Surrealist. In a letter from to a close friend from Blackhawk Island, excerpted by Penberthy, Niedecker writes, revealingly: ”…Objects, objects. Why are people, artists above all, so terrifically afraid of themselves? Thank god for the Surrealist tendency running side by side with objectivism….”[9]

Objectivism appealed to Niedecker for its austerity, its lack of ornamentation, for its compression, its “extraordinary precision in (its) use of sound,”[10] as the critic Peter Middleton describes for its lack of excess, to which Niedecker adhered throughout her ongoing poetic development.

Penberthy winnows out those overlapping Objectivist and Surrealist modes which likely attracted Niedecker to Zukofsky’s Objectivist influence: “Objectivism gave priority to the non-referential, material qualities of the word; it also valued a ‘non-expressive’ poetry, rejecting sentimentality—which is a manner of excess.” Niedecker’s chief attraction to Objectivism, as Penberthy sees it, is to abstraction. In a letter to Zukofsky, Niedecker asserts this, writing: “there must be an art . . . somewhere, somehow entirely precious, abstract, dehumanized, and intense because of these [qualities].”[11]

If Niedecker had a lesser commitment to Objectivism than is still widely believed, it is worth considering why she adhered to its methods and mandates to the extent she did. Rachel Blau DuPlessis in her essay “Sounding Process” sees Niedecker’s  Objectivist allegiance partly owing to the power dynamic between Zukofsky as mentor and former lover, but also as an almost practical matter for Niedecker who may have—quite consciously—grasped what Objectivism could provide for her own, singular, developing poetics.

That  “…evoking objectivist practice gave Niedecker a frame for, a way of controlling, what she experienced as excess in herself…”[12] The drive for concision, tightness and control was always in evidence.

In her later poems, Niedecker merged the lack of sentimentality and excess, the “sincerity and force” she valued in Objectivism with the “muddle and floaty vagaries”[13]that were her abstract and Surrealist interests  as she wrote to Poetry magazine’s founder Harriet Monroe in 1933; a point she made again as late as 1968 in a letter to Clayton Eshleman, publisher of her late poems.

Famously, Niedecker wrote to Eshleman, in explanation of her movement beyond the strict confines of Objectivism:  “I figured after 40 years of more or less precise writing, I could afford to let go…I know that my cry all these years has been: into—into—and under—close your eyes and let the music carry you—and what have I done!—cut—cut—too many words!”[14]

Niedecker had a word for it: condensery. The pared down, elemental language, an emotional power driven by accuracy, precision, and lack of emotionalism or sentimentality. Adjectives and even articles are often omitted from Niedeckers’ short poems, the majority of which are untitled. Additionally, her lens focused on that “low” subject matter—the everyday, the quotidian. The rocks in the riverbed on the shores of Blackhawk Island, the stove, the wash bucket, the scrubbing of floors. How small all of this may seem:  condensed language and form, modest scope and lack of the grandiose in style or subject, the frequent silences, the brevity, even the lack of titles—the quiet and small scale of her work have almost certainly played a role in the enduring quiet and smallness of her reputation.

Scholar Elizabeth Wills, in the introduction of her book Radical Vernacular: Lorine Niedecker and the Poetics of Place, asserts that the perception of Niedecker as working in isolation ignores her constant written dialogues with other writers, as well as her dialogue with contemporary and historical persons and events, which her later poetry especially addresses in depth and often.[15]

Additionally, she argues that  Niedecker’s physical isolation was not necessarily a disconnection or a desired hermeticsm or invisibility. Rather, it was an essential part of her methodology to study and consider her realm, in order to cultivate her poetic voice. It was essential to the intensification of her focus, her moving in ever closer to hear and see, and to write about the small scale with the greatest subtlety and nuance.

As the critic Gilbert Sorrentino writes—to misinterpret Niedecker’s physical seclusion as isolationist, and as “sacrificially counter-literary”[16] is mistaken and culturally chauvinistic. One could also argue that to read her “low subject matter,” addressing  the scrubbing of floors and the like, as purely domestic and quotidian rather than as a deeper and larger address of feminist and labor issues  is to miss Niedecker’s place on a larger stage.[17] And then there is the matter of much of Niedecker’s middle and later poetry directly addressing such global political issues as the Bay of Pigs—and her taking a firm position on Marxism, in her many poems expressing her moral objection to property and “ownership.”

DuPlessis writes of Niedecker: “She may seem to seek  a minority, a littleness, a miniature scale almost unthinkable, especially for a female writer who can be culturally coded as minor no matter what genre she chooses, but especially if she chooses tiny-looking and folk forms.”[18]  The smallness, among other things, references Niedecker’s long fascination with haiku, another concise form.

Regarding Niedecker’s small scale in subject matter, critic Karl Young sees it not as a choice to become small to invisible, but rather to find something great, in that which is frequently overlooked. Young writes: “What matters for her is life as lived, a continuity full of surprises and changes, paradoxically full of loss, and simultaneously able to find satisfaction in what might appear as trivia.”[19]

The poet and critic Anne Waldman likens Niedecker’s silences to what Critic Gordana P. Krinkovic noted about John Cage’s silences, in which “silence is not just the absence of talk. It is very much listening to what else is going on. ..”[20]

In her essay “Property, Poverty, Poetry: Lorine Niedecker’s Quiet Revelations,” critic Marie-Christine Lemardeley considers the poet’s  silences  to be  “poetics of reticence, i.e. an interest less in the image formed in the mind, than in the sounds of silence, in the words and spaces between the words.”[21]

There is a telling line from one of Niedecker’s later poems, “Paen to Place”: “and silence/ which if intense/ makes sound”[22]

As the critic Jane Augustine writes in her essay on this poem, “Silence, intensified, becomes loud/brilliant.”[23] We are given to consider Niedecker’s silences, her condensery, her miniaturism to have a perhaps very different intention than that of small scope, quaintness, or even regionalism.

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The discussion of Niedecker’s limited readership during her life must consider the context of sexual politics during her lifetime. Certainly, the power dynamics of her relationship with her mentor Zukofsky, an important gatekeeper to the greater literary world beyond Blackhawk Island, provokes debate.  Niedecker’s subject matter of domestic work, not to mention her direct address of marriage, of brides as property, and her indictment of modern domesticity, connected to soulless consumerism and an amorality that enabled the Cold War—presents a strong feminist/humanist stance that undoubtedly played a role in the development of her powerful poetic voice, but likely kept a broader readership away.

It is important to look closely at Niedecker’s strong reaction to the misogyny and sexism of her times. For when we examine the Niedecker poems that don’t just suggest this subject, but loudly assail it, we are hearing a railing against the social injustice of sexism and also, a deeply personal outcry that is her concern that she be read and heard as a poet; that she “float” and not drown in the larger literary landscape.

I rose from marsh mud[24]

I rose from marsh mud
algae, equisetum, willows,
sweet green, noisy
birds and frogs

to see her wed in the rich
rich silence of the church,
the little white slave-girl
in her diamond fronds.

In aisle and arch
the satin secret collects.
United for life to serve
silver. Possessed.

If we look at this poem, while also taking into consideration Niedecker’s poems about her mother and the wearing and dissolving properties of water, we have a powerful indictment of sexism—of marriage, in fact—that Niedecker views as not dissimilar to  the leaching waters of her physical environs.  It is the voice of the silenced wife/bride/female/daughter that has gone unheard, that Niedecker asks us to lean in close to hear. The quieted, suppressed and submerged are speaking in Niedecker’s radically feminist works.

The speaker has been able to survive, to ‘rise from’ the drowning landscape of mud and algae, and in this naturalized though sodden and possibly nearly-drowned state, casts an eye on the fate of one assumed to be more fortunate than the speaker—the woman chosen by a man to be a bride.

The speaker has a view into the local church, in which “rich silence” ironically, as we understand Niedecker’s lexicon, indicates a silencing, a loss of voice and lost hope for posterity. Additionally, “rich” is circumspect, and also intended ironically here. The bride’s “diamond fronds” both suggest an overly elaborate, dubious decoration, as well as an “unnaturalized” nature.  Can the embellishment of diamonds make fronds more beautiful, more worthy, or more valuable? Given the tone of the speaker’s voice, we think not.

tandgThe church, rather than a place of purity—as would be befitting a wedding, if the wedding were indeed holy and pure—is insted a place where “satin secret collects.” This unembellished image is vivid, though strikingly simple, and its subtext is absolutely clear: the satin, suggesting the fabric of bride’s dresses and clergy’s vestments, is in fact sullied with some suspicious residue, which collects, secretly, perhaps in its folds, therefore not immediately visible or obvious. All the more pernicious for being hidden. What is hidden is not invisible; what is hidden, implicit but still present, is important. We must listen in closely to what is nearly inaudible beneath the silences.

The poem’s final two lines equate the bride’s new marriage to a life sentence—though, with dark humor, Niedecker links the ‘serving’ of that sentence with the silver service, that common nuptial gift. The effect of the dark humor is to escalate the sting, the rage, the burn of the indictment. A bride is a “white slave-girl” which is to invoke her sexual servitude as well. A bride in her jeweled whiteness in the supposed sanctuary of a church is far less fortunate than the mud-soaked and nearly drowned speaker. At least the speaker retains her nature; she is poor and wretched, but no slave. She will “float” where the bride will certainly sink…as Niedecker’s mother did.

A picture of that bride’s domestic servitude and the cycle of domestic enslavement is presented in this  short untitled poem from The Granite Pail:[25]

Old Mother turns blue and from us,
……….“Don’t let my head drop to the earth.
I’m blind and deaf.” Death from the heart.
……….a thimble in her purse.

“It’s a long day since last night.
……….Give me space. I need
floors. Wash the floors, Lorine!—
……….wash clothes! Weed!”

The mother, blind and deaf, is recognizable as Lorine’s own mother, debilitated not only by physical handicaps but also by marriage, loneliness and abandonment.  She fears she will die suddenly and soon, from loss of love and loneliness.  The thimble in her purse recalls a human heart in her chest; however this “heart” is slim, hollow, metallic, a meager domestic scrap to fend off piercing needles and pins. The mother needs floors; previously, Niedecker depicted the washing away of floors in the floods, resulting in a bottomlessness, a rootlessness, a constant risk of drowning. The mother’s admonishment to Lorine is not to avoid marriage but instead to tend to her floors, her chores, weeds… those things that are washed until worn thin, and the weeds that overtake the beauty of the carefully planted flowers in her garden. That her mother would offer these words as survival tactics for her daughter, depicts the near impossibility of escape from this life, these lives, one generation after another, of despair, of being washed away and flushed out.

As an even more dramatic depiction of Niedecker’s view of sexism as a gross injustice, she invokes Mary Shelley, author of the important Gothic novel Frankenstein, who nonetheless was dwarfed by her husband, the poet Percy Bysse Shelley, and known first and foremost as his wife; her great work subordinated and at risk of disappearance. From the New Goose collection:[26]

Who was Mary Shelley?
What was her name
Before she married?

She eloped with this Shelley
She rode a donkey
Till the donkey had to be carried.

In addition to Mary’s almost invisible stature as compared to her husband’s, she is aligned with the Virgin Mary, riding a donkey, and in a devastating and ugly turn, is so poorly regarded that once the donkey tires, it is Mary who must carry it. Presumably Percy is comfortably astride some grand horse.

If the author of Frankenstein is so meanly treated by posterity, what might Niedecker expect for herself? Decades ahead of Betty Friedan and Gloria Steinem, Niedecker’s feminism arose from the enforced silencing of women writers before her—including those who, unlike Mary Shelley, were silenced finally.

Niedecker’s feminism finds its place as asserting a voice and visibility for the unseen and unheard women of her age, place and culture.

This synthesis of two modes, Objectivism and Surrealism, which were utterly incompatible in the eyes of Zukofsky,  was to become Niedecker’s  entry into her own  reflective/reflectionist poetics—“a fusion of objectivist and surrealist tendencies,” as DuPlessis describes it.[27]

We begin to see emergences, as Niedecker removes from, or expands upon, strict Objectivist tenets, incorporating the environment, an anti-consumerist stance, a continuing respect for the laborer which emerges with increasing force in themes of social justice in her work, the many voiceless and unseen to which she gives voice and visibility.

Drawing from Objectivist, Surrealist and other influences, Niedecker came to refer to her work as “Reflectionist.”  If we look at this poem from “From This Condensery,” we see the reflection that Niedecker has come to consider, the reflection of her mother’s life, the possibility of this reflection as her own, in a portrait the speaker views:

My life is hung up[28]

My life is hung up
in the flood

a wave-blurred
……….portrait

Don’t fall in love
with this face—
……….it no longer exists
………………..in water
…………………………we cannot fish

The final three lines, can be read, like most all of Niedecker’s lines, in multiple ways.  The face no longer exists, because it has been washed away. The face no longer exists, because we are reading this poem after Niedecker’s passing. The face no longer exists in water; it is no longer reflected in water because the corporeal self passes. In water we cannot fish—we cannot fish after we have passed.  In water, we cannot fish; once we are of the water, we can no longer fish.

The poem also references Niedecker’s attendance to the great importance of the small and the small scale, as it is the contemplation of the fish, even the human face, that leads to the consideration of the great and the profound, much as the small rivers lead out into the ocean. The corporeal self is immersed, subsumed and ultimately dissolves out into the greater corpus of life force and being.

lorine-niedecker

Following a further distancing from Zukofsky in the early 1960’s, attributed to “increasing tensions between them concerning power and career.”[29]  Niedecker began defining her poetics in terms that included but reached further and further beyond the strict confines of Objectivism.

In 1967, she wrote “Much taken up with how to define a way of writing poetry which is not Imagist nor Objectivist fundamentally nor Surrealism alone. ..I loosely call it ‘reflections’… reflective. .. The basis is direct and clear – what has been seen or heard – but something gets in, overlays all that to make a state of consciousness… The visual form is there in the background and the words convey what the visual form gives off after it’s felt in the mind… And (there is) awareness of everything influencing everything…”[30] This Reflectivism clearly necessitates the closest possible observation to even the smallest details.

DuPlessis explains Niedecker’s emerging Reflectivism as “…a term that suggests both receptivity—the mirroring of an image or light—and an active mulling over what is seen, for reflective also means meditative or pensive.”[31]

When we look at Niedecker’s late, long poem, “Paen to Place,” we can identify the emergence of Reflectivism.

“Paean to Place” begins with the inscription “And the place was water.”

From “Paean to Place” [32]

I was the solitary plover
a pencil
……….for a wingbone
From the secret notes
I must tilt

upon the pressure
execute and adjust
……….in us sea-air rhythm

‘We live by the urgent wave
of the verse’

As Jane Augustine writes of this passage “…the literal description of (Niedecker’s) childhood…is transmuted…to the image of the plover which becomes, by the process of “reflection,” the poet who keeps the world’s balance, the lake’s image shifting to that of seashore and ocean wave, the landscape thereby enlarged to include the entire globe…”[33] The wing and the bone are conjoined in a single word, which tells of a conjoining of language, corpus, and of an interconnection of species. Similarly, sea and air are joined in the hyphenated “sea-air” to create the rhythm by which all things breathe, adapt, adjust.  And finally, it is the wave, the force, the momentum and urgent message of the verse, of communication, which is like a pulse, which “we live by.”

Niedecker could not have issued a more potent comment about the place of verse in her life. She becomes knowable upon reflection; she becomes visible in reflections of her physical self.

After Niedecker married Al Millen, a housepainter and sometime resident of Blackhawk Island (a marriage which was a curiosity to writer friends as Millen was not a reader of poetry and appeared to share few of her interests), the couple set out on extended trips throughout the upper Midwest.

One such trip to Lake Superior resulted in the poem of that title.  Here is an excerpt:

In every part of every living thing[34]

is stuff that once was rock

In blood the minerals
of the rock

Iron the common element of earth
in rocks and freighters

From the poem’s opening, all earliest, most ancient and most enduring elements are linked, whether they remain in their natural and unaltered state by the lake, or have been forged by human hands, to create trains, for example from iron. This is Niedecker moving forward in a continuing progression to bring the entirety of natural and human history into a cogent whole.

Within the poem’s body, Niedecker goes on to address such historical events, pertinent to the immediate landscape, as the explorations of Marquette and Joliet, and the lives of the Native Americans who inhabited this same land.

Their South Shore journey[35]

Their South Shore journey
……….as if Life’s—
The Chocolate River
……….The Laughing Fish
and The River of the Dead

Passed peaks of volcanic thrust
Hornblende in massed granite
Wave-cut Cambrian rock
painted by soluble mineral oxides
wave-washed and the rain
did their work and a green
running as from copper

Niedecker referred to Lake Superior as the “true source park.”[36] Thus, herein are linked the earliest inhabitants of the land, with the rocks and minerals and also the prehistoric glacial changes that resulted in land thrust up and scoured rocks. Water rushes and moves through all of these; the glaciers, frozen water, created this landscape and the rest of the earth; all that is the home to all life. This marks a dramatic expansion of her vision and poetics: she has broadened her scope, in one sense, to explore the smallnesses in the most enormous—in terms of both place and time.

Critic Douglas Crase also finds a parallel in subject and style here, describing Niedecker’s concision as “(scouring) the sentence as if to sand, the way the glacier scoured the Lake Superior rocks…(for Niedecker), words are a kind of sand. Words are for rearrangement, much as the history of Lake Superior has been the evolutionary rearrangement of its minerals by lava, sea, glacier and human industry…”  Crase notes Niedecker’s choice of the poem’s location as “…Lake Superior where uplift and glacier have exposed the oldest rock on earth…the three billion year old granite.”[37]

Evolution and distillation, an essential connection between the immense and the minute. It is not surprising that another late Niedecker poem took on evolution from its “source.”  Some excerpts from the long, final poem in The Granite Pail, Selected Poems of Lorine Niedecker, “Darwin”:[38]

Selections from “Darwin”

I

His holy
………………..slowly
…………………………mulled over
……….matter

not all ‘delirium
………………..of delight’
…………………………as were the forests
……….of Brazil

‘Species are not
………………..(it is like confessing
…………………………a murder)
……….immutable…

III

FitzRoy blinked—
………………..sea-shells on mountain tops!
…………………………The laws of change
……….rode the seas

without the good captain
………………..who could not concede
…………………………land could rise from the sea
……….until—before his eyes

earthquake—
………………..Talcahuana Bay drained out—
…………………………all-water wall
……….up from the ocean

IV

…Studied pigeons
………………..barnacles, earthworms
…………………………Extracted seeds
……….from bird dung

Brought home Drosera—
………………..saw insects trapped
…………………………by its tentacles—the fact
……….that a plant should secrete

an acid acutely akin
………………..to the digestive fluid
…………………………of an animal!…

V

…Darwin

sailed out
………………..of Good Success Bay
…………………………to carcass—
……….conclusions—

the universe
………………..not built by brute force
…………………………but designed by laws
……….The details left

to the working of chance
………………..‘Let each man hope
…………………………and believe
……….what he can’

In “Darwin,” Niedecker braids all natural and human history, even the question of creation, “the working of chance” and allowing for “each man (to) hope/ and believe/ what he can.’” Water gives rise to life, and seashells appear on mountain tops as the earth evolves across the billions of years.  Glaciers evolve into sea water, sea plants secrete digestive juices that link them to mammals.

Even the lack of punctuation, the absence of any periods at the end of stanzas or at the end of the poem points to this: all is connected; all is of the continuum.

lorine

Niedecker died at the age of 67 on December 31, 1970.  She requested that her husband Al Millen burn all of her letters. The letters written by her to others survive.

While a cursory reading of Niedecker’s sense of place suggests a place of isolation if not retreat and removal, it is interesting to consider what critic Richard Caddel has noted and captured as patterns in Niedecker’s work – which posit that her subject of her place, the isolated Blackhawk Island, in fact addressed the very opposite of disconnection, that the intention of this poetry was the opposite of a severance or disappearance. Caddel writes: “…I’m aware that some early approaches to (Niedecker’s) work dealt with her natural surroundings as if her involvement with them was somehow a retreat, an act of escape…nothing could be further from the truth: the interconnectedness of her materials is explicit from the earliest work onwards…”[39]

Anne Waldman writes:  “Niedecker is never passive, dreamy, or other-worldly. She is very much of this world: …she lifts from her reading and study and intuits a view that life does not end with the death of the body…”[40]

Niedecker, in her close observations, explored the spaces and the pauses, the connections and  possibilities  between lines and sounds, and what was revealed in the reflections in the water.

Niedecker’s vision and poetics encircles, embraces and celebrates the small and the minute, the nearly invisible who and which, under her artful scrutiny, are proven to be the essential carriers of the enduring life force, gigantic in their purpose.

She is deserving of an audience capable of seeing the enormities within her smallnesses—which is not to say a small audience.

—Anne Loecher

———————————

Anne Loecher is a former Madison Avenue Creative Director, now working in nonprofit communications. Having recently earned her MFA in poetry from the Vermont College of Fine Arts, she is working on her poetry manuscript, as well as her first screenplay. She lives Vermont with her husband, teenage daughter, dog and cat. Her most recent contribution to Numéro Cinq is an interview with the poet Donald Hall.
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Footnotes    (↵ returns to text)
  1. Rachel Blau DuPlessis, “Lorine Niedecker, The Anonymous: Gender, Class, Genre and Resistances,” Lorine Niedecker, Woman and Poet  (Orono, Maine: National Poetry Foundation, University of Maine, 1996) 113.
  2. Lorine Niedecker, The Granite Pail, The Selected Poems of Lorine Niedecker (San Francisco: North Point Press, 1985) 15.
  3. Lorine Niedecker,  New Goose(Berkeley: Listening Chamber Press, 2002).
  4. DuPlessis, 118.
  5. Gilbert Sorrentino, “Misconstruing Lorine Niedecker,” Lorine Niedecker, Woman and Poet  (Orono, Maine: National Poetry Foundation, University of Maine, 1996) 287.
  6. Lorine Niedecker, “A Review of Louis Zukofsky’s A Test of Poetry,” (Madison, Wisconsin:  Capital Times, 12/18/1948) Books of Today section.
  7. Blythe Woolston, http://blythewoolston.blogspot.com/2011/07/lorine-niedecker.html,7/1/2011
  8. Jenny Penberthy, “A Little Too Little: Re-reading Lorine Niedecker” www.asu.edu/pipercwcenter/how2journal/archive/…/jplittle.html
  9. Ibid, Penberthy.
  10. Peter Middleton, “The British Niedecker,” Lorine Niedecker, Woman and Poet  (Orono, Maine: National Poetry Foundation, University of Maine, 1996) 247.
  11. Ibid, Penberthy.
  12. Rachel Blau DuPlessis, “Sounding Process,” Radical Vernacular: Lorine Niedecker and the Poetics of Place (Iowa City: University of Iowa Press, 2008) 156.
  13. Ibid, DuPlessis.
  14. Ibid, DuPlessis, 158.
  15. Elizabeth Willis, Radical Vernacular: Lorine Niedecker and the Poetics of Place (Iowa City: University of Iowa Press, 2008) xiv.
  16. Ibid, Sorrentino, 287.
  17. Ibid, Willis, xvii.
  18. Rachel Blau DuPlessis, “Lorine Niedecker, the Anonymous,” Lorine Niedecker: Woman and Poet, (Orono, Maine: National Poetry Foundation, University of Maine, 1996) 114.
  19. Karl Young, “Notes and an Appreciation to Lorine Niedecker’s Paen to Place,” http://www.thing.net/~grist/ld/ln/ky-ln.htm
  20. Anne Waldman, “‘Who’ Is Sounding?: Gaps, Silence, Song in the Writing of Lorine Niedecker,” www.woodlandpattern.org/niedecker/schedule.shtml, 221.
  21. Marie-Christine Lemardeley, “Property, Poverty, Poetry: Lorine Niedecker’s Quiet Revelations,” http://erea.revues.org/174
  22. Lorine Niedecker, The Granite Pail, the Selected Poems of Lorine Niedecker, (San Francisco: North Point Press, 1985) 70.
  23. Jane Augustine, “What’s Wrong with Marriage: Lorine Niedecker’s Struggle with Gender Roles” Lorine Niedecker: Woman and Poet, (Orono, Maine: National Poetry Foundation, University of Maine, 1996) 139.
  24. Lorine Niedecker,  “I Rose From Marsh Mud,” (New York: New Directions in Prose & Poetry, Volume 11, 1949) 302.
  25. Lorine Niedecker, The Granite Pail, The Selected Poems of Lorine Niedecker (San Francisco: North Point Press, 1985) 4.
  26. Lorine Niedecker, From This Condensery: The Complete Writings of Lorine Niedecker, (Highland, NC: Jargon Society/Inland Book Company, 1985) 106.
  27. Rachel Blau DuPlessis, “Sounding Process”,  Radical Vernacular: Lorine Niedecker and the Poetics of Place (Iowa City: University of Iowa Press, 2008) 158.
  28. Lorine Niedecker, From This Condensery: The Complete Writings of Lorine Niedecker, (Highland, NC: Jargon Society/Inland Book Company, 1985) 109.
  29. Ibid, DuPlessis, 152.
  30. Ibid, DuPlessis, 153.
  31. Ibid.
  32. Lorine Niedecker, The Granite Pail, The Selected Poems of Lorine Niedecker (San Francisco: North Point Press, 1985) 73.
  33. Jane Augustine, “What’s Wrong with Marriage: Lorine Niedecker’s Struggle with Gender Roles” Lorine Niedecker: Woman and Poet, (Orono, Maine: National Poetry Foundation, University of Maine, 1996) 139.
  34. Lorine Niedecker, The Granite Pail, The Selected Poems of Lorine Niedecker (San Francisco: North Point Press, 1985) 58.
  35. Ibid, 61.
  36. Douglas Crase, “Niedecker and the Evolutional Sublime,” Lorine Niedecker: Woman and Poet, (Orono, Maine: National Poetry Foundation, University of Maine, 1996) 337.
  37. Ibid, 339.
  38. Lorine Niedecker, The Granite Pail, the Selected Poems of Lorine Niedecker, (San Francisco: North Point Press, 1985) 108.
  39. Richard Caddel, “Consider: Lorine Niedecker and Her Environment,” Lorine Niedecker: Woman and Poet, (Orono, Maine: National Poetry Foundation, University of Maine, 1996) 281 – 282.
  40. Anne Waldman, “Who Is Sounding? Awakened View, Gaps, Silence, Cage, Niedecker”, Radical Vernacular: Lorine Niedecker and the Poetics of Place (Iowa City: University of Iowa Press, 2008) 210.
Apr 132013
 

Jacob Glover

In Plato’s Timaeus, Timaeus offers a cosmogony. He holds that there are two original principles in the cosmos, namely, intelligence and necessity. The beginning of the cosmos, Timaeus claims, depends on a particular event, the persuasion of necessity by intelligence. He says:

For mixed indeed was the birth of this cosmos here, and begotten from a standing-together of necessity and intellect; and as intellect was ruling over necessity by persuading her to lead most of what comes to be toward what’s best, in this way accordingly was this all constructed at the beginning: through necessity worsted by thoughtful persuasion. (Timaeus, 48a).

This is a dense passage because it contains the entire first moment of creation. But what is most interesting to me is the way Plato uses the verb “persuade.” By using “persuade” Plato immediately moves from scientific or philosophical discourse into poetry. Even the idea that necessity has desire or will is poetic, i.e. the suggestion that necessity and intelligence have intention and interact with another creates the metaphorical image of two people debating. Plato suggests that necessity wants to do one thing, but intelligence persuades it do another. He is personifying absolute principles of the cosmos as desiring entities.

Why does Plato need to rely on this metaphor of this cosmic persuasion in order to explain the moment in which necessity and intelligence stand together to create the cosmos? I think that Plato here conceives dialogue itself as containing a certain element of creativity. Then he transfers the creativity inherent in dialogue metaphorically to the creation of the cosmos.  Necessity is pure potential for movement toward some end, while intelligence functions as a conditioning or triangulating principle. And persuasion is the third element or mediator that makes it all possible.

This cosmic conversation, which Plato refers to as a σύστασις or a standing-together, depends on persuasion or πειθώ.  Persuasion is characteristically human because it deals in desire and belief. To persuade means to change someone’s mind, to convince him by talking, not by force. In The Republic Polemarchus points out that “you can’t persuade people who won’t listen” (Republic, 327c) because persuasion is the movement of one mind from disagreement to agreement, a change in will.

Necessity is, as Plato describes it, an absolute condition of things which come into being. Necessity is a sub-surface condition, a cause of causes, an axiom of existence. “Everything that comes to be, of necessity comes to be from some cause; for apart from a cause, it’s impossible for anything to have a coming to be” (Timeaus, 28a). Necessity is the condition upon which cause can cause, or it is a condition of existence: everything that exists must have a cause. But, for Plato, necessity isn’t an autonomously creative principle. Rather necessity must come into some sort of communication (standing-together) with intelligence in order to produce. The Greek word we translate as intelligence is νους which also means mind. Frequently in ancient philosophy these two translations seem to be interchangeable. The word νους implies that the universe has some sort of thinking component akin to the human mind. Intelligence deals in thought; necessity in causality.

In order to explain persuasion’s mediating function I want to take a close look at the Greek lines: ταύτῃ κατὰ ταῦτά τε δι᾽ ἀνάγκης ἡττωμένησ ὑπὸ πειθοῦς ἔμφρονος οὕτω κατ᾽ ἀρχὰς συνίστατο τόδε τὸ πᾶν. (As above: “in this way accordingly was this all constructed at the beginning: through necessity worsted by thoughtful persuasion.And here is my own translation following a more literal word order: ”Thus in this way, and accordingly, through necessity bested by thoughtful persuasion as the beginning, this all was constructed.”)  The first thing to notice is that neither intellect nor necessity is the subject of the sentence. Plato tags the subject “the all” at the end with the verb almost as an after-thought. Both intelligence and necessity are in phrases which make them logical conditions for the subject and the verb, but the two principles themselves are not active in this sentence. The sentence seems to imply that their action (standing together) has already taken place.

Secondly, πειθοῦ, the word for persuasion, is in the exact middle of the sentence with eight words on either side. In English this would not be as interesting because word order means more grammatically and syntactically and less in terms of theme. But, in Greek, word order can affect the theme of the sentence. Placing πειθοῦ in the middle of the sentence gives it a sort of bridging function, or it pulls either end of the sentence together. I think that the word placement and the grammatical constructions Plato uses here are crucially diagrammatic of the way he understands (or at least Timaeus understands) the interaction between intelligence and necessity. At the level of sentence structure Plato seems to suggest that persuasion is a causeway of sorts. It brings together the two conditions which constitute the creation of the cosmos.

Another way of  explaining persuasion in this context might be to see how the cosmic conversation compares to the actual conversation which begins the Plato’s dialogue Timaeus. Socrates and his interlocutors start by discussing the interlocutors’ duty to give speeches to honour their host. Timaeus says: “It wouldn’t be at all just for those of us who are left, after being entertained by you yesterday with gifts so befitting to a guest, not to host you heartily in return” (Timaeus, 17b). So Timaeus and his friends make speeches because they owe them to Socrates, not out of an agreement made between them but on account of the traditional courtesies between guest and host. There is, in other words, a necessity for them to make speeches, a necessity driven by tradition. But tradition itself only requires a speech; it does not suggest the content of the speech. And this is the way Plato wants us to understand necessity, i.e. it provides a motion (or form)—make a speech–without giving it or purpose.

Then Socrates himself suggests the content of the speeches. He briefly summarizes the account of the just state in The Republic. Then he suggests that Timaeus and his friends make a “full account” (Timaeus, 19c) of a city founded on those principles, i.e. describe the city as if it were real and not just a “word-picture of an ideal state” (Republic, 472e); their speeches should create this city. As Critias says, it is as if they are to reveal “by the oracular voice of the sacred texts, and, in what remains, to make speeches as though about men who are already citizens” (Timaeus, 27b). Socrates stands in for the cosmological “intelligence” at this creative moment. The conversation among the friends and guests is at a critical point; it could either fizzle into nothing or create something new and real. Again, Socrates offers the content; the desire to speak comes from outside of Socrates, i.e. from tradition. To revert to the cosmological creation story, necessity is like a person coming out of a tradition and who must perform actions for no reason other than the imperatives of custom and habit, and intelligence is the philosopher from The Republic looking toward the good. If there is no persuasion then the result is the moment in The Republic when Cephalus walks away to continue sacrificing.

But where is the precise moment of persuasion in the conversation between Socrates and Timaeus? Socrates’ suggestion is technically the moment of persuasion. This is not perhaps a moment of pure persuasion because Timaeus, Critias and Hermocrates do not need much convincing. But persuasion is inherent in the way Socrates rationalizes why they should speak about the city. Persuasion is in the moment when both parties agree on the goal. The precise turn is hard to pinpoint because before someone is persuaded he is being convinced and afterwards he is only persuaded in retrospect. Persuasion is this moment in creation when an object is rationalized to a desire which until then had no object. This results in a reason to move and thus begins the act of creation.

—Jacob Glover

BIBLIOGRAPHY

Plato. The Timaeus. Trans. Peter Kalkavage. Newbury Port: Focus Publishing, 2001.

Plato. The Republic. Trans. Desmond Lee. New York: Penguin Classics, 2007.

—————————-

Jacob Glover is in his senior year in the Contemporary Studies Programme at the University of King’s College in Halifax, Nova Scotia.

Apr 112013
 

History Lesson #9: The Order of Things | Artist Jane Buyers, Photo by Robert McNairJane Buyers, History Lesson #9: The Order of Things, 1996; Graphite on toned paper, 127.2 x 173.9 cm; Kitchener-Waterloo Art Gallery Collection. Gift of the artist, 2000. Photo: Robert McNair.

Strange to think of books as art, or the conjunction of words and letters (dry, pure signs) and paint and image, but here at NC it seems to be a running motif. Herewith a lovely essay from Contributing Editor Ann Ireland about a recent visit to the Kitchener-Waterloo Art Gallery and the home of artist Jane Buyers and her musician/playwright partner Don Druick who live in Mennonite country in nearby Elmira, Ontario, and, Lo! we find artful annotations and a porcelain book amid other gorgeous works. Also baked bread from a Virginia Woolf recipe and baroque music and, well, you know, pretty soon you want to move there because you are reminded that in this violent, frenetic world of post recession economics and grinding little wars — trouble, trouble everywhere — there are actually people who live the life of the mind and art.

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Jane Buyers on Viola di GambaJane Buyers: Photo by Ann Ireland

 §

I feel like the Friendly Giant leaning down to peer into the miniature studio with its pint-sized furniture and tiny tools hanging on the wall. It looks like the mini-artist just stepped out of the room, leaving the drafting table with a rough sketch laid out and papers flung beneath. The multi-paned windows give me a shake of memory – they are south facing, if I recall correctly.

This is – or was – Jane Buyers’ studio in downtown Toronto, circa 1976, replicated inside this cube about the size of a breadbox. I lived on the other side of that wall with my artist boyfriend, Tim Deverell. There was a toilet down the hall and a retired sea captain who lived upstairs in the building, along with various spectral figures that would come and go at all hours.

This piece, part of a survey of the work of artist Jane Buyers at the Kitchener-Waterloo Art Gallery this winter, features an audio component. I place headphones over my ears and listen to a recording of German artist, Joseph Beuys, intoning T. S. Eliot.

08 Che Fare-What is to be Done,  1983Jane Buyers, Che Fare -What is to be Done (detail), 1983. Wood, paper, copper, glass, audio, electric lights, text. 154.5 cm x 49 cm x 40 cm. Photo credit: Laura Arsie.

Jane Buyers works with memory, a rescue mission using discarded artifacts and tools, as well as images from places that have been deserted. In this major survey of thirty years of work called Gather…Arrange…Maintain,[1] traces of tools have been reconstituted, sometimes scrupulously drawn in graphite on paper, sometimes fashioned into porcelain– in each case, transformed from the dustbin into something unexpected. Buyers catches our eye with the old made new: in a carefully rendered drawing of a pair of pliers the object’s utilitarian past slips away; this is not your dad outlining his tools on the wall of the basement workshop. Jane literally ‘draws’ old objects to our attention.

At one end of the gallery, huge graphite drawings of a series called Book of Hours contain images of flowers and other botanicals taken from textiles and bolts of wallpaper from generations past. The pieces play off ideas of what is decorative, or used to be considered so. I think of some ancient aunt’s curtains or upholstered furniture. The drawings are painstaking in execution and Buyers admits to a kind of ‘devotion’ in the focused labour of making them.

Book of Hours lV, 2010Jane Buyers, Book of Hours lV, 2010. Graphite on paper. 183 x 137 cm. Photo credit: Robert McNair.

She’s partial to collecting old schoolbooks containing poetry and Shakespeare plays, the text underlined and annotated. Buyers tells me: ‘The student’s handwriting is so uncertain and you feel the tremendous desire to understand. I like the anxiety and striving to grasp the meaning of the printed word.’ In one of her pieces, a black rose is planted over the scrawled notes of some long ago student struggling with the text of Macbeth.

07 Notes on Macbeth- Enter Lady Macbeth 2004Jane Buyers, Notes on Macbeth: Enter Lady Macbeth, 2004.  Lithograph, etching, chine colle. 81.5 x 102 cm.  Photo credit: Laura Arsie.

Books feel like an endangered species these days. So it is startling to see Inscriptions, a series of delicate sculptures made of porcelain. They are books flung open, some embedded with porcelain leaves- the sort of leaves that fall from trees. Organic matter meets the pulped paper – except the materials have become impossibly fragile. Their vulnerability creates a hushed feeling in the viewer. I tip toe past, wary of creating a stiff breeze.

Inscriptions 19Jane Buyers, Inscriptions #19, 2005. Porcelain, 50 x 47 x 15 cm. Photo credit: Cheryl O’Brien.

Buyers’ work is painstaking in process, requiring long hours in the studio. The result causes this high degree of attentiveness in the viewer. The eye slows down, is seduced by detail.

Tim and I have come to view the show and to visit Jane and her partner – award-winning playwright/musician/composer Don Druick at their home in Elmira, Ontario – a stone’s throw from Kitchener. It’s Mennonite country. En route between gallery and their house, driving along the New Jerusalem road, we spot horse -drawn carriages clipping along the edge of the highway, chilly Mennonites crouched in the back. It’s snowing lightly. Mennonites eschew electricity and driving cars. They sew their own plain, boxy clothing. During the growing season, Don and Jane visit nearby farms to buy produce plucked an hour earlier, dirt clinging to the gnarly carrots and sturdy lettuce.

Tim and I are city mice visiting the country mice – Elmira, population 10,000, being solidly rustic to our downtown Toronto eyes. The old yellow brick house is part of a former farm, and the garage has been fitted out as Jane’s studio. Several pairs of gumboots sit on the welcome mat of the house.

Chronicles #6, 2005Jane Buyers,Chronicles #6, 2005.  Etching with graphite drawing. 67.5 x 86.5 cm. Photo credit: Laura Arsie.

Don used to perform and compose avant garde music. I remember his visits to the Western Front, an artists’ exhibition/event space in Vancouver, back when I was a student in the 1970‘s. I thought he looked like a faun, stepping lightly across the stage, hair dyed platinum blonde, silver flute held to his lips.

We’re all a bit less faun-like these days but Don, a Latvian – Jewish native Montrealer, is still writing plays and making music. This past year, he’s been drafting a play about Lord Byron visiting the eastern townships of Quebec just after the war of 1812. A little known corner of Canadian history…

We are sitting in their country kitchen, Don crouched sideways on the chair so that he can jump up from time to time to stir the sauce that will soon be poured over manicotti. The smell of simmering garlic and onion and tomato is just about doing me in. My fingers steal across the table to grab another slice of bread, straight from the oven: ‘Virginia Woolf’s recipe for cottage loaf, ’ Don claims. I think of Virginia pounding dough with her fists. She needed to release some of that tension.

BreadVirginia Woolf’s bread

After lingering over dinner, we visit the music room. A Japanese samisen sits on a desk, relic from one of Don’s visits to that country. Music books and scores are stacked wherever there is space. Don performed ‘hundreds of times’ in public on his silver flute – but sold the instrument years ago and took up the wooden Baroque flute. He specializes in the French baroque repertoire. Quite a jump from avante garde improvisation and mixed media theatrical events.

‘I find much of the music that moved me forty years ago repugnant now,’ he says. ‘I pull out records that interested me when I was in my twenties, and find the music tedious and ugly.’ His last concert was over twenty years ago. ‘The mind and ears change,’ he says. ‘I’m no longer attracted to loud sounds. What stands the test of time? Nothing. Nothing survives; every idea modifies, even Christianity. Same as no individual survives.’

The baroque flute offers a soft, subtle sound. There is is only one key– the rest are open holes. ‘Very simple, he says. ‘Like a recorder.’

Fifteen years ago he picked up one of the subtlest instruments known to man – the Parisian baroque lute. This one was made for him by a luthier, modeled after a portrait of a seventeenth century lutenist that Don spotted in the Louvre. Lifting the instrument with its bulbous back, he cranks the tuning pegs and plays a few bars on the gut strings. It is an exceedingly delicate music, a sort of whisper into alert ears. I think of Jane’s finely crafted drawings and miniature rooms.

Donald Druick and luteDon Druick

Unexpectedly, Jane reaches for another instrument stashed in a case against the wall. It’s a viola de gamba, precursor to the cello. She’s been taking lessons; it seems there is a viola de gamba teacher right here in Elmira. Jane sets up, bow in hand, ready for a quick demo.

I shut my eyes: I’m hearing evenings of Early Music taking place on winter evenings after hearty pasta meals and mulled wine. She draws the bow across the strings and the instrument rumbles.

City Mouse is feeling pretty envious.

Later in the evening, Jane ushers us up the narrow staircase, past walls crammed with art, to where we will sleep. The second floor features sloped walls and a low ceiling and I think of my grandparents’ cottage in Wolfville, Nova Scotia. Crouching to peer out the window, I press eyes to the glass and see snow blanketing the hydro wires outside and a tiny snow tent clinging to the top of a bird feeder. It’s so quiet. Then we hear the clop-clop of horses’ hooves as a buggy carries the Mennonites home.

06 Pratica #1, 1993. detailJane Buyers, Pratica #1 (detail), 1993.  Ceramic on steel table.  84 x 71 x 34 cm.  Photo credit: Laura Arsie.   Collection of Art Gallery of Woodstock.

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—Ann Ireland & Jane Buyers

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Jane Buyers is an artist originally from Toronto who lives in Elmira, Ontario with her partner, the playwright Don Druick. She is Professor Emerita in the Fine Arts Department at the University of Waterloo.  Her work includes sculpture, drawing printmaking and commissioned public works.  Jane has had numerous solo and group exhibitions in Canada as well as in the United States and Europe and her work is in many private and public collections. Jane was elected to the Royal Canadian Academy of Arts in 2002. A survey exhibition of her work from the past 30 years was held at the Kitchener-Waterloo Art Gallery January 18 through March 10, 2013 and will be touring to other venues.  She is represented by Paul Petro Contemporary Art, Toronto.

Don Druick is an award winning playwright, translator & librettist, a baroque musician and a gardener and chef.  In a career spanning more than 40 years, Druick’s plays have been produced on stage, radio and television in Canada, Europe, Japan, and the USA.  His publications include play texts, translations and critical writings.  His plays, WHERE IS KABUKI? and THROUGH THE EYES, have both been shortlisted for the Governor General’s Literary Awards.  His current plays include GEORGEVILLE, WILDEST DREAMS, and a translation of Emmanuelle Roy’s play, LAZETTE.  He lives in Elmira, a small Mennonite farming town near Waterloo, Ontario, with artist Jane Buyers.

Ann IrelandAnn Ireland is a Contributing Editor at Numéro Cinq. Hermost recent novel, The Blue Guitar, was published by Dundurn Press in early 2013. Her first novel, A Certain Mr. Takahashi, won the $50,000 Seal-Bantam First Novel Award and was made into a feature motion picture  called The Pianist in 1991. Her second novel, The Instructor, was nominated for the Trillium Award and the Barnes and Noble’s Discover These New Writers Award, and Exile was shortlisted for the Governor-General’s Award and the Rogers/Writers Trust Award. She is a past president of PEN Canada and coordinates Ryerson University’s Chang School of Continuing Education, Writing Workshops department. She lives most of the time in Toronto and part of the time in Mexico.

Footnotes    (↵ returns to text)
  1. See video of the exhibition with commentary by Jane Buyers at the bottom of the essay.
Apr 062013
 

Patrick Madden and family in Uruguay

Patrick Madden, a tall man, a good friend, and a colleague at Vermont College of Fine Arts, is an erudite essayist who wears his erudition under a baseball cap with a twinkle in his eye, a ploy he learned, perhaps, at the feet of the master, Jorge Luis Borges. He is amiable and exacting, and always an immense pleasure to read. His effort to capture the essay as an ancient and protean form is evident in the amazing website — Quotidiana — an anthology of great essays from the past and a constant reminder that creative nonfiction wasn’t invented in a writing workshop five years ago (or ten). See also his terrific “Dispatches from Montevideo” at McSweeney’s Internet Tendency and, of course, his essay collection, also named Quotidiana.

Herewith we offer a tiny essay, a micro-essay, a playful bit of faux erudition, which, as Borges well-knew, most people can’t tell from the real thing. It is an imitation of something that doesn’t exist (endless message loops leading to absence), ever so ironic, parodic and yet shimmering with substance.

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I’ve long admired Jorge Luis Borges’s concision, the way he supposes the existence of vast texts (or objects) and writes subtle fictions from them while circumventing the texts/objects themselves. My fragment, “Essay as Evolutionary Advantage,” mimics “On Exactitude in Science,”[1]as a way to say something small yet profound about the important ways essays influence our selves or become ways of seeing and being in the world.

—Patrick Madden
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Essay as Evolutionary Advantage (après Borges)

…We may posit a time long ago, when our distant ancestors wandered the savanna in small nomadic groups. Those whose senses observed their surroundings most keenly, and whose minds could assimilate and organize information associatively, assured themselves longer lives and greater opportunities to breed. The rash, the simplistic, the routinary, the self-assured or self-righteous, the easily bored thrill-seeker, these personalities were doomed to superficial interaction and solitary, poor, nasty, brutish, and short lives. And what of those whose apprehension of the world was more than utilitarian, who stayed awake nights weaving stories, imagining the implications of every small detail, for whom the world retained its newness no matter how often they’d encountered it?

Cabrera Arias, Breve teoría sobre la evolución humana, Cap. VX, Colón, 1880

—Patrick Madden

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Patrick Madden teaches at Brigham Young University and Vermont College of Fine Arts. His first book, Quotidiana, was a PEN Center USA finalist. His second book, Sublime Physick, is forthcoming. He curates the amazing Quotidiana, an online anthology of classical essays and contemporary essay resources.

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Footnotes    (↵ returns to text)
  1. “On Exactitude in Science” by Jorge Luis BorgesXXXXX…In that Empire, the Art of Cartography attained such Perfection that the map of a single Province occupied the entirety of a City, and the map of the Empire, the entirety of a Province. In time, those Unconscionable Maps no longer satisfied, and the Cartographers Guilds struck a Map of the Empire whose size was that of the Empire, and which coincided point for point with it. The following Generations, who were not so fond of the Study of Cartography as their Forebears had been, saw that that vast Map was Useless, and not without some Pitilessness was it, that they delivered it up to the Inclemencies of Sun and Winters. In the Deserts of the West, still today, there are Tattered Ruins of that Map, inhabited by Animals and Beggars; in all the Land there is no other Relic of the Disciplines of Geography.—Suarez Miranda, Viajes de varones prudentes, Libro IV, Cap. XLV, Lerida, 1658
Mar 082013
 

Anna Maria and the box turtleAnna Maria Johnson

Virginia Woolf, in her diaries, once said that she didn’t know how anyone could read without a pencil in his hands; Anna Maria Johnson doesn’t just use a pencil, she uses lines, paint, a self-created concordance and icons to mark the patterns when she is reading. Johnson is an artist-writer-reader who has an uncanny instinct for making visual and synchronic what in a text seems abstract and sequential. After she is done with a paragraph, a page, a sequence of pages, you suddenly SEE the text come alive as a trembling matrix of vectors, internal references, and visual rhythms; reading, Anna Maria Johnson, renders text into a startling work of visual art. This is a wonderful ability and not just a parlor trick; reading for pattern is a key element in understanding authorial intention. Repetition is the heart of art. Too many readers skim a work once and never get to appreciate the tactile, erotic quality of  great prose, the physical impulses of tension, insistence and resolution that form its inner structure. Anna Maria Johnson’s “reading” of Annie Dillard’s Pilgrim at Tinker Creek is a delightful and astonishing work of hybrid art in itself, but it’s also a terrific lesson in HOW TO READ.

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pilgrim epigraph page

Anna Maria Johnson’s altered epigraph page of Pilgrim at Tinker Creek

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I. Introduction

Every story has its own circulatory system, with arteries and blood vessels networked and pumping life and nutrients from its heart to every other part. Each book is a watershed, a system of rivers, creeks and underground currents that flow unceasingly, pulled by some kind of unseen gravitational force. A book is a woven web, with silken strands connecting segment to segment.

It’s easy to wonder, while reading an admired author’s flowing narrative, just how she managed to do it. A prize-winning book seems to have been a miracle, a creative rush of genius that burst forth while the writer simply sat and transcribed the words onto the page. But generally, good writing comes down to slow craftsmanship and long periods revising. I find that syntactical patterns and repeated imagery play a dominant role in creating unity and structure, as seen in Annie Dillard’s Pilgrim at Tinker Creek, a book that hangs together through such patterns.

But how, exactly? To find out, I re-read Pilgrim at Tinker Creek. I focused on sentence structure and image patterns, for it is syntax (specifically, repetition, parallel structures, and lyricism), in combination with image patterns (concrete images that recur throughout a given work), which gives unity and movement, or “flow,” to this book. According to Mary Stein, “a sophisticated use of syntax in prose can function well beyond lyric or ornamentation.” Syntax can be used as metaphor, she adds, in order to “motivate narrative movement and provide story structure.” [1] I would add that “syntax as metaphor” sometimes takes the form of image patterns.

Douglas Glover, in his essay “How to Write a Short Story Structure: Notes on Structure and an Exercise,” published in Attack of the Copula Spiders, defines an image pattern as “a pattern of words and/or meanings created by the repetition of an image.” (33) Each repetition is not simply a duplication of the first, however, for the most interesting patterns require variation. Think of the famous bars from Beethoven’s Fifth Symphony: if they were played fifteen times in succession without variation, how grating they would be! But Beethoven artfully incorporated variety into the score so that whenever it returns to the familiar phrase, the audience can appreciate it. Similarly, in visual art, the most successful images employ repetition with thoughtful variation to create unity. Even Andy Warhol’s famous silkscreened Campbell’s Soup Cans are slightly different from one another: each can bears a different label, “black bean,” “tomato rice,” “vegetable,” “green pea,” and so forth. The “cheese” soup even bears a visually different label, with a yellow banner spanning its front.

Glover’s essay names some specific options for varying a repeated image. First, in successive appearances, the author may add a piece of significant history—that is, repeat the image but include new information or detail that the reader wasn’t aware of in a previous iteration. Second, the author may use “association and/or juxtaposition,” pairing the image with another, previously unrelated, image so as to enlarge or alter its meaning. Third, the author may use what Glover calls “ramifying or ‘splintering’ and ‘tying-in,’” where one or more parts of the image are extracted and repeated, then put together again in a later iteration (33).

Image patterning gives a story “an echo chamber effect (or internal memory—important for giving the reader a sense that there is a coherent world of the book,” “rhythm,” and “a root or web effect that promotes organic unity (the threads connecting the pattern in the text are like the roots of a tree holding the soil together)” (33). While Glover is speaking of fiction, the principles of image patterning are equally applicable to non-fiction writing. Essayists and memoirists alike can select images from real life, interpreting such images to add new layers of meaning and symbolism with each recurrence.

I would add that syntactical patterns—even those that are not primarily visual—are capable of providing the above functions in a given work, just as image patterns do, when they are repeated with variations.

Dillard’s book nearly bursts to overflowing with both of these types of patterns. Repetition of syntactical and image patterns lends unity to a work, while variations on those patterns provide movement, or circulation. Still, the process through which image patterns and syntax “work” in the hearts and minds of readers, when they are working well, feels rather mysterious. One writer friend remarked to me that, despite years of studying literature and the writing craft, when she reads books by Marilyn Robinson, they still seemed “like magic.” Similarly, when I first read Annie Dillard’s remarkable Pilgrim at Tinker Creek, I was tempted to ascribe its flow, its circulatory system, to sorcery. But upon subsequent, closer, readings, I began to see patterns emerging, and an inherent, carefully ordered structure—evidence of craftsmanship, not dark arts. The first pattern jumped out to me, suddenly, much the same way that a stereogram image suddenly pops out, unmistakably visible, so that the viewer wonders, “How did I not see that before?” It was the repeated phrase, “the tree with the lights in it,” a specific pattern of text that recurs fourteen times throughout the book, and which, in section III, I will discuss in depth.

Shortly after that first pattern appeared to me, other images began to shimmer from the text: a mockingbird’s graceful free fall, a giant water bug that sucked a frog out of its skin, sharks in a feeding frenzy limned in light, the goldfish named Ellery Channing. [2] I ordered a sturdy hardcover copy of the book for the express purpose of tracking down every image pattern that I could find, cross-referencing them in the margins, coding them with watercolors, and indexing my finds in a chart like a concordance (Appendix A). I’ve included scanned images of some relevant pages so that you can follow this process. I should stress that it was only in the course of many successive readings that many of these patterns became apparent to me; mostly, that which you see sketched out in watercolor and marginalia would remain in the unconscious levels of a reader’s mind for the first reading. The purpose of these added visual elements was to make visible some of the subtle connections that a reader’s mind would perceive as a marvelous, almost supernatural, sense of flow.

pilgrim page 98

Using my concordance of recurring images (for example, planet/earth, sail, giant water bug that sucked a frog, goldfish, tree with the lights in it, snakeskin, et cetera), I next found a photograph to represent each one, and obtained permission from the photographers to use them for my purposes. In some cases, as with the goldfish and sea-anchor, I drew my own and scanned it. I reproduced numerous copies of each photograph or drawing onto sticker paper so that I could place a relevant hand-made sticker as a tag onto each page where a given image appears. Some pages, as in the example above, have multiple stickers, showing that these are pages where Dillard has tied several different images together. On page 128, Dillard links in one sentence several key images: the planet, the giant water bug that sucked a frog, Tinker Creek, the flight of three hundred redwing blackbirds, the goldfish bowl, and the snakeskin. In pencil I’ve drawn connections between repeated phrases, such as solar system, and related phrases such as giant water bug on page 128 and giant water bug’s predations on page 129, or goldfish bowl, the fringe of a goldfish’s fin, and fish’s fin on 129. In margins, I’ve noted the page numbers for other instances when these same visual images or textual patterns occur, such as the Kabbalistic tradition which turns up on pages 30, 198, 261, and the phrase spotted and speckled, which alludes elsewhere in the text to the biblical Jacob’s “speckled and spotted” flock (pages 145 and 239). The word speckled occurs on pages 145, 179, 239, 242, 266, and 271 and, when its various contexts are considered together, serves to link the notion of Jacob’s speckled and spotted flock to the natural world’s intricate details as well as its imperfections. (For a complete list of all the references to these and other repeated images, see Appendix A.)

With the aid of these and other visual annotations, Dillard’s patterns became more apparent—not only the interplay of recurring images, but also some of the syntactical patterns that characterize her idiosyncratic style: parallelism, repetition of key words and phrases, frequent use of colons and question marks, and lyricism through poetic devices. Most delightfully, there is playfulness—Dillard accents her deadpan humor with the use of homophones and other types of word play: puns, allusions to nursery rhymes and jokes (“Like the bear who went over the mountain, I went out to see what I could see,” on page 11), as well as the re-appropriation of popular expressions and aphorisms (“If you can’t see the forest for the trees, then look at the trees; when you’ve looked at enough trees, you’ve seen a forest, you’ve got it,” page 129).

II.  Syntactical Patterns

Virginia Tufte opens her book Artful Sentences: Syntax as Style with an epigraph by Anthony Burgess—“And the words slide into the slots ordained by syntax, and glitter as with atmospheric dust with those impurities which we call meaning,”—and adds the following commentary, “Anthony Burgess is right: it is the words that shine and sparkle and glitter, sometimes radiant with an author’s inspired choice. But it is syntax that gives words the power to relate to each other in a sequence, to create rhythms and emphasis, to carry meaning—of whatever kind—as well as glow individually in just the right place.”  Syntax is what gives sentences that remarkable sense of flowing movement, allowing meaning to glitter. Carefully constructed syntax at the sentence and paragraph level creates larger movement that helps to propel lyrical writing, in the way that the motion of water flowing down small mountain streams create a river’s strong current out toward sea.  In Dillard’s writing, we read not so much because we want to know what is happening (which is, in truth, little more than Dillard sitting watching animals, thinking about religious mystical traditions, and pondering physics and evolution), but rather because of the way in which Dillard expresses her thoughts and feelings: the power of words as they relate in sequence, the rhythms and emphases that syntax creates, and the multiple, shimmering meanings that those words and images carry. In short, syntax and imagery advance the narrative, providing both unity, through repetition and parallelisms, and movement, through variations and rhythm.

Syntactical tactics:  parallel structures, repetition, lyricism

Dillard grounds many of her metaphors in parallel sentence structures. For instance, on the first page, after describing an old tomcat who used to wake her by treading with bloody paws on her bare skin, making her look as though she’d been “painted with roses,” she poses the question, “What blood was this, and what roses?”

tomcat symbol

A compound sentence: the first half inquiring about blood, the second about roses. She follows this short interrogative sentence by another, more involved sentence, which twice pairs “roses” and “blood,” suggesting a variety of possible metaphors (some negative, some positive) for each: “It could have been the rose of union, the blood of murder, or the rose of beauty bare and the blood of some unspeakable sacrifice or birth” (Dillard 1). She continues: “The signs on my body could have been an emblem or a stain, the keys to the kingdom or the mark of Cain”(2). The paired clauses accentuate the multiple possibilities for paired meanings, for opposing meanings. What’s more, the paired clauses carry the same meter and also rhyme with one another (“stain” / “Cain”), attracting the reader’s special attention to this sentence. These parallel constructions set up the reader for what is ahead: room for opposing interpretations of what we find in the natural world.[3] These musings on “union” and “murder,” “beauty,” and “sacrifice or birth” will be followed up with stories of union, murder, beauty, sacrifice, and birth, featuring creatures such as female praying mantises, which eat their mates while they mate, and ichneumon wasps, which are lucky if they lay their eggs before the young begin to hatch and eat their mothers from inside. Dillard’s richly paired, carefully crafted sentences have the power to hold within themselves, on a micro-scale, the same extremities of beauty and horror found in the book as a whole, creating a fractal pattern. Just as these sentences weigh beauty against the violence and suffering inherent to the natural world, so do the paragraphs and chapters that hold them. This is an appropriate structure for a book about nature, as nature tends to be structured in fractals: the veins of leaves, networks of waterways, branches of trees, circulatory systems of human beings. Another example of Dillard’s parallel sentence structures occurs in the passage that introduces Tinker Creek and Tinker Mountain.

The creeks—Tinker and Cavern’s—are an active mystery, fresh every minute.  Theirs is the mystery of the continuous creation, and all that providence implies: the uncertainty of vision, the horror of the fixed, the dissolution of the present, the intricacy of beauty, the pressure of fecundity, the elusiveness of the free, and the flawed nature of perfection.  The mountains—Tinker and Brushy, McAfee’s Knob and Dead Man—are a passive mystery, the oldest of all.  Theirs is the one simple mystery of creation from nothing, of matter itself, anything at all, the given. (2-3, emphases mine to show parallelism)

pilgrim page 2pilgrim page 3

By presenting these metaphors—the creeks and what they represent, and the mountains with what they represent—as paired sentences running parallel to one another, Dillard heightens the contrast between the metaphors. The first two sentences lay out the creeks, their specific names, and what they represent metaphorically: “active mystery,” “all that providence implies.” The second pair of sentences lays out the mountains, their names, and the metaphor that Dillard intends for the mountains to represent: “passive mystery,” “one simple mystery of creation.” She arranges the paragraph with a set of two paired sentences, each with corresponding clauses and even the dashed parenthetical phrases placed in parallel (Article, noun, em dash, paired specific names, em dash, being verb, article, adjective, noun, etc.). I’ve coded the creek-related sentences in blue and the mountains in purple. It’s as if she’s placed signposts reading, “Creek metaphor this way!  Mountain metaphor that way!”  The reader pauses, reflects, notices the subtle distinctions between the parallel structures, the creeks versus the mountains—ah, one is active mystery, the other passive—in keeping with human perception that rivers visibly move, while mountains appear immutable. The former represents “all,” the latter, “one.” Soon Dillard ends the paragraph with two short sentences that confirm the contrast between the metaphors: “The creeks are the world with all its stimulus and beauty; I live there. But the mountains are home” (Dillard Pilgrim 3). These final sentences, too, are parallel, although they are punctuated differently, and have different lengths, forcing the reader to slow the pace of reading in order to think about the differences between “living there” and “home.”[4] [5]

Repetition, like parallelism, can be a powerful syntactical tool. As Virginia Tufte writes, “Repetition and variation constitute that dual essence of prose rhythm, as they do of form in music or in painting. Many types of parallel arrangement, of balance and calculated imbalance in phrase and clause, of repetition and ellipses, pairings, catalogings, contrasts and other groupings, assembled together into distinct prose textures, can contribute to the unique rhythm of almost any kind of prose” (Tufte 234). Repetition captures attention, piques curiosity, builds emphasis, and when interlaid between disparate parts, repetition serves as a connector.

Dillard often repeats a significant phrase or sentence, sometimes with small variations. For example, she ends chapter 4 with, “catch it if you can,” then repeats the phrase as the opening to chapter 5.

pilgrim page 76pilgrim page 77

Chapter 5, primarily a meditation about time being a continuous loop, focuses on a knotted snakeskin that Dillard found in the woods, but is also a reflection on seeking divine power or spirit, which Dillard compares to the mythical hoop snake that rolls along with its tail in its mouth: “the spirit seems to roll along like the mythical hoop snake with its tail in its mouth.” For good measure, she also throws in an allusion to the biblical Ezekiel’s account of seeing the wheels: “‘As for the wheels, it was cried unto them in my hearing, O wheel.’” Dillard concludes with a long sentence that personifies the spirit, “This is the hoop of flame that shoots the rapids in the creek or spins across the dizzy meadows; this is the arsonist in the sunny woods: catch it if you can” (76). She seems to be conflating time with spirit, so that catch it if you can might refer to both. Right across the page spread, chapter 6 opens with the short sentence, “Catch it if you can” (77). The repetition of catch it if you can gives continuity between the two chapters, while at the same time, because it is such an active, daring, quick sentence in its second appearance, propels the narrative forward. A few pages into the new chapter, catch it if you can is repeated to begin another section—but now in this case the sentence is loaded with a somewhat different meaning, as here Dillard discusses not time as a continuous loop, nor spirit, but what it means to dwell fully in the present moment; awareness, rather than time or spirit, is the thing to be caught. “Catch it if you can. The present is an invisible electron; its lightning path traced faintly on a blackened screen is fleet, and feeling, and gone” (79).

Thus far, there have been three replications of catch it if you can, and three associated meanings. Next, over a hundred pages later, in quite another context, Dillard repeats the text pattern, changing one word: it for them, so as to create a variation on the motif.

pilgrim page 186

But now she is speaking of fishing; the pronoun them refers to fish. “You can lure them, net them, troll for them, club them, clutch them, chase them up an inlet, stun them with plant juice, catch them in a wooden wheel that runs all night—and you still might starve. They are there, they certainly are there, free, food, and wholly fleeting. You can see them if you want to; catch them if you can” (186). Notice that she has slyly inserted a reference to “a wooden wheel that runs all night,” which suggests the shape of that continuous loop of time, the hoop snake spirit, and Ezekiel’s wheel from the previous context.[6] But in this context, the pattern carries a new meaning: fish, which here also connote Christ, as Dillard explains that the fish was an early symbol for Christ. (The origin of the fish as Christian symbol might have come because of Jesus’ practice of calling fishermen to follow him, teaching them to “fish for men.”) Dillard has loaded the pattern: “The more I glimpse the fish in Tinker Creek, the more satisfying the coincidence becomes, the richer the symbol, not only for Christ but for the spirit as well” (186). So now, catch them if you can refers to fish, which in turn refers to Christ and spirit. It’s a serious sort of pun.

What a nice trick this is, for by this Dillard has not only added new layers of meaning, but also returned to an earlier one, that of spirit. The symbolism has come full circle—like a continuous loop or hoop or wheel. Fitting!

Later, Dillard again varies the pattern when she writes overtly of stalking the spirit: “You have to stalk the spirit, too . . . and hope to catch him by the tail” (205). About thirty pages pass before yet another variation, “Nature seems to catch you by the tail” (236). Such repetitions, “catch it if you can,” and variations, “catch [him/you] by the tail,” function like a musical theme and variation, providing both unity and variety as the book moves forward. The paragraph that begins with “Nature seems to catch you by the tail” concludes with a list of the tailless animals that got away, adding further rhythmic variation to this text pattern.

pilgrim page 236

One additional thought to note: perhaps the phrase “catch . . . by the tail” alludes to the children’s rhyme “catch a tiger by the tail.” The earlier version of the pattern catch it if you can seems to allude to children’s games (“catch” with a ball), or possible the fairy tale story of the gingerbread man who cries “catch me if you can.”

Another example of phrase repetition is it is chomp or fast. This phrase appears twice in a row on page 237, with only a section break in between its two occurrences:

pilgrim page 237

Before the whole phrase, “it is chomp or fast,” appears at all, however, it is foreshadowed, as the word chomp shows up three times scattered throughout page 227: 1) “I looked beyond the snake to the ragged chomp in the hillside where years before men had quarried stone,” 2) “Is this what it’s like, I thought then, and think now: a little blood here, a chomp there, and still we live, trampling the grass?” and 3) “the world is more chomped than I’d dreamed.”

pilgrim page 227

A few pages later, chomp appears again, this time as a single-word sentence, in reference to parasitism: “the dank baptismal lagoon into which we are dipped by blind chance many times over against our wishes, until one way or another we die. Chomp” (234).

One more brief example: The sentence, “What we know, at least for starters, is: here we—so incontrovertibly—are” (127-8) leads into a brief meditation on the brevity of life, and the importance of working, during the brief time we are alive, at making sense of what we see, in order to discover “where we so incontrovertibly are” (128). By adding a mere w and omitting the em-dashes, Dillard varies the phrase as she almost repeats it, so that it might stick in the reader’s mind for later. Later comes more than one hundred twenty pages further, in the chapter about parasites, when she re-states, “Here we so incontrovertibly are” (240), again without the em-dashes. Such recurrences provide connections between separate passages of the book, stitching them together, providing a syntactical clue that the content of these sections relate closely to one another.

Occasionally Dillard interjects sentences that are so lyrical (in terms of meter, assonance, and rhyme) that they are more like what readers typically expect from poetry than prose. In fact it is tempting to believe that some of these lines, which appear on separate pages at great distance from one another, might once have been couplets that were divided up, like twins separated at birth. For example, the lines, “I was ether, the leaf in the zephyr; I was fleshflake, feather, bone” (32), and “I am the skin of water the wind plays over; I am petal, feather, stone” (201).

pilgrim page 32

pilgrim page 201

Most notably, these sentences rhyme (“bone” / “stone”). More subtly, these two sentences share a parallel structure, “I was . . . ; I was . . .”, “I am . . . ; I am . . .” and have a similar meter when read aloud. In both statements, the narrator has broken out of an objective stance to identify herself with inanimate objects in elaborate but earthy metaphors. Thus, although these lines are found 162 pages apart from one another, an astute (you might say, obsessive) reader may recall the first upon reading the second. In my case, I initially thought that the line on page 201 was a direct repetition of a sentence I’d read earlier (my mind remembered the rhythm); it sounded strangely familiar, so I flipped back through the early pages until I found its correlative. Even readers who do not consciously observe these relationships—probably most first or second-time readers—will sense that the book flows, that there is an ineffable something that unifies the book’s early pages with its later ones.

Word Repetition

Narrowing the scope from the sentence level to that of words, it’s possible to find a good deal of repetition of particular words, which are freighted with additional meanings and associations each time they appear.

The penultimate paragraph of chapter 1 sets up three images that will run throughout the book, lending unity and movement as the repetitions pile up. Describing the “lightning marks,” or deep grooves that “certain Indians used to carve” into their arrows, Dillard writes:

Certain Indians used to carve long grooves along the wooden shafts of their arrows. They called the grooves “lightning marks,” because they resembled the curved fissure lightning slices down the trunks of trees. The function of the lightning marks is this: if the arrow fails to kill the game, blood from a deep wound will channel along the lightning mark, streak down the arrow shaft, and spatter to the ground, laying a trail dripped on broadleaves, on stones, that the barefoot and trembling archer can follow into whatever deep or rare wilderness it leads. I am the arrow shaft, carved along my length by unexpected lights and gashes from the very sky, and this book is the straying trail of blood.(12)

pilgrim page 12

Thus, Dillard writes in metaphor a manifesto of the purpose of this book. This book is the “straying trail of blood,” and the narrator is the arrow carved by “unexpected lights and gashes.” Throughout the text, it is possible to visually see a “trail of blood,” as the word blood appears every few pages throughout the text (see blood in Appendix A). When I circled the word blood each time it appeared throughout the book, painting each one red, the repeated word blood trailing from page to page resembled the sort of track that a wounded animal might make in its attempted escape.

pilgrim page with blood

Similarly, every image pattern, every syntactical pattern, becomes another pathway for the reader to track the quarry, “the game,” as Dillard calls it above (page 12), or “the spirit,” as she calls it on page 76 in connection with the catch it if you can pattern.

Arrows create another such pattern. Soon after this initial reference to arrows at the end of chapter 1, the next chapter begins with a story of the child Annie Dillard, at age six or seven, amusing herself by hiding pennies and drawing chalk arrows on sidewalks pointing the way to the hidden coins. Like the arrow that inflicts the wound on the hunted game animal, these arrows also begin a trail to guide a lucky passerby to hidden treasure. “After I learned to write I labeled the arrows: SURPRISE AHEAD or MONEY THIS WAY. I was greatly excited, during all this arrow-drawing, at the thought of the first lucky passer-by who would receive in this way, regardless of merit, a free gift from the universe” (14). Dillard, now an adult, a writer, is still at the same game, since each image pattern laid into the narrative functions like a series of arrows, carefully drawn to point the reader toward hidden treasure. Whether we think of them as a trail of blood or as a succession of direction markers pointing toward copper pieces, Dillard’s image patterns give the reader a visible track to follow. The reader, finding another repeated image, recognizes it as familiar and therefore unifying, while the variations on each image invite movement, propelling the reader forward to consider: this time, the arrow is a chalked direction on sidewalk, while the last arrow was an Indian’s hunting weapon. The reader’s curiosity is piqued: What sort of arrow will I find next?  What will it point me toward? What will I find at the end of the trail?  (see “Arrow/arrowhead” in Appendix A to follow the trail) In reading Dillard, the journey itself is as much of a payoff as any conclusions to which she might lead us. The process of reading is much like hiking through woods: we follow the blazes marked on trees, enjoying the hike not simply for the view we get at the end, but also for what we see along the way.

The passage from page 12 pictured above yields yet another pattern to follow: light. “Lightning” and “unexpected lights and gashes” are both clues to this trail. I painted yellow all occurrences of the words light, sun, gold, and solar, so that throughout my version, splotches of yellow illuminate another way.

pilgrim page 12 light crop

pilgrim page 62 light crop

pilgrim page 242 light crop

So far, the patterns have been composed of words-as-nouns, but verbs can trace patterns too. For example, the verb to cast occurs throughout the text in several different usages, and often appears in conjunction with other image patterns such as Eskimos, the people of Israel, entomologists, and others. Because the word cast appears in conjunction with several different significant patterns, it links these disparate images, unifying several different threads in the text. The word cast appears first on page 43, as the narrator considers spending a winter evening “casting for arctic char,” which, for her, means staying home and reading about Eskimos and their lives. Next, casting appears several times on a two-page spread, associated with Pliny’s account of the invention of sculpture and other contexts:

A Sicyonian potter came to Corinth. There his daughter fell in love with a young man . . . When he sat with her at home, she used to trace the outline of his shadow that a candle’s light cast on the wall . . .

Muslims, whose religion bans representational art as idolatrous, don’t observe the rule strictly; but they do forbid sculpture, because it casts a shadow. So shadows define the real. If I no longer see shadows and “dark marks,” as do the newly sighted, then I see them as making some sort of sense of the light. The give the light distance; they put it in its place. They inform my eyes of my location here, here O Israel, here in the world’s flawed sculpture, here in the flickering shade of the nothingness between me and the light.

Now that the shadow has dissolved the heavens’ blue dome, I can see Andromeda again; I stand pressed to the window, rapt and shrunk in the galaxy’s chill glare. ‘Nostalgia of the Infinite,’ di Chirico: cast shadows stream across the sunlit courtyard, gouging canyons. There is a sense in which shadows are actually cast, hurled with a power, cast as Ishmael was cast, out, with a flinging force.

pilgrim page 62

pilgrim page 63

Note, in these three paragraphs, the piling of associations with the word cast (I’ve circled cast in black ink): “. . . the outline of his shadow that a candle’s light cast on the wall,” “they do forbid sculpture, because it casts a shadow,” “cast shadows stream across the sunlit courtyard,” “there is a sense in which shadows are actually cast, hurled with a power, cast as Ishmael was cast, out, with a flinging force.”

Not only does Dillard use the word cast in several different senses, but she also describes the action of casting, as in sculpture,without specifically naming it as such, when she retells Pliny’s story of a Sicyonian potter in Corinth who physically cast an image of his daughter’s lover using clay and plaster: “she used to trace the outline of his shadow that a candle’s light cast on the wall” (62). Within two paragraphs, cast is used in a variety of different contexts to refer to shadows cast (by candlelight or sun, in reality and in paintings) but also to refer to a person being sent away, “cast out,” as Ishmael was cast out from his father Abraham’s home. Before mentioning Ishmael, Dillard sets us up for it: “Muslims, whose religion bans representational art as idolatrous, don’t observe the rule strictly; but they do forbid sculpture, because it casts a shadow” (Dillard 62). Shortly afterward she inserts a reference to a famous painting, “‘Nostalgia of the Infinite,’ di Chirico: cast shadows stream across the sunlit courtyard, gouging canyons.” Then it comes, the sentence that joins the notion of cast shadows with the other meaning of cast: “There is a sense in which shadows are actually cast, hurled with a power, cast as Ishmael was cast, out, with a flinging force” (63).

At first, the reference to the biblical Ishmael seems unrelated to the rest of the passage, until the reader remembers that Ishmael (who was cast out) is the ancestor of Muslims, about whom Dillard was just speaking. What’s more, there’s also a reference to the nation of Israel in that paragraph: “They inform my eyes of my location here, here, O Israel, here in the world’s flawed sculpture, here in the flickering shade . . .” (62). This reference to Israel is interesting because it is word play in itself, a homophonic allusion to scripture, the Shema, “Hear, O Israel,” from the book of Leviticus, whose text orthodox Jews post in the shadowy doorways of their homes, and also an allusion to the biblical nation of Israel. Ever since Ishmael was cast out, his descendants and those of his step-brother Isaac (today’s Muslims and Jews) have had a good bit of fraternal conflict, and Dillard seems to connect this conflict to the shadowy side of nature, as she next knits in references to disturbing events in the natural world: mating mantises, the giant water bug that sips frogs from their skins, the mantis that preys on a wasp even while the wasp preys on a bee, prompting even the devoted, insect-studying naturalist J. Henri Fabre to write in 1916, “Let us hasten to cast a veil over these horrors” (64). With that last quotation, Dillard has drawn yet another link to the verb cast, and to be certain the reader hasn’t missed the connection, she continues, “The remarkable thing about the world of insects, however, is precisely that there is no veil cast over these horrors” (64).

The phrase “cast a veil” ties this pattern of cast to yet another pattern that has been running through the text, that of nature being like a veiled dancer, “a dancer who for my eyes only flings away her seven veils. For nature does reveal as well as conceal: now-you-don’t-see-it, now-you-do” (Dillard 16). Later, on page 202, the image of veils being removed (not cast, but “removed” and “whisked”) recurs, and is connected to gaining knowledge of the physical world and its workings: “We remove the veils one by one, painstakingly, adding knowledge to knowledge and whisking away veil after veil, until at last we reveal the nub of things, the sparkling equation from whom all blessings flow” (202).

Later, the verb cast appears several times more in a wide variety of contexts: Jesus urging his disciples to “cast the net on the right side of the ship” (186), Dillard walking in the woods where “tulips had cast their leaves on my path, flat and bright as doubloons” (245), and a leaf being “cast upon the air” (253). Finally, cast becomes adjectival for “a cast-iron bell” (261), and the “cast-iron mountains” which “ring” (271). Notice how the word ring, in combination with the descriptor “cast-iron,” further helps the mountain image to resonate with that of the bell.  These further appearances of cast lend continuity.

How did Dillard come up with all this? And are the rest of us mortals capable of doing the same? After all, a Harvard neurologist once described Dillard as “almost unbelievably intelligent.” Perhaps it is best—that is, most efficacious and most heartening—for aspiring writers to assume that it was through multiple revisions that Dillard discovered—and chose, developed, added to, and enhanced—such patterns. As Lucy Corin, in her essay “Material,” advises writers, “The story, I like to say and remember, is always smarter than you—there will be patterns of theme, image, and idea that much savvier and more complex than you could have come up with on your own. Find them with your marking pens as they emerge in your drafts” (Corin 87). Corin advises writers to then make the most of such patterns, expanding and accentuating them, and controlling their effect. Annie Dillard, in The Writing Life, seems not to disagree: “You write it all, discovering it at the end of the line of words. The line of words is a fiber optic, flexible as wire; it illumines the path just before its fragile tip. You probe with it, delicate as a worm” (7). By “it,” Dillard means the thing you suddenly realize is the new point of what you are writing. Because of this statement and others she makes in The Writing Life, I believe that Dillard means it is in the process of writing, of re-reading one’s work, and revising, re-writing, that the author delicately discovers such patterns and discerns whether to keep them, when to expand them. We writers must probe our own texts to find the intelligence that is there.

For novice writers, this is good news: patterns don’t typically appear all at once in their final form, but they do sometimes suggest themselves. It is the good work of writers to become aware of such emerging patterns, work them with intention and deliberation, and carefully craft the overall work.  Perhaps it would be prudent for us all to read our own work with watercolors in hand in order to better discover what is there!

Lyricism/Poeticism

Lyricism is Dillard’s not-so-secret weapon when it comes to syntax in Pilgrim at Tinker Creek. Her persistent application of poetic devices such as similes and extended metaphors, alliteration, assonance and consonance, even rhymes and homophones, create a strong, consistent, musical voice that both unifies the tone of the work and helps it to move with a strong rhythm, as in this memorable passage, which I quoted in part earlier: “I filled up like a new wineskin. I breathed an air like light; I saw a light like water. I was the lip of a fountain the creek filled forever; I was ether, the leaf in the zephyr; I was flesh-flake, feather, bone” (Dillard 32).

Two frequent poetic devices in Dillard’s work are metaphor and simile. A good example of Dillard’s use of extended metaphor and related similes occurs when she finds herself in a meadow filled with grasshoppers. In the first three pages of chapter 12, while Dillard describes the grasshoppers, nearly every simile and metaphor she uses relates to war, an apt metaphor as she describes these apparently armored insects invading the meadow. Even the chapter title, “Nightwatch,” suggests a soldier on duty keeping watch at night.

pilgrim page 207

pilgrim pages 208 & 209

War-related similes include: “barrage of grasshoppers,” “such legions,” “blast of bodies like shrapnel exploded,” “ordinary grasshoppers gone berserk,” “ranks,” “coat of mail.” Also “mustered this army,” “detonated the grass,” “sprang in salvos,” and “ricocheted” (207-9). By restricting metaphors to such a genre, Dillard not only maintains a specific, dangerous tone as she describes the process by which ordinary grasshoppers adapt into locusts, but also creates writing that coheres, syntax that advances forward.

Extended metaphors lend lyricism and also unify. Another example of extended metaphor is the recurring image of a magician in a circus tent show (ah, you remember the magician pattern, yes?), as well as splinters from, or variations on, this image. The metaphor begins in the first chapter, just after Dillard has described a spectacular sunset.  Then she waxes metaphoric, comparing the optical wonders of nature to a carnival act performed by a fast-acting magician:

pilgrim page 11

Some of the images within the extended metaphor above show up again and again throughout the book, “splinters” from an image pattern.  Examples of splinters from this passage that recur elsewhere are the magician, tent, show, rabbits, scarves, and the words bland and blank (these last two, though not specific to magic shows in general, Dillard more than once associates with the magician image). Such words, in future instances, are joined to the idea of sky/heaven as a dome or tent over the earth (see “magician” in Appendix A).   Dillard refers to several of these images again later: “Some days when a mist covers the mountains, when the muskrats won’t show and the microscope’s mirror shatters, I want to climb up the blank blue dome as a man would storm the inside of a circus tent, wildly, dangling, and with a steel knife claw a rent in the top, peep, and, if I must, fall” (31).

The word show, applied to impressive sunsets and cloudscapes, also refers to stalking muskrats, as in the above quotation from page 31, and again, “If I move again, the show is over” (195), and once in regard to a town’s attempt to exterminate starlings—“the whole show had cost citizens two dollars per dead starling” (37). It is interesting to note that an image that first appears in connection with rich beauty—an astonishing sunset so impressive that it is like a carnival magician’s act—is later applied to horrors: an attempted mass extermination of invasive starlings, and later, to a gruesome Eskimo myth. In the myth, an ugly old woman who, jealous for her handsome son-in-law, kills her own daughter and removes the face to lay as a mask over her own in order to trick the son-in-law into loving her. After recounting the story of the old woman and the skin mask, Dillard applies the tale metaphorically to the natural world, wondering whether the beauty she has sometimes witnessed in creation is really just a clever disguise for nature’s ugliness and cruelty: “Could it be that if I climbed the dome of heaven and scrabbled and clutched at the beautiful cloth till I loaded my fists with a wrinkle to pull, that the mask would rip away to reveal a toothless old ugly, eyes glazed with delight?” (266) Note the similarity between this sentence and the previous one, from page 33, about climbing the dome of the magician’s tent; using syntax and word choice, she’s drawn a striking parallel between these two passages.

Through repeating the metaphor of a magician’s show in different contexts, Dillard complicates and enriches its meaning. In so doing, she manipulates the magician image so that it functions similarly to the images of tomcat, blood, and roses on the first page, raising questions about beauty and horror, sacrifice, birth, and death. Nothing is ever boiled down to a simple, single representation; every image is multi-faceted, open to further exploration and interpretation.

Alliteration, assonance, consonance

 A potential danger in Dillard’s penchant for piling together so many disparate images—cats, magicians, Kabbalistic mystics, physicists, giant water bugs, shadows, artists, clouds, and biblical figures, just to name a few—is that some of them might not seem to fit. Dillard averts danger by connecting all the dots, drawing a web of relationships between image sets. But she also takes a syntactical approach, which includes using similar sounds in a given passage so that the music of the language itself provides cohesion within sections. Returning again the cast passage, an aforementioned pattern composed of quite a variety of parts­­, a reader, intoning it aloud, can hear how similar sounds help the differing parts to cohere.

The lyricism that comes from alliteration, assonance, and consonance helps hold the cast paragraphs together. For example, re-read aloud Dillard’s description of a painting by the artist di Chirico: “cast shadows stream across the sunlit courtyard, gouging canyons” (63). The many hard cees that begin words (alliteration), combined with the soft esses (consonance) in “cast,” “shadows,” “stream,” “across”, “sunlit, “canyons,” as well as the many short “a” sounds (assonance), elevate the description of the di Chirico painting to art in itself, a line of poetry. These devices combine for a rich, musical sound that flows audibly in the same way that the several images of cast and casting flow visually. Those hard cees, soft esses, and short a sounds recur throughout the paragraphs so that the sentences musically flow. This is just one example of how poetic devices create lyricism; the book is rife with these techniques.

Homophones

Sometimes Dillard seems to have such serious fun with the sounds of words. Returning again to the cast passage, remember the homophone of “here, O Israel,” which sounds like the beginning of the traditional Jewish prayer, the Shema Yisrael: “hear, O Israel.” This homophone is appropriate in context, for Dillard is discussing how cast shadows create a sense of place and presence—a sense of being “here”—while at the same time, she alludes to the story of Isaac and Ishmael from the Torah and Old Testament. These are serious, mysterious topics, yet a reader can hardly refrain from smiling to see the play on hear/here.

Another homophone appears in the context of an important central image pattern, that of Dillard’s first time seeing “the tree with the lights in it,” an experience so vital that she eventually builds a book around it (and I’ve built the next section of this essay around it).

Then one day I was walking along Tinker Creek thinking of nothing at all and I saw the tree with the lights in it. I saw the backyard cedar where the mourning doves roost charged and transfigured, each cell buzzing with flame. I stood on the grass with the lights in it, grass that was wholly fire, utterly focused and utterly dreamed. It was less like seeing than like being for the first time seen, knocked breathless by a powerful glance. (33)

But its import is no hindrance to a little serious word play: Dillard writes “wholly fire” (33), suggesting “holy fire.” This homophonic association is in keeping with other religious phrases that appear on the same page describing this event which is, for Dillard, akin to a religious experience: “pearl of great price,” “literature of illumination,” “litanies,” “ailinon, alleluia.”  For Dillard, seeing this light-shot cedar is as profound a moment as seeing a vision, and she describes it in language that suggests biblical figures who experienced divine fire: she even uses the term transfigured to heighten the religious metaphor, for in the biblical gospel account, Moses (who witnessing a flaming bush that did not burn up) and Elijah (prophet who called down divine fire) were both present with Jesus on the Mount of Transfiguration.

This re-appropriation of holy language is wholly Dillard, who ably commands a wide array of syntactical tactics: repetition, parallelism, alliteration, assonance, consonance, and homophones.

Image Pattern: ‘The Tree with the Lights in it’

Dillard’s account of witnessing a particular tree lit up by the evening sun becomes emblematic of her role as a pilgrim at Tinker Creek: she learns to see transcendence in nature. Dillard refers to the “tree with the lights in it” many times throughout, honing its essence but also yielding greater ambiguity (nature is awe-inspiring in sometimes horrific ways), until it becomes one of the central images standing in for Dillard’s conclusion, if there is such a thing, of her philosophical meditation on nature and what it means: “The universe was not made in jest but in solemn incomprehensible earnest. By a power that is unfathomably secret, and holy, and fleet. There is nothing to be done about it, but ignore it, or see” (Dillard 270). Over successive repetitions, she develops this image in such a way that it relates to the Heraclitus epigraph that Dillard chose for her book, “It ever was, and is, and shall be, ever-living Fire, in measures being kindled and in measures going out.”

pilgrim epigraph page

Introducing . . . “the tree with the lights in it.”

Dillard borrows the phrase “the tree with the lights in it” from another source, a “wonderful book by Marius von Senden, called Space and Sight,” which chronicles the experiences of newly sighted people—those who’d had cataract operations to cure lifelong blindness. Dillard quotes Van Senden describing one such little girl: “‘She is greatly astonished, and can scarcely be persuaded to answer, stands speechless in front of the tree, which she only names taking hold of it, and then as ‘the tree with the lights in it’” (Dillard 28). The former blind girl doesn’t understand dimensionality, so sees the negative space around the tree’s branches as lights. Dillard wonders what it would be like to forget dimensionality, to see as if for the first time, and makes a great effort to try to imagine it, wandering peach orchards all summer searching for “the tree with the lights in it” until:

Then one day I was walking along Tinker Creek thinking of nothing at all and I saw the tree with the lights in it.  I saw the backyard cedar where the mourning doves roost charged and transfigured, each cell buzzing with flame.  I stood on the grass with the lights in it, grass that was wholly on fire, utterly focused and utterly dreamed.  It was less like seeing than like being for the first time seen, knocked breathless by a powerful glance.  The flood of fire abated, but I’m still spending the power.  Gradually the lights went out in the cedar, the colors died, the cells unflamed and disappeared.  I was still ringing.  I had been my whole life a bell, and never knew it until at that moment I was lifted and struck. I have since only very rarely seen the tree with the lights in it.  The vision comes and goes, mostly goes, but I live for it, for the moment when the mountains open and a new light roars in spate through the crack, and the mountains slam. (Dillard 33-34, emphases mine)

pilgrim page 33

pilgrim page 34

The passage contains Dillard’s next two repetitions of the phrase “the tree with the lights in it,” a pattern of text that we read in this exact wording a total of fourteen times before the book’s end (see Appendix C). Within the above quotation, there’s Dillard’s first appropriation of the original image pattern, and also the first “splintering” of the image that Glover spoke of (“the grass with the lights in it”), which I have italicized. Next there’s the reversal of the image (“the lights went out in the cedar”), with words fashioned carefully to create a new rhythm (variation).

The passage contains Dillard’s next two repetitions of the phrase “the tree with the lights in it,” a pattern of text that we read in this exact wording a total of fourteen times before the book’s end (see Appendix C). Within the above quotation, there’s Dillard’s first appropriation of the original image pattern, and also the first “splintering” of the image that Glover spoke of (“the grass with the lights in it”), which I have italicized. Next there’s the reversal of the image (“the lights went out in the cedar”), with words fashioned carefully to create a new rhythm (variation).

The tree / with the lights / in it

The lights / went out / in the ce-dar

Before the first paragraph ends, Dillard repeats the initial image pattern, “the tree with the lights in it,” to burn its significance (that though it is fleeting, it reappears from time to time) into the reader’s unconscious mind, a proper set-up for the phrase’s next occurrence forty-eight pages later.

The Real and Present Cedar

The next occurrence of the image pattern “the tree with the lights in it” does two things: 1) it first reminds the reader of the cedar and its initial meaning: to see something as if for the first time, as if it were a divine vision, then 2) adds another meaning—this time, to be fully aware of the present moment while living it—by interweaving with a new image pattern, “patting the puppy.” Dillard sets this up by describing in sensory detail her experience of stopping at a roadside gas station where she finds a beagle puppy. She imbues the experience and image of “patting the puppy” with a particular meaning:  that of being in the present moment, of being in the particular, or opening a door into the present. Then she remembers the previous experience of seeing “the tree with the lights in it,” and connects it to the present moment of interacting with the puppy. The result of Dillard’s interweaving the two image patterns is that the meaning of the new image (the importance of being fully present in a particular moment) is now added to the previous image of the cedar. Dillard doesn’t expect the reader to leap to this conclusion, but painstakingly connects the dots, essaying:

I had thought, because I had seen the tree with the lights in it, that the great door, by definition, opens on eternity.  Now that I have ‘patted the puppy’—now that I have experienced the present purely through my senses—I discover that, although the door to the tree with the lights in it was opened from eternity, as it were, and shone on that tree eternal lights, it nevertheless opened on the real and present cedar.  It opened on time:  Where else? (80)

pilgrim page 80

Later, lest the reader muddle the two associated image patterns, Dillard neatly clarifies the distinctions between them: “Seeing the tree with the lights in it was an experience vastly different in quality as well as in import from patting the puppy. On that cedar tree shone, however briefly, the steady, inward flames of eternity; across the mountain by the gas station raced the familiar flames of the falling sun” (Dillard 80).

Next Dillard adds variety to the pattern with more “splintering,” putting the image of “the tree with the lights in it” into the reader’s mind indirectly. How does she do this? At first, she simply recounts a story of an old king, Xerxes, who once experienced an encounter with a tree so powerful that he halted his troops for days while he contemplated the tree and got a goldsmith to work its image onto a medal. After the story, Dillard drops textual clues. “We all ought to have a goldsmith following us around. But it goes without saying, doesn’t it, Xerxes, that no gold medal worn around your neck will bring back the glad hour, keep those lights kindled so long as you live, forever present?. . . I saw a cedar. Xerxes saw a sycamore.” (Dillard 88, italics mine) Dillard ties the splintered image to the original pattern with careful word choices—“lights” and “I saw a cedar.” Oh yes, the reader remembers, she’s talking about that tree, the cedar, the tree with the lights in it.  This time another layer of meaning is wrapped around the image: we make talismans to try to remember the visions we’ve seen in the past.  Xerxes with his medal, Pascal with his piece of paper scrawled with his recollection of a mystical experience that he called his nuit de fuit, “night of fire” (which Dillard abbreviates to simply one word “FEU” on page 88), Dillard with her book Pilgrim at Tinker Creek—these are the attempts people make to hold on to fleeting visions and wonders, to remember them by.

Each repetition of the image layers additional meanings and associations, building in scope, while at the same time intensifying the concrete, visual image. I won’t attempt to spell out each meaning here; I’ll save some of that fun for you, dear reader, lest this essay run far too long. All told, six of the book’s fifteen chapters contain the direct phrase “the tree with the lights in it” (see Appendix B), while every chapter contains suggestions of the image pattern—trees and lights. This textual repetition allows the image to serve as a shorthand reminder of each previous occurrence of the image, its prior context, and the previous meanings it has held, so that all the meanings are stitched together throughout the narrative, giving coherence and unity without losing focus.

What Galls the Cedar

Late in the book, Dillard throws in a twist that seems, at first, to question the legitimacy of the image pattern’s previous meanings. “The tree with the lights in it” has meant the beauty of revelation, profound experience, acute awareness of presence in the moment, transfiguration, energy, vision— but now, as she explores the topic of parasitism, something ugly is revealed: cedar trees usually have galls. “And it suddenly occurs to me to wonder: were the twigs of the cedar I saw really bloated with galls? They probably were; they almost surely were. I have seen those ‘cedar apples’ swell from that cedar’s green before and since: reddish-gray, rank, malignant” (242).

This new observation plainly galls Dillard (please pardon the pun, as the author herself surely would), who, in the ensuing long paragraph, dives into a wrestling match with the meaning of evil, as seen in the image of galls on her cedar tree. Viewed in the context of a chapter that examines the horrors of parasitism, disease, and death inherent to creation (ten percent of living things survive only by parasitizing the rest of living things), the galls are terribly significant, not something that can be easily overlooked— unless, apparently, one is caught up in a transcendent vision as she was the first time. Eventually, though, Dillard reconciles the multiple, contrasting meanings represented in her cedar tree:

And I can I think call the vision of the cedar and the knowledge of these wormy quarryings twin fiords cutting into the granite cliffs of mystery, and say that the new is always present simultaneously with the old, however hidden.  The tree with the lights in it does not go out; that lights still shines on an old world, now feebly, now bright. (242)

pilgrim page 242

The speaker acknowledges that there are galls. Can the patterned metaphor survive them? Yes. The tree with the lights in it is imperfect, flawed, sick with the ugly protuberances of parasites, yet once, on a particular day, at a particular time, a particular light shone through it, illuminating with such power and beauty that a passing pilgrim was moved to build a book—and a vision of life—around it [7]. The image of “the tree with the lights in it” by now communicates visually what Dillard also articulates another way: “I am wandering awed about on a splintered wreck I’ve come to care for, whose gnawed trees breathe a delicate air, whose bloodied and scarred creatures are my dearest companions, and whose beauty beats and shines not in its imperfections but overwhelmingly in spite of them” (242). This statement, with its reference to a “splintered wreck” joins the “tree with the lights in it” to yet another pattern, that of sailing ships and anchors (anchor itself is holds at least two meanings, as sea anchor but also anchor-hold, the place where an anchorite dwells, as Dillard references on page 2). But the sentence is complex for other reasons, as it ties together several philosophical threads that Dillard has been grappling with, forging an uneasy truce between the notion of the world being a good place, worthy of being embraces and the fact that horrible things occur over the face of the earth daily.

Complex and nuanced though this image pattern has become, it would be much too facile to end even here, Dillard seems to think. Without directly mentioning “the tree with the lights in it,” she inscribes yet another series of allusions, or splinterings.  For instance, she refers to a biblical sacrificial practice involving a heifer and—what else?—a cedar tree. “The old Hebrew ordinance for the waters of separation, the priest must find a red heifer unblemished,” burn her, and “into the stinking flame the priest casts the wood of a cedar tree for longevity, hyssop for purgation, and a scarlet thread for a vein of living blood” (267). The phrase cedar tree resonates subtly in the reader’s brain with the previous images of cedar to lend yet another meaning, that of a holy and disturbing sacrifice, to the already rich pattern.

pilgrim page 267

Next Dillard presents what initially seems to be a brand-new image, a maple key (what I’d call a maple seed, or helicopter), but through subtle word choices, provides links between it and the old, familiar tree with the lights in it. When the maple key falls, she eloquently ponders:

The bell under my ribs rang a true note, a flourish as of blended horns, clarion, sweet, and making a long dim sense I will try at length to explain. Flung is too harsh a word for the rush of the world. Blown is more like it, but blown by a generous, unending breath. That breath never ceases to kindle, exuberant, abandoned; frayed splinters spatter in every direction and burgeon into flame. And now when I sway to a fitful wind, alone and listing, I will think, maple key. When I see a photograph of earth from space, the planet so startlingly painterly and hung, I will think, maple key. When I shake your hand or meet your eyes I will think, two maple keys . . .(268)

It’s as if, hidden inside the text, the speaker is whispering, “Reader, what does this remind you of?” A bell— ah, yes, the speaker has spoken before of a bell. Upon her first encounter with the tree with the lights in it, she thought, “I had been my whole life a bell . . .”  (33). Meanwhile the words “frayed splinters spatter” suggest the line from page 242, “splintered wreck whose beauty beats and shines . . .” And again, Dillard has often linked the word flame with the tree with the lights in it, as in that first encounter, which used the words flame, fire, and unflamed (this last is phrased such that, although it means the opposite of flame, it yet underscores the image pattern)  (33).

Finally, stunningly, in-case-there-remains-any-doubt-about-the-connections-here, let’s-put-it-on-the-very-last-page-so-we-see-for-sure-how-important-it-is, Dillard ties the latest maple-key splinter—via the proxies of the ringing bell and the flame from the long passage quoted above—back to the image pattern: “The tree with the lights in it buzzes into flame and the cast-rock mountains ring” (271). The image pattern is now complete, each stitch knitted securely into the fabric made of all the others. Again, careful phrasing choices, such as “buzzes into flame” on page 271, resonate with earlier wording, “each cell buzzing with flame” on page 3.

pilgrim page 271

Conclusion

Jad Abumrad and Richard Krulwich, in a May 2010 RadioLab podcast called “Vanishing Words,” articulate why readers do the type of deeply analytical work I have done: we all want to get closer to the author that penned those words. From the medieval monks, who spent entire lifetimes making concordances of the Bible, to modern-day literature professors like Ian Lancashire of the University of Toronto, who uses computers to analyze Agatha Christie’s (and other) texts, readers have sought to penetrate the minds of the authors they love. We read to connect.

For me, engaging one text hands-on, with watercolor paints, a sharp pencil, and tiny sticky-backed photographs, was fruitful for recognizing and visualizing textual patterns that would otherwise have remained mostly in my subconscious. But more than that, I felt like I had found a small portal into a favorite author’s mind. Through my study, I became deeply attached to and personally invested in the patterns that Dillard crafts. As a result, my own writing mind is being transformed. On a practical level, this means that I’m more aware of the way I myself use syntax and image patterns, so my latest writing is starting to benefit from the observational and pattern-finding skills I’ve acquired. But on an emotional level, I’ve simply fallen in love with the text. (My husband is a wee bit jealous.)

Not every writer will want to spend a few months taking pens, paints, and pictures to a single text. The physical process is incredibly time-consuming and requires some degree of craftsmanship. Recently, thanks to new advances in technology, a plethora of digital tools exist for readers/writers/scholars to use when actively reading. DevonThink, XLibris, and PapierCraft are a few of the software programs I’ve come across which, to varying degrees, allow readers to interact electronically. A new program, LiquidText, currently under development, will allow readers, via iPad, to view multiple pages at once, add annotations, pull selected paragraphs into a sidebar to organize, group and color-code them, and search for words or phrases. Recent neurological research suggests that the parts of the human brain triggered by iPad and iPhone use are the same as the centers stimulated by empathy, by falling in love. So perhaps it is not completely far-fetched to imagine that these new media will also provide a further means by which readers, scholars, and writers may fall in love with the texts they study, as they explore, like a cartographer, unfamiliar territory in order to know and to map geological features, the edges of landforms, the flow of rivers and streams.

View or download Appendix A, “Selected Image Patterns,” here.

View or download Appendix B, “The Tree with the Lights in It,” here.

Acknowledgments

I owe a debt to several teachers of the writing craft for their insightful instructions on how to read text(s). Lucy Corin’s excellent essay “Material” encourages sketching out the “material” of a given piece of writing, thinking of paragraphs and sentences as objects that can be represented as drawn blocks or lines, in order to detect underlying patterns and structure. Douglas Glover’s personal copy of Thomas Bernhard’s novel The Loser has margins and gutters—nearly all its white space—tightly cluttered with notes in his small, fine handwriting.[8] Glover’s essay “How to Write a Short Story Structure: Notes on Structure and an Exercise” taught me first, what an image pattern is, and second, the importance of attending to them in literature. Virginia Tufte’s instructive Artful Sentences: Syntax as Style lays out for the aspiring writer the elements of syntax in sentences, as well as how it sets the style, tone, and voice of a literary work. Mary Stein’s lecture gave me a framework for thinking about syntax-driven, rather than plot-driven, narrative. Trinie Dalton, in a lecture at Vermont College, described stories as having “circulatory systems,” or some means by which the story moves, or flows. David Jauss, in his essay, “What We Talk About When We Talk About Flow,” credits successful flow to syntax, the way in which sentences are put together.

For the altered book portion of this thesis, I’m grateful to photographers Steven David Johnson and Dave Huth for permission to reprint their images onto sticker paper for my pattern-finding purposes. Dave Huth owns the rights to the photographic images of the giant water bug, dragonfly nymph, frog, and Polyphemus moth; the image of Earth Oceana is used here for non-commercial purposes through a creative commons license by alegri/4freephotos.com; the image of the tree with the lights in it originated with a cedar tree photographed by Ian Robertson, thanks to a creative commons license, and was digitally altered by Steven David Johnson; all other photographs belong to Steven David Johnson and are used with permission. Hand-drawn illustrations are my own.

I wish to also thank artist and poet Jen Bervin for her exquisite textile art that explores the margins of Emily Dickinson’s poetry manuscripts; her work and her conversations with me helped push my thinking about margins and what might happen in them.

For their encouragement and helpful feedback throughout the conception and fulfillment of this project, I thank my advisors at Vermont College of Fine Arts, Richard McCann and Patrick Madden.

Most of all, my greatest thanks to Annie Dillard for writing a book so rich and intricate that I easily spent over six months thinking deeply about it without being bored once. Studying this book was an experience akin to seeing “the tree with the lights in it,” and I’m still spending the power.

— Anna Maria Johnson

Works Cited

Abumrad, Jad and Robert Krulwich. “Vanishing Words.” Radiolab: WNYC. 5 May 2010. Web.

Corin, Lucy. “Material.” The Writer’s Notebook: Craft Essays from Tin House. Portland: Tin House Books, 2009.

Dalton, Trinie. “Good Liar/ Bad Liar: Myth, Symbol, and Choosing the Right Details.” MFA in Writing Summer Residency. Vermont College of Fine Arts. Montpelier, Vermont.  2 July 2010. Lecture.

____________. “Circulatory Systems in Fiction.” MFA in Writing Winter Residency. Vermont College of Fine Arts. Montpelier, Vermont.  Jan. 2011. Lecture.

Dillard. An American Childhood. New York: Harper & Row, Inc., 1987.

____________. Pilgrim at Tinker Creek. New York: Harper’s Magazine Press, 1974.

____________. The Writing Life. New York: Harper & Row, Publishers, Inc., 1989.

____________. “Annie Dillard Official Website.” Annie Dillard, 2010. Website.  Accessed 7/21/2011.

Glover, Douglas. Attack of the Copula Spiders. Emeryville: Biblioasis, 2012.

Jauss, David. “What We Talk About When We Talk About Flow.” Alone With All That Could Happen. Cincinnati, Ohio: Writer’s Digest Books, 2008.

Stein, Mary. “Mucking Up the Landscape: Poetic Tendencies in Prose.” Número Cinq. Volume II, No. 40. Oct. 5, 2011.

Tashman, Craig. “Active Reading and its Discontents: The Situations, Problems and Ideas of Readers.” CHI 2011.  May 7–12, 2011. Vancouver, BC, Canada. Web.

Tufte, Virginia. Artful Sentences: Syntax as Style. Cheshire, Connecticut: Graphics Press LLC, 2006.

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Anna Maria Johnson’s writing brings together her diverse interests in the visual arts, science and nature, family systems, and spirituality. She studied fiction and creative non-fiction at Vermont College of Fine Art (MFA July 2012). Her short stories and essays have been published in Ruminate Magazine, Blue Ridge Country, Numéro Cinq, DreamSeeker Magazine, Flycatcher Journal, Newfound, and The Mennonite, as well as in the anthology, Tongue-screws and Testimonies. Anna Maria writes, gardens, and makes art along the Shenandoah River’s north fork, where she has lived for seven years with photographer Steven David Johnson and their two daughters. She and Steven are currently collaborating on photo-essays about southern Oregon’s ecology. View their project at www.cascade-siskiyou.org

See also:

James Agee’s Unconventional Use of Colons  by Anna Maria Johnson

Whirlpool (All Tremors Cease): Underwater Video Meditation by Steven David Johnsonby Anna Maria Johnson

What it’s like living here in Cootes Store, Virginia by Anna Maria Johnson and Steven David Johnson

The Quirky Bird Art of Paula Swisher by Anna Maria Johnson

Riffing on Whirlpoolsby Anna Maria Johnson & Steven David Johnson

“Meditation on Mary, for Advent,” a sermon by Anna Maria Johnson

The Way To A Man’s Heart is Through His Stomach, or Kitchen Ostinato, a rondeau by Anna Maria Johnson

Off The Page: Novel-in-a-Box by Anna Maria Johnson

 

 

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Footnotes    (↵ returns to text)
  1. Mary Stein said this in a lecture at Vermont College of Fine Art. This fine lecture was later published on Numéro Cinq, but with different phrasing. I’ve chosen to retain the original phrasing here to suit my purposes, but highly recommend reading the published version as well.
  2. Dillard’s goldfish is apparently named for Thoreau’s friend and fellow poet Ellery Channing. For scholars familiar with this fact, Ellery’s name swimmingly links Dillard’s goldfish and the Thoreau allusions sprinkled throughout the book.
  3. The practice of making room for multiple interpretations of a given subject is inherent to essaying since the time of Montaigne.
  4. Parallelism and repetition are common literary devices in the biblical Old Testament, a book that seems to have been highly influential on Dillard’s writing judging from the numerous allusions and references to, and quotations from, that source (see Appendix A). It is not surprising that some of the Bible’s rhythms and syntactical patterns would also have found their way into Dillard’s style.
  5. In drawing a contrast between “living here” and “home,” and between “Tinker Creek” and “Tinker Mountain,” Dillard seems to be following the western philosophical tradition of dualism, suggesting that beyond the changing, physical realm lies an eternal, unchanging spiritual realm that is her true home. By using a syntactical structure frequently employed in the Bible (parallelism), Dillard underscores this earthly-versus-spiritual tradition.
  6. A wooden fish wheel, similar to a water mill, is a device used for catching fish.
  7. This might be compared to Christians who have re-purposed the symbol of the cross from being an instrument of execution to one of salvation. The cross is often referred to as a tree, and Christ is called the light of the world, so perhaps “the tree with the lights in it” is furthermore an allusion to the Christian story, which Dillard has woven throughout her book.
  8. Attack of the Copula Spiders also contains a rather nice essay about the importance of structure in this novel.
Mar 052013
 

Rich baseball

It is August 11, 1978. A humid morning succumbs to another blistering New England afternoon. Potbellied cumuli gather low on the horizon in an otherwise pristine cobalt sky. Colleen is twelve, three years my senior, an insurmountable chasm of days standing between us. I am already madly in love with her. She lives next door on Walter Street in Worcester, Massachusetts. For fifteen years, our bedroom windows will stare unblinkingly at one another across ten yards of space. Blue eyes (of course), a demure grin, tan legs, and a habit of staring straight through me when she speaks. From time to time, a tiny cluster of heat blisters forms on her lower lip like a welcoming galaxy.

“Can Ritchie walk to the store with me?” Colleen asks my mother. We are standing in my small kitchen. My sister is playing on the floor. Golden light leans through the screen windows. My memory paints this moment like a Vermeer.

There must be a split second of panic for my mother as she decides. The store is a mile away and I’ve never walked this far without an adult before. Colleen’s request challenges the very frontiers of a boy’s permissible geography. Is this okay? Even I don’t know the answer. But I am praying, pleading in silence, for my mother to say yes.

Why Colleen requests me to accompany her confuses me beyond logic, though I’m wise enough not to interrogate such confusion. After a long pause, my mother slips a dollar into my hand and tells me to be careful. A tether snaps.

While we are gone, Colleen’s father will suffer a massive heart attack and die in their living room. The margins of childhood will be forever defined by this hour-long walk to the store and back. And though I will be only a peripheral actor, a bit player in this tragedy, Mr. Gearin’s death will haunt me, too. This hour, even today, stands in sharp relief to almost every other.

Anne Carson writes, “We live by tunneling for we are people buried alive.” Why do we continue to tunnel? Why don’t  we simply breathe in the dirt and forget? Are we digging for meaning? For connection? Salvation?

In childhood, the exceptions stood out. The most vivid days were the occasional ones, when routines snapped and I was estranged from the habits of life. Maybe I’m tunneling for these.

How an overnight storm piled snow beneath my bedroom window like huge pillows. The floor heater creaked as I woke and, with frigid feet, crawled to the window. There, below me, was a landscape transformed. I climbed back into bed and listened to the whip of snow against window, my mother turning a radio in the kitchen. I held my breath until I heard: school or no school.

Or the summer day when I was five and the Fowlers’ house was struck by lightning. It was my mother’s birthday and we were next door. Colleen was there, Kelly, Cathy, Shawn, and Mrs. Gearin. Our fathers were at work. An awful boom rattled the walls. We raced to the front door and gazed into the street. The facade of the gray, two-story house literally had ripped away from its frame, so that I could see into the upstairs bedroom, as if looking into a life-sized dollhouse. A fireman leaned out from the smoldering second story, inspecting the damage. The black sky snapped again. Terrified, I reached for my mother’s hand.

˜

RichJen on couch

Colleen’s father has given her money for a handful of things. Bread, butter, a carton of milk. We follow long meandering sidewalks past the houses we know. Walter Street could double as a Dublin phone book: Baxter, Doherty, Farrell, Fowler, Gearin, McCarthy, Murphy. We curl down Paradox Drive, moving silently in front of the Bermans’ brick house, Elkinds, Jacobsons, and Flannagans. Past Sansoucy’s quarry. When we turn left onto Beaconsfield Road, we enter a terra incognita. The same songbirds chirp and the same shade cools our skin, but these front doors are unfamiliar.

What do we talk about on the journey out? If there’s a cruelty to time, it’s the erasures, the things we lose. What does Colleen wear that day? What does her voice sound like? I forget the name of purple wildflowers that we pinch between our fingers. I forget even the name of the store we are walking toward.  But I remember feeling grown up beside her. I remember how easy it is talking with Colleen, and the strangeness of this sensation, because, at nine years old, shyness and silence are my default positions around girls. What mixture of tenderness and warmth does Colleen radiate that gives me the confidence to be myself? How does she draw me out?  A word comes to mind: grace.

Twenty minutes speed past and we enter the store. A blast of air conditioning cools our sweat, brings a relief like water. We separate here, me to spend my dollar and Colleen to gather things for her father, who, at that very second, is taking his last breath.

Thomas Wolfe writes, “O lost, and by the wind grieved, ghost, come back again.” What ghost returns? What orients the jurisdiction of memory?  Why is time as ungainly as the growing feet on a young boy?

I had a happy childhood.

Under certain wind conditions, I could smell Mrs. Sheedy’s simmering marinara sauce from two doors down. I watched the same wind turn elm leaves from green to silver as a storm approached. The sky seemed endless, full of possibilities. White vapor trails rulered across the blue as jets descend into Logan or, further south and east, into JFK. I identified them all, a taxonomy of flight: 747, L-1011 and DC-9. The planes’ contrails were as distinctive to me as faces, as nicknames.

Nicknames were a mark of respect on Walter Street. Orson, Shed, Burger, McMurphy, Sadness, Bessie. The “Big Kids” were teenagers when I was nine. They watched out for me with a tolerance and concern that, even now, seems uncommon. Somewhere along the way, they christened me ‘Head’. To have a nickname at nine amongst teenagers felt like a laurel wreath, a brass trophy with arms upraised on a pillar of marble.

Our families were Irish and Italian, Catholic and Jewish. We stood a single rung above blue collar. We shared the liminal space of upward mobility: close enough to the mills of the BlackstoneValley to still smell the grease but far enough out for new bikes and above ground swimming pools. Life was intuitive, and instincts of the body overruled the brain.

˜

Walterstsnow-page-0

Colleen and I meet back near the cash registers. Inexplicably, my father appears. He stands in line with us. He is on his way home from work and he offers us a ride.

“I’ve got to grab a couple of pizzas first,” he says. “I’ll take you guys home if you want.”

Why do I decline my father’s offer? How do I know this is the right thing? How do I know that a half-hour walk with a twelve year-old girl contains more mystery than the convenience of a ride on a hot day?

I follow Colleen up Pleasant Street. Cars whir past. It is a Friday afternoon and people are heading home early. We move past our school, the red-bricked Tatnuck Elementary, dormant for a few weeks more. Colleen will start middle school in the fall. I will be going into fourth grade.

We turn the corner, cut through the fire station driveway, and then begin to climb back up Beaconsfield Road. When it snows, this stretch of road is the most treacherous. Potholes and cracked humps of concrete mar the surfaces. Someone is sealing a driveway. The smell of asphalt rises on a breeze.

Surely I am aware of Colleen, of the proximity of her, though I have no idea what to do with such feelings yet. We ascend the steepest half of the road, past run-down American Four Squares, freshly painted Tudors and CapeCods, all of them inhaling this summer day through open front doors.

Our legs straining, Colleen points to a path and we take it. The three years between us have widened her intimacy with place. She knows the paths, the shortcuts, better than I do. One more hill before home, this one through a wooded boundary between the neighborhoods. We are in shade, beneath a verdant stand of tall trees, following a footpath.

“The point of departure must be unyielding despair,” Pattiann Rogers writes.  “We start from the recognition of that point to build the soul’s habitation.” Was this the work we were doing that day—building a habitation for our future souls? Why did the walk have to end? Why couldn’t we have just kept going, beyond our homes, back out into the woods?

Other days come back. I’d gone fishing with my friends at Cook’s Pond. Tony, Chris, Randy, Dean, Eric, Glenn, Mark. We baited our hooks with worms and watched orange and white bobbers float across the dark surface. A bobber sank. Someone hauled a fish ashore. We stood around rejoicing the catch until Glenn stuffed a lit firecracker in the perch’s gaping mouth. The slimy fish flopped in the dirt as we all laughed, waiting for the bang. But the wet wick fizzled out. Our curiosity about the world was confused, mixed with a cruelty we all assumed we would forget. Not to be deterred by failure, we grabbed an insulin needle from Mark’s lunch pail and began injecting fruit punch into the fish’s spine. It didn’t die, but contorted into a palsied horror. The fish’s back curled around, an anguished arch that I’ve never forgotten. We slipped the deformed creature back into the pond and watched as it corkscrewed into the depths, blowing up tiny bubbles.

My grandfather taught me to fish. My first catch was a ten-inch bass that I wrapped in plastic and kept in my freezer for six months as some sort of morbid trophy. My grandfather also gave me a brass 20mm cartridge from a ship in the war. A Japanese Zero had strafed their deck. Navy guns fired back.

“I saw a captured Jap pilot once,” he told me. “The little guy was shaking. He thought the Americans were going to chop off his head. He didn’t speak a word of English, but he asked for a cigarette.”

My grandfather placed two fingers up to his mouth and made a puffing sound with his lips. Why does this memory return so clearly?

The first model I ever built was a 1/48 scale Japanese Zero. It took a week to assemble, from start to finish, but the shiny Japanese fighter plane never measured up to the one pictured on the box cover. Globs of glue piled up at every joint. Thick brushstrokes of silver paint defaced the wings and fuselage. One of the orange ‘rising sun’ decals tore down the center. Still, I was damn proud of completing it.

In time, my bedroom became a crowded menagerie of airplanes in flight. Suspended on monofilament fishing thread, an F-4 Phantom, loaded with heat-seeking missiles, banked left. An A-10 Thunderbolt, gear down, lined up on short final over my bed. A Russian Mig-21, red Soviet stars on its tail, climbed out on patrol.

˜

Grampa Tisdell

Colleen brushes back thorny bramble as the path continues. We are almost home now, just a few hundred yards left. We cross the Edinburghs’ front lawn, and slip through their side yard. The grass is worn flat and gray-brown. The path skirts along the edge of the Deans’ house with their lush gardens. A red, wide-plank fence defines the yards. The Deans own the florist’s shop in Tatnuck Square. Every year at Halloween, the Edinburghs pass out nickels while the Deans pass out baskets of treats, whole candy bars, caramel apples wrapped in red cellophane. From here the path jogs right, behind the Markowitzs’ house. They have a two story game room that I’m never allowed inside. Once, I left a banana peel in their yard by accident. Mrs. Markowitz knocked on the front door, insisted I come back and retrieve it.

Wild flowers and tall grass gives way to a copse of white-barked birch trees into the Sheedys’ backyard. Mr. Sheedy is an air-traffic controller. His wife loves Elvis Presley. They have a son, an old dog, but no car. Yellow taxis take them to the grocery store, to work.

Are we still talking as we approach the Bessettes’ huge front lawn? The Bessettes are my neighbors on the other side. They were the original family on Walter Street. A large field, remnant of the original farms, wraps behind our backyards. Crab apple trees line the field. Once, they planted and sold Christmas trees in the field, a whole grove of evergreens like a perpetual holiday.

Colleen and I stop in the shade of a flickering birch. We are so close to the end. The air smells humid, the afternoon light beginning to soften.

Emerson writes, “All loss, all pain, is particular; the universe remains to the heart unhurt.” Loss radiates out from the center of this moment. The innocence that is Childhood cannot escape unharmed, despite what Emerson says.

In front of us is an ambulance in the street, lights flashing. A fire truck idles further down. There is an indecipherable second before either Colleen or I can register what’s happening.

We inch forward. The distance from where we spot the flashing lights to my front door is no more than thirty yards. To cross this ninety feet of space is to cross a galaxy.

Perhaps the great shame is that I only think of myself. Is the emergency at my house? Who is the ambulance for? I feel a twinge of relief when I realize that whatever is happening, is happening next door. I’ve forgotten that Colleen is just inches away.

Why don’t I take her hand? Why don’t I at least say something? Of course, I am nine. What possible words do I possess?

The most amazing thing is that we keep walking. In lock-step almost. Neither one of us breaks into a run. Neither one of us thinks to turn around. We simply walk forward in silence.

In the driveway is my father, still in his work clothes. Half the neighborhood stands together on my front lawn. The scene appears almost festive except no one is talking. No one is smiling. They all turn toward us as we approach, but no one speaks.

We come astride my front steps. Colleen stops, but I keep walking toward my father. He is, of course, safety. He can orient the confusion for me. A second later, Cathy, Colleen’s older sister, appears in my front door. Her face is red and swollen. My mother is standing behind her.

“What is it?” Colleen asks. She is so brave then, standing alone, apart from the rest. Just a twelve-year-old girl asking for an explanation.

“It’s Daddy,” Cathy says to her from behind the screen.  “He’s dead.”

Then my mother does what I’ve failed to do. She comes down the stairs and takes Colleen in her arms, brings her inside. The screen door closes. I stand next to my father and the others in the driveway. We watch and wait.

˜

Richie 1

Chekhov writes, “Happiness is something we never have, but only long for.”  I disagree.  I’m certain that I had a happy childhood. But perhaps happiness can only be understood when it’s held up against sadness. Contrast defines and focuses the feeling, and this happens slowly, after decades. On that bright summer afternoon, I learned something about love and joy, something about death and sadness. I caught a glimpse of life that I have never forgotten.

I walked a mile from my home with a girl I loved. Neither one of us knew what that walk would mean. We never could have guessed at the way world would suddenly change by the end.  And more than any other, that single hour taught me about the precarious, precious and magical nature of being alive. How it can turn in an instant. How we never know what’s waiting.

Childhood was an island unto itself, sacred, broken, pure. Those days were both a paradise and a prison, as all such islands must be. Memory was the penance, forgetting the sin. I’ve left out so much. So much has disappeared, like, cumulus clouds and the smell of asphalt on a summer afternoon. To snare even the outline of such things demands the habits of organized lunacy.

—Richard Farrell

Richard Farrell

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Richard Farrell is  the Creative Non-Fiction Editor at upstreet and a Senior Editor at Numéro Cinq (in fact, he is one of the original group of Vermont College of Fine Arts students who helped found the site). A graduate of the U.S. Naval Academy, he has worked as a high school teacher, a defense contractor, and as a Navy pilot. He is a graduate from the MFA in Writing Program at Vermont College of Fine Arts. He is currently at work on a collection of short stories. His work, including short stories, memoir, craft essays, interviews, and book reviews, has been published or is forthcoming at Hunger Mountain, upstreet, A Year in Ink Anthology, Descant, New Plains Review and Numéro Cinq. He lives in San Diego.

For more NC Childhood essays visit our Childhood page.

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Mar 022013
 

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pickinguporanges1

It’s the Sunday before Lent and I’m in Ivrea, a small town in Piedmont, at the foot of the Alps. The forecast predicts snow from Siberia, but right now the sun staves off the chill that I know will deepen with sunset. I stomp my feet while standing on frosty cobblestones waiting to buy a red jersey cap. Although flimsy, it will serve as a badge to show I’m a sympathetic bystander and protect me. In half an hour the streets will run red with the juice of tons of Calabrian blood oranges. Thousands of townspeople, divided into teams, will hurl fruit at each other, commemorating liberation—legend has it—from a medieval tyrant. This is the Battle of the Oranges, a three-day fight that takes place every year during Carnival. It starts on Sunday and terminates on Shrove Tuesday (Mardi Gras) and I’m here to take photographs from the front lines.

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According to the legend, in the Middle Ages, when a beautiful miller’s daughter—Violetta—married, a tyrannical lord insisted on exercising his right to spend the first night with her (le droit du seigneur). She gave him so much to drink that he passed out beforehand. Then she chopped off his head, the local populace rose to her defense and tore down the tyrant’s castle.

This act of rebellion is reenacted centuries later by the bare-headed populace (on foot) which battles the helmeted and armored tyrant’s supporters (on horse-drawn carts). They wage a sticky war through the various piazze and streets of town. At the end of the three days of combat, officials declare the winners of the battle. And during lulls in the fighting, a band plays, men, women and children in silken and golden costume parade through town and a Violetta stand-in rides a horse-drawn carriage through the fruity, fragrant mess, distributing candy and flowers.

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Ivrea’s curious carnival celebration has evolved through the centuries. The battle with citrus as ammunition is a newer development, the origins of which are murky, but historians have dated its beginnings to the mid-nineteenth century. The fruit symbolizes sticks, stones and arrows; but while less deadly, oranges propelled with force still draw blood.

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Hence this lightweight red hat—a stocking cap—which I’ve now bought and am wearing. It’s a Phrygian cap, modeled on the headgear that inhabitants of Phrygia (Anatolia) wore in antiquity. It came to be associated with liberty in the Western regions of the Roman Empire and many centuries later French revolutionaries adopted it. During the reign of Terror, French moderates wore this “bonnet rouge” to advertise their sympathy with the new regime.

And, in the United States, some revolutionary soldiers wore knitted red stocking caps and images of Liberty often included a Phrygian cap. (See: French National Symbols.)

In Rip Van Winkle (1820) for example, Washington Irving describes Rip’s great surprise upon awakening in post-Revolutionary war America with red cap imagery:

“Instead of the great tree that used to shelter the quiet, little Dutch inn of yore there was now reared a tall, naked pole with something on the top that looked like a red night-cap and from it was fluttering a flag on which was a singular assemblage of stars and stripes.”

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(Washington Irving, Rip Van Winkle, Philadelphia: David McKay Company, 1921, p. 56. Pictures and Decorations by N.C. Wyeth.)

Red-capped, camera poised, I’m in good company here, on this old bridge over an icy tributary to the Po River. I’m waiting for the oranges to begin flying. Hundreds of us revolutionary sympathizers jostle each other expectantly, vying for a good spot from which to take pictures. The battle is scheduled to begin at 2 pm and it’s already 2:08. A tv journalist from Norway knocks into me with her plastic-swathed equipment and my camera clatters against the cobblestones, the lens jarring loose. Her bodyguard, a burly local hired to shield her literally with his body from oranges while she shoots, apologizes. No problem, I say, biting my lip. Next to these professionals I feel exposed and unprepared. What if I get orange juice on my equipment? When I ask if they have any extra plastic, the bodyguard hands me a Carrefour supermarket bag. I rip a hole in an end and swaddle my camera with it.

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Someone blows a whistle. A group intones words from Ivrea’s traditional carnival song:

“Once upon a time,
A cruel baron
With the rope and the stick
Up at his lair, the castle,
Laughing weirdly
Devoured us, meat and bones ….”

And on the bridge in front, men and boys in kilts and green jackets from the Tuchini di Borghetto faction stuff oranges into cloth shoulder bags. They hop with excitement. Around the bend, behind me, warriors in carts drawn by skittish horses, don their terrifying, football-like helmets.

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The first cart surges forward, its black horses whinnying. Oranges sail and thump against the foot soldiers’ upturned faces and, in response, against the helmets of the adversaries above on the cart. Pulp flies through the air when oranges split. Rivulets of red run. The fighters pound each other, their zeal increasing, their accuracy decreasing. The Norwegian lady huddles under the big man she has hired to protect her from errant missiles, her lens peeping out from under his arm. I step away from them, out of the crowd to take a clear shot. Juice splatters when I’m hit in the head—right on my bright red Liberty cap—by a ricocheting orange. This badge offers no protection against the wildly spinning oranges. While I’m reeling, another slams my camera and the lens jars loose again. I struggle to put pieces back together, but oranges bounce off the pavement into my legs and arms. Fun and picturesque? Maybe, I think. But red cap or not, this reenactment hurts.

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I step back from the fray into a doorway. I peel off the sticky Carrefour bag and fiddle with the camera. The digital circuitry seems out of whack. I turn the camera off and on, thinking of a Florentine Carnival song, Blessed Spirit (ca. 1513), by Niccolò Machiavelli, the author of The Prince:

Raise then, your weapons high
Against a cruel foe;
But to your own, bring healing remedy.
Lay down that old hostility
Fostered between you since long, long ago.

(Niccolò Machiavelli, Blessed Spirit. Revised Translation by Robert Adams. W.W. Norton & Company, 1992)

Since the Renaissance, carnival celebrations, this version in particular, are about contrast. I came here because I wanted to witness this spectacle, this bloody dramatization of fighting between polar opposites through which reconciliation can be reached. But I didn’t mean to ruin my equipment while doing it.

I stop at a bar and order an espresso. Still fiddling with the camera, I breathe a sigh of relief when the green and red LED lights turn back on.

I follow the show at a distance, down through the narrow passageways of the Borghetto. Then I wind up through other battle-filled squares and streets. Carpeted with peels and pulp, the cobblestones slide under my feet. The battered town reeks of bruised citrus that is already souring.

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At the end of the gauntlet, on the loop heading back toward the bridge, combatants put aside their oranges for a few minutes. Men and women on the carts take off their helmets, lean down and shake hands with their adversaries, declaring a momentary truce before they circle around to battle again. A boy’s nose bleeds. A girl massages her shoulder. I mop my face and wipe my camera. And a man, on a cart I’ve photographed, maybe even one of the helmeted men I’ve photographed, quietly has a heart attack. He’s taken to the hospital where later—at age 35—he’s pronounced dead.

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But I don’t know this quite yet. I’ll find out when I get home and listen to the news. Right now, while the sun sinks westward and the evening mist rolls in, I’m still red-hatted if damp with the blood-red juice of Calabrian oranges. The battle has started up again and I’m marveling at Ivrea’s rowdy pageantry that for me today continues to unfold.

–Natalia Sarkissian–Natalia Sarkissian

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Natalia Sarkissian has an MFA in Writing from Vermont College of Fine Arts and has been an editor and contributor at Numéro Cinq since 2010. Natalia divides her time between Italy and the United States.

NatIvrea

Mar 012013
 

Laura K Warrell

In this powerful and important essay, Laura K. Warrell refuses to bow to Quentin Tarantino as a pop icon and instead calls him out as a puerile manipulator of stereotypes. She puts his brutal and salacious Mandingo fight scene in Django Unchained (winner of the completely undeserved Oscar for Original Screenplay) up against Ralph Ellison’s horrific fight scene in Invisible Man (published separately as a short story called “Battle Royal”) and a recent theatrical production of the novel at the Huntington Theater in Boston. All three portray forced fight scenes between black men as an expression of white racism in the American South; they give Warrell an amazing opportunity to contrast approaches, values, techniques and motives and to deliver a stinging indictment of lingering racism and black stereotyping in Hollywood and PC America. In the end, Ellison is the voice that speaks the black experience with grace, intelligence and dignity.

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Perhaps it was a strange twist of literary fate that a dramatic production of Ralph Ellison’s novel Invisible Man opened at the Huntington Theater in Boston ten days after Quentin Tarantino’s slave revenge fantasy Django Unchained debuted in cinemas across the nation. Two days after seeing the play, I read Ellison’s short story “Battle Royal,” and the weekend after that I went to see Tarantino’s film. Each work portrays, as a center-piece, a fight scene between black men with white men as an audience; such a convergence was too intriguing not to explore.

Ellison’s Invisible Man, published in 1952, is considered one of the finest novels of American literature and a groundbreaking interpretation of the black American experience.  The novel is about a young black man’s struggle to define himself against the backdrop of early twentieth century American racism.  The story “Battle Royal,” which Ellison published separately in 1948, is the first chapter of the novel.  In the story the young narrator is invited to read a speech he has written on social progress to an audience of white men who force him to participate in a boxing match with his peers before he can deliver his speech.  The play, adapted by producer Oren Jacoby and directed by Christopher McElroen, was first staged at the Court Theatre in Chicago in 2012 and ran at the Huntington Theatre Company in Boston from January 4 to February 3, 2013.

via WBUR, Boston

The first thing I noticed about the staging of the fight in the theater production was how horrifying and heartbreaking it was.  The bare-chested black actors seemed incapacitated by fright; their fear made them appear child-like as they swung their arms and stumbled, blindfolded, around the stage.  At the time, I found it simply heartbreaking, but in retrospect wondered if it was somewhat manipulative on the part of the director to make these men appear so completely debilitated by their victimization.  It reminded me of the way I sometimes feel watching certain movies by Steven Spielberg, as if the director simply wants to tug at our heartstrings without asking us to think much about what is happening.  Any integrity, grit or sophistication these men might have had before entering the boxing ring seemed to have been wiped out in in order to present them as defenseless and scared.  It seems insulting and just plain inaccurate to suggest that grown men are not still grown men even when they are scared senseless.  Additionally, to infantilize them in a sense robs them of the same dignity the play’s white characters take from them.  However, these personality traits – utter purity and childlike innocence – are personality traits “good” black characters commonly possess in popular culture.  It is as if in America, we can only handle discussions about oppression and violence when the victims are angels and the aggressors are complete assholes.  Consider how some people’s sympathies change when a rape victim turns out to have a sordid sexual past or how the Trayvon Martin case “took a turn,” at least in public perception, when the boy’s alleged Facebook page was discovered showing him wearing sagging pants and flipping off the camera.

In Ellison’s story, a white woman is brought out before the fight to dance provocatively for the enjoyment of the white male spectators.  In the stage play, this woman’s sole emotion seemed to be fear as well.  The actress playing her danced around pitifully, looking as if she were about to start weeping.  All the while, the white characters, played by two white actors and a handful of black cast members wearing emotionless, quite frightening white masks, acted like our worst nightmares of what sexist racists can be.  So maybe this was the problem with the stage version of the battle royal; the actors were asked to play one note.

Admittedly, I did not come to this conclusion until I returned to Ellison’s text days after the performance (before then, I pitied the black men and white woman, and was disgusted by the white men, as, without doubt, was the entire audience).  But in Ellison’s text so much more is happening.  For one, the author injected a significant amount of sexual tension into the scene.  One of the other black fighters even has an erection.  Ellison also showed us the range of reactions the main character experiences internally; even while he gets pummeled he is thinking about his speech and his dignity, telling us how he feels about the other men, plotting ways to achieve his ultimate goal and negotiating with the other fighters.  Most importantly, his future self is interpreting events.  Then there is the tangle of responses the main character has to the white woman’s dancing – desire, revulsion, empathy.  He wants to protect her, to kill her and have sex with her.

In fact, even the white woman seemed more complex in Ellison’s text than she did on stage.  At first, I sensed apathy in her as I read the story, as if she were mechanically going through the motions of seduction.  It was only after the white men started aggressing her that I sensed her fear.  And what about the other black man in the fight the narrator tries to negotiate with – suggesting they fake a knockout to end the spectacle – but who will not take the deal?  His presence in the story added a whole other layer to events, which his absence on stage negated.

So what was missing on stage, for this scene at least, was the nuance and complexity the short story gives us through narration.  The same nuance and complexity that is required of any in depth, smart examination of race and culture, and which is often lacking even in the most elite intellectual circles.  Sure, we could say, ‘well, this was a stage production, there’s no way to convey the same depth.’  However, most of the play was presented with extensive monologues and asides; the lead actor would take center stage and explain his character’s thoughts and reactions to the events of the play by reciting lengthy passages from the novel verbatim (which Ellison’s estate apparently required of the playwright when asked to turn the book into a play).  So, in some ways, the fight scene was one of the only scenes where there was really no narration.  What was happening internally for the character was never presented to the audience; we simply witnessed the fight scene, and thus, only understood one dimension of its significance.

The notion that oppressed characters are sometimes turned into flawless, defenseless figures to gain empathy, is related to the fear many Americans experience of being labeled culturally insensitive, politically incorrect, or worse, racist. It is easier to depict an oppressive incident and its perpetrators as thoroughly bad and awful, and shave off any edges and contradictions in the victims’ characters, so as not to leave any room to interpret events otherwise.  But it is this flatness, the inability to hold two or more potentially contradictory ideas in our minds at the same time, the notion that things are either categorically good or bad, that is what I find frustrating in many conversations about race, culture and gender in American society.

Does such a controlled rendition of the fight scene in the play protect both the play’s producers and its audience from being un-PC?  Would showing any of the narrator’s unattractive traits or impulses confuse our allegiances?  Do such controlled interpretations also protect us from having to look too deeply at the very things we fear most, for instance, that black men might desire white women (a fact that has a tendency to set off explosions in both communities)?  Then there are other realities we do not really want to face, like that decent, upstanding citizens might also be racist, that violence might sometimes be arousing, that even victims of oppression can have unappealing compulsions.  When we fail to embrace the complexity of these issues, we risk not coming to a true or lingering understanding of them.

 In staging the fight this way, the director also contributes to, rather than underscores, the dehumanization and objectification of the black male and white female characters by turning them into mere symbols of oppression instead of full-fledged human beings with complex identities living in a complex world.  Even worse, such flatness goes against Ellison’s original intentions for the piece.  He included the narration in “Battle Royal” and all of Invisible Man for a reason.  Consider the following, which is from Ellison’s introduction to the novel.  As Ellison was putting the work together, he wondered, “why most protagonists of Afro-American fiction (not to mention the black characters in fiction written by whites) were without intellectual depth.  Too often they were figures caught up in the most intense forms of social struggle, subject to the most extreme forms of the human predicament but yet seldom able to articulate the issues which tortured them.”  Even if these kinds of characters did not exist, Ellison felt it was “necessary, both in the interest of fictional expressiveness and as examples of human possibility, to invent them.”  His goal, in part, was to “create a narrator who could think as well as act” and to “reveal the human complexity which stereotypes are intended to conceal.”  It is the characters’ intelligence, depth and complexity, as well as the complexity of the fight itself, which are revealed in the narration.  By eliminating this part of the narration, the stage production reduces the characters to empty, even stereotyped figures used to demonstrate a social struggle.  The characters in the onstage battle royal were presented as subjects of history rather than real people able to contemplate their individual fates.

via MTV

Let us turn to Django Unchained and the so-called Mandingo fight scene, in which a slave owner played by Leonardo DiCaprio lustfully watches two black slaves beat each other.  It should be noted that after the film was released, a legion of historians came forward to prove that many of the films most horrific scenes would never have occurred historically, including these fights.  Still, the point, if there was one, of staging such a scene must have been to show how shitty slave owners were, stripping black men of their dignity by turning them into beasts fighting for their own perverse pleasure.

As opposed to the stage production of Invisible Man, where we have the context of the rest of the play to attach some sense of humanity and personhood to the boxing men, the fighters in Django have no personhood at all.  They are simply growling, bloody animals.  Tarantino seems to have a fascination with white men sexually violating black men, considering the anal rape of Marsellus Wallace by a white man in Pulp Fiction, the homoerotic master-and-slave relationship between the DiCaprio and Samuel Jackson characters in Django, not to mention the marble statue of two naked wrestlers entwined that stood prominently behind the DiCaprio character’s seat during dinner.  Perhaps such references are just Tarantino’s way of attacking men he finds loathsome by calling them gay, which would not be too far-fetched considering how juvenile he can be.

It is worth considering where Tarantino “places” his audience as compared to the two other productions.  In the stage production, the audience is sitting in a theater so does not have a camera directing them to watch one thing or another.  They are more like spectators of the fight itself.  Still, they are clearly watching the events of the play, and the fight, through the eyes of the main character who has been their guide since the play’s beginning.  Ellison’s story is told in a close, first person narrative so, as in the play, the audience sees the fight through the narrator’s eyes.  But in Django, the audience sees the black fighters mostly through the white slave owner’s point-of-view, thus, they watch the fight through his objectifying gaze.

Through this gaze, Tarantino turned the two fighting men into sex objects; the violence, as in much of his work, adding to what seems to be his own sense of eroticism as these half-naked men slithered all over each other on the floor, covered in blood instead of sweat.  We hear bones cracking, skin splitting and blood splattering, along with some agonized screams.  But these men say and think nothing and no one says or thinks anything about them, except for DiCaprio’s horny moaning and encouragement to keep fighting.  Of course, we also get to see the Django character and his white friend seethe every so often as they watch the fight as if to remind us that this is in fact terrible.  But by not allowing these men to have voices, let alone identities, Tarantino has done to them what he apparently loathes the slave owners for doing; turning them into objects for an audience’s enjoyment, the audience being those of us sitting in the theater.  In some ways it feels we as audience members are complicit in Tarantino’s efforts to dehumanize these men, inadvertent as these efforts might be.

 In the movie, I would wager to guess that these men were portrayed as over-sexualized, disempowered victims devoid of complexity or humanity not because of any desire to provoke sympathy or be politically correct, but because they were created and directed by Quentin Tarantino, who, for all his talents, seems to have lost the intellectual ability to see nuance and complexity at all, let alone the nuances and complexities of race in America.  Pulp Fiction and some of his earlier films handled such material better.  No doubt, part of the movie’s appeal, like so much in the culture, is its ability to arouse our basest, most animalistic instincts; the erotic charge American audiences seem to get from naked (literally) aggression, blood and violence.

While the play takes an intellectually remote stance to its fight, Tarantino’s movie takes an emotionally and intellectually desensitized stance, which fits our tragically desensitized culture.  Both offer simplistic representations of the racial struggles their fights present, though I would never place the play, which in other ways was revelatory, in the same category as Tarantino’s movie.  Only the fight in Ellison’s story is complex and layered, which is fascinating, considering how long ago, and at what point in the nation’s history, it was published.  This must speak either to the gradual decline of both high and low culture in this country, especially when it comes to conversations about thorny issues, or the innate structure of fiction which allows for greater nuance.  Of course, it could also be both.

The artistic consequences of such simplistic portrayals are as important as the cultural consequences.  Without the nuance, audiences do not get to enjoy the layers, complexities and surprises multi-dimensional characters and fictional situations offer.  Such portrayals stifle fruitful discussion and progress.  They also make for intellectually offensive, half-assed or just plain boring entertainment.

—Laura K. Warrell

References

Django Unchained. Dir. Quentin Tarantino. Perf. Jamie Foxx, Leonardo DiCaprio, Christoph Waltz. The Weinstein Company, 2012. Film.

Invisible Man.  By Ralph Ellison.  Dir. Christopher McElroen.  The Huntington Theatre Company, Boston.  2 February 2013.  Performance.

Ellison, Ralph.  Invisible Man.  New York: Vintage Books, 1990.  15-33.  Print.

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Laura K. Warrell lives in Boston where she works as a writing teacher and tutor at the University of Massachusetts Boston and Northeastern University.